Environment

FSI scholars approach their research on the environment from regulatory, economic and societal angles. The Center on Food Security and the Environment weighs the connection between climate change and agriculture; the impact of biofuel expansion on land and food supply; how to increase crop yields without expanding agricultural lands; and the trends in aquaculture. FSE’s research spans the globe – from the potential of smallholder irrigation to reduce hunger and improve development in sub-Saharan Africa to the devastation of drought on Iowa farms. David Lobell, a senior fellow at FSI and a recipient of a MacArthur “genius” grant, has looked at the impacts of increasing wheat and corn crops in Africa, South Asia, Mexico and the United States; and has studied the effects of extreme heat on the world’s staple crops.

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Between 1958 and 1962, China descended into hell." So opens Mao's Great Famine: A History of China's Most Devastating Catastrophe, Frank Dikötter's riveting and magnificently detailed chronicle of the Great Leap Forward. Using previously restricted archives, historian Dikötter reveals that under this initiative the country became the site not only of one of the most deadly mass killings of human history (at least 45 million people were worked, starved or beaten to death) but also the greatest demolition of real estate - and catastrophe for the natural environment - in human history, as up to a third of all housing was turned to rubble and the land savaged in the maniacal pursuit of steel and other industrial accomplishments. Piecing together both the vicious machinations in the corridors of power and the everyday experiences of ordinary people, Dikötter at last gives voice to the dead and disenfranchised.

Frank Dikötter is Chair Professor of Humanities at the University of Hong Kong and Professor of the Modern History of China on leave from the School of Oriental and African Studies, University of London. He has published nine books on  modern China, from the classic The Discourse of Race in Modern China(1992) to China before Mao: The Age of Openness (2007). 

**Books will be available for purchase during this event.**

Philippines Conference Room

Frank Dikotter Professor of the Modern History of China Speaker School of Oriental and African Studies, University of London
Lectures

Shorenstein APARC
Stanford University
Encina Hall, Room C302-23
Stanford, CA 94305-6055

(650) 723-3368 (650) 723-6530
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Visiting Scholar
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Hong Lian is a PhD candidate in sociology at Peking University and a current visiting scholar at the Walter H. Shorenstein Asia-Pacific Research Center. His main area of research is on institutional operations and changes, with a focus on governmental institutions and organizations in China.

Lian is researching bureaucratic environmental regulations. He is utilizing in-depth participatory observations to understand how institutions affect government officials' behaviors, how officials respond to institutional changes, and how institutions are created and altered.

His most recent publication is the forthcoming article "The Limit of Bureaucratic Power in Organizations: The Case of the Chinese Bureaucracy" (with Xueguang Zhou and Yun Ai), in Research in the Sociology of Organizations.

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FSI's 2010 Fall Orientation welcomed faculty, staff, researchers, and friends of the institute to the new academic year and highlighted the institute's diverse research collaborations, educational programs, and policy engagement.  Presentations on display and in live video offered highlights of the current work of FSI centers and programs on many of the most challenging issues of the day. In his welcoming remarks, FSI Director Coit Blacker emphasized the interdisciplinary, cross-campus nature of FSI's work and thanked the FSI community for their many contributions to new knowledge and new approaches to many of the most pressing issues on today's global agenda.

This year's Orientation attracted the largest turnout to date. On continual display was a slide show capturing research of FSI centers and programs in the field and multi-disciplinary work here at the institute, along with highlights of FSI conferences, lectures, and policy endeavors compiled by FSI's Nora Sweeny.

Among the highlights were the following displays:

  • A presentation by the Center for International Security and Cooperation on the center's research, writing, policy influence, and Track II Diplomacy
  • A display of the many books published by the Walter Shorenstein Asia-Pacific Research Center showing the range of economic, political, and regional issues addressed by APARC scholars, and a photo slideshow of recent events and publications demonstrating the breadth of faculty work bridging the U.S. and Asia
  • A presentation by The Europe Center, newly launched and housed jointly in FSI and the Division of International and Comparative Area Studies, featuring major research areas, visiting scholars, publications, and notable events
  • A presentation by Stanford Health Policy capturing its multidisciplinary work in medicine, law, business, economics, engineering, and psychology
  •  A presentation by the Ford Dorsey Program in International Policy Studies, a two-year interdisciplinary Master's program, which captured the IPS practicum, scholarly concentrations, internships, and careers
  • A presentation by the Program on Energy and Sustainable Development featuring its work on environmental and policy research employing state of the art methodology to examine such issues as renewable energy, natural gas markets, national oil companies, low-income energy services, and climate change policy
  • A presentation by the Program on Food Security and the Environment which addresses hunger, poverty, and environmental degradation. FSE showcased its current research on topics such as solar electrification, food and nutrition security, climate change and conflicts, and evolving U.S. energy policy, as well as its upcoming series on Food Policy, Food Security, and the Environment
  • A presentation by the Stanford Program on International and Cross-Cultural Education, which develops multi-disciplinary curriculum materials on international themes reflecting FSI scholarship. Recent educational projects include a three-part series examining U.S.-South Korean relations, Uncovering North Korea, and Inter-Korean Relations; and a collaboration with TeachAIDS, which works to address and overcome the social and cultural challenges related to HIV/AIDS prevention education through materials offered via the internet and CDs in several languages, http://teachaids.org
  • A presentation featuring the Stanford Global Gateway, a comprehensive directory of Stanford in the world
  • A presentation previewing the vision and mission of the Stanford Center at Peking University, opening Fall 2011

Other highlights included the presentations prepared by Stanford students who worked in the field this past summer. One group worked in China, developing a survey on nutrition and anemia and their effect on learning, with FSI's Scott Rozelle, Director of the Rural Education Action Program. A second group helped Dr. Paul Wise, professor of pediatrics and Stanford Health Policy core faculty member, evaluate prenatal care in the rural highlands of Guatemala.

 

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Looking ahead to 2025, Thomas Fingar, examined significant issues--including economic, natural resource, climate change, and demographic factors--with the potential to shape the future, to an audience of more than 400 members of the World Affairs Council of Hilton Head Island. Dr. Fingar's observations were based on the National Intelligence Council report "Global Trends 2025: A Transformed World."
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Department of Food Economics and Consumption Studies
University of Kiel, Olshausenstrasse 40,
24098 Kiel, Germany

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Cargill Visiting Fellow
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Awudu Abdulai, chair of food economics at the University of Kiel, Germany, was FSE's Cargill visiting scholar from October 2010 - March 2011. While at Stanford he pursued three research themes. The first looked at how farmers risk preferences influence their decisions to adopt water conservation technologies and how that impacts farm productivity. The second examined how social capital, property rights and tenure duration affect farmers' investment decisions on sustainable management practices. The third involved an analysis of the welfare impacts of cultivating export crops in Sub-Saharan Africa.

Prior to joining the faculty at the University of Kiel, Professor Abdulai taught at the Swiss Federal Institute of Technology, Zurich (ETH) and also held visiting positions at the Departments of Economics at Yale University and Iowa State University, as well as the International Food Policy Research Institute, Washington, DC. Abdulai is originally from Ghana and his fields of interests span development economics, consumer economics and industrial organization.

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Matei Georgescu
David Lobell
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THE POLICY FORUM BY J. D. GLOVER ET AL. ("INCREASED FOOD AND ecosystem security via perennial grains," 25 June, p. 1638) highlights environmental advantages of perennial relative to annual bioenergy crop systems but omits potentially important consequences related to hydrology and climate. They categorize greater perennial leaf area index and rooting depth (relative to annual crops) as "utiliz[ing] more precipitation," but the work cited provides no evidence for increased rainfall recycling.

The direct climate impact of land-use change associated with bioenergy expansion (such as a shift from annual to perennial cropping systems) has received little attention. The impacts of changing fundamental biogeophysical surface properties associated with bioenergy crops may have significant implications for local and regional climate. Changes to local hydrology caused by large-scale perennial systems may be complex, and thus require careful evaluation. For example, the drawdown of soil water and enhanced evapotranspiration from perennial relative to annual cropping systems could lead to long-term depletion of the soil-water column, as well as changes in clouds and rainfall in downwind locales. Quantifying local and remote consequences for hydrology and climate resulting from a shift from annual to perennial bioenergy crops is therefore required if longterm sustainability of biomass production is to be attained.

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Heidi Kjærnet will be presenting her paper "Petroleum sector management in Azerbaijan: A case study of the national oil company SOCAR". The paper focuses on the interactions between the Azerbaijani government and the State Oil Company of Azerbaijan, SOCAR, and explores the complex interconnections between the government and its national oil company (NOC). In the post-Soviet period, SOCAR has played the role as the national partner in consortiums with international oil companies producing oil and gas fields in Azerbaijan, as well as having important policy tasks and social responsibilities.

The paper argues that there is a profound lack of separation of commercial and regulatory responsibility in the Azerbaijani petroleum sector. While Azerbaijan is certainly giving preferential treatment to SOCAR, Heidi argues Baku is less likely to follow the example of Kazakhstan in pursuing a resource nationalist line through curtailing the activities of international oil companies due to the Azerbaijani government's ambitions for regional leadership in the South Caucasus, and its strong commitment to cooperating with the international oil companies.

Heidi's research on SOCAR and Azerbaijan is a part of her PhD dissertation with the working title "Petroleum, politics and power: The National Oil Companies of Azerbaijan, Kazakhstan and Russia".

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Heidi Kjærnet is a Fulbright Visiting Researcher at the Program on Energy and Sustainable Development (PESD) at Stanford University.  She is visiting from the Norwegian Institute of International Affairs and the Fridtjof Nansen Institute where she is a Research Fellow.

She holds an MA in Russia and Post-Soviet Affairs from the University of Oslo. She has taken intensive Russian language courses at the Norwegian Center in St Petersburg and interned at the Royal Norwegian Embassy to Azerbaijan. Currently she is a PhD student in Political Science at the University of Tromso.

Encina Hall
Stanford University

The Program on Energy and Sustainable Development
616 Serra St.
Encina Hall East
Stanford, CA 94305

(650) 724-1714 (650) 724-1717
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PhD Student at the University of Tromso
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Heidi Kjærnet is a Fulbright Visiting Researcher at the Program on Energy and Sustainable Development (PESD) at Stanford University.  She is visiting from the Norwegian Institute of International Affairs and the Fridtjof Nansen Institute where she is a Research Fellow.

At PESD Heidi is working on her research project on the National Oil Companies of Azerbaijan, Kazakhstan and Russia, focusing on how these post-Soviet governments manage their oil and gas sectors. The project aims to contribute to our knowledge on state-business relations in the post-Soviet area as well as on the governments' strategies and capacities in managing their important petroleum sectors.  The project's theoretical ambition is to explore the usefulness of principal-agent theory in authoritarian contexts.

Heidi's previous research has included work on the potential for renewable energy in Russia, the interconnections between energy relations and foreign policy strategies in Azerbaijani-Russian relations, and on the community of internally displaced persons in Azerbaijan in light of the country's oil boom.

Heidi holds an MA in Russia and Post-Soviet Affairs from the University of Oslo. She has taken intensive Russian language courses at the Norwegian Center in St Petersburg and interned at the Royal Norwegian Embassy to Azerbaijan. Currently she is a PhD student in Political Science at the University of Tromso.

Fulbright Visiting Researcher
Heidi Kjaernet Speaker
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Programs to enlist developing countries in climate change mitigation by granting credits for carbon emissions reductions across entire sectors like transportation are quite appealing in principle. However, as researcher Adam Millard-Ball shows in PESD Working Paper #97, "Adverse Selection in an Opt-In Emissions Trading Program: The Case of Sectoral Crediting for Transportation, " any practical implementation of such schemes would entail thorny trade offs between economic efficiency, environmental effectiveness, and political acceptability.

Sectoral crediting mechanisms such as sectoral no-lose targets have been proposed as a way to provide incentives for emission reductions in developing countries as part of an international climate agreement, and scale up carbon trading from the project-level Clean Development Mechanism to the sectoral level.

Countries would generate tradable emission credits (offsets) for reducing emissions in a sector below an agreed crediting baseline. However, large uncertainties in the regulator's predictions of the counterfactual business-as-usual baseline are likely to render sectoral no-lose targets an extremely unattractive mechanism in practice, at least for the transportation case study presented here. Given these uncertainties, the regulator faces a tradeoff between efficiency (setting generous crediting baselines to encourage more countries to opt in) and limiting transfer payments for non-additional offsets (which are generated if the crediting baseline is set above business-as-usual).

The first-best outcome is attainable through setting a generous crediting baseline. However, this comes at the cost of either increased environmental damage (if developed country targets are not adjusted to account for non-additional offsets), or transfers from developed to developing countries that are likely to be too high to be politically feasible (if developed country targets are made more stringent in recognition that many offsets are nonadditional). A more stringent crediting baseline still generates a large proportion of non-additional offsets, but renders sectoral no-lose targets virtually irrelevant as few countries opt in.

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Gerald Warburg earned his BA in Political Science and Education at Hampshire College and MA in Political Science at Stanford in 1979, where he worked closely with CISAC fellows. He is now Executive Vice President of Cassidy & Associates, a prominent public affairs firm in Washington DC, and has served as a visiting professor at Georgetown University, Penn, Stanford, and Hampshire. He has also recently been appointed Professor of Practice of Public Policy at the University of Virginia’s Frank Batten School of Leadership and Public Policy. Warburg has more than a decade of experience as a senior aide to members of both the U.S. House and Senate leadership. As Legislative Assistant to U.S. Senate Democratic Whip Alan Cranston on Trade, Defense, and Foreign Policy, he coordinated the Senator’s work on the Committees on Foreign Relations, Intelligence, and the International Finance and Monetary Policy Subcommittee of the Banking Committee. Previously, Mr. Warburg served as Legislative Assistant for Energy, Environment and Trade issues to U.S. Representative Jonathan B. Bingham, Chairman of the International Economic Policy and Trade Subcommittee of the House Foreign Affairs Committee. Mr. Warburg was also an aide to U.S. Senator John Tunney on the Joint Committee on Atomic Energy. He is the author of Conflict and Consensus: The Struggle Between Congress and the President Over Foreign Policymaking (Harper & Row, 1989), and a novel (about Stanford China scholars) entitled The Mandarin Club, (Bancroft Press, 2006).

Reuben W. Hills Conference Room

Gerry Warburg Executive Vice President Speaker Cassidy & Associates
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Donald K. Emmerson
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The United States and the ASEAN group of nations have further strengthened political, economic and security ties, after their second full-scale summit in New York.

President Barack Obama said the Association of Southeast Asian Nations, which groups ten countries, had the potential for true world leadership. President Obama also made it clear that he saw Asia as a vital plank of US foreign policy.

DR EMMERSON: In the run-up to the summit, there was a big question. Would the partnership be declared as being strategic in nature? That was a key word in the discussion and what happened was the leaders basically finessed the issue. It's not hard to suspect that they worried that if they declared a strategic partnership with the United States, this would cause alarm in Beijing. Because let's remember in the run-up to this summit, we've had a lot of activity - the split between China and Japan over the disputed islands, one could continue with some evidence of a more muscular Chinese foreign policy, its commitment to its claim to possess basically the entire South China Sea, escalating that to the level of a core interest, presumably equivalent to their interest in recovering Taiwan. I could go on, but in many case, it was understandable that the subtext of the meeting was what will China think? So basically what the summit did was to finesse the issue. They decided to pass on the question of raising the partnership to quote - a strategic level - unquote, to the ASEAN US Eminent Persons Group, presumably expert advisors that would be convened and would make recommendations down the road.

And one of the most remarkable things about the statement was how much ground it covered. I mean, among the topics and issues that the leaders committed themselves to do something about, were 14 as I count them, 14 different subjects. Human rights, educational change, trade and investment, science, technology, climate change, interfaith dialogue, disaster management, illicit trafficking, international terrorism, I could go on. So it is clear to me that one of the tasks that ASEAN and the US will have to face in the coming months, is to try to insert some sense of priority.

LAM: On that issue of priority, the US President, Barack Obama, of course, postponed a couple of visits to Indonesia due to pressing domestic demands. Did he in anyway express American commitment to the ASEAN region?

DR EMMERSON: Yes, this was particularly kind of, I suppose you could say, evident in the fact that the meeting occurred at all, finally it was organized. It lasted two hours. He was apparently quite engaged and engaging during that period of time. And I think there is no question that the United States under his administration is committed to South East Asia as a region, indeed has agreed with the leaders of ASEAN, that ASEAN should play a central role in the process of building regional cooperation in East Asia.

LAM: And, of course, one of the topics that came up as well was the South China Sea, that entire region, given the competing maritime and territorial claims vis-à-vis the Spratley and Paracel Island groups. Do you think China is watching the US relationship with ASEAN, this growing relationship - do you think Beijing might be watching it with unease?

DR EMMERSON: Yes, absolutely. I am confident that they are watching it with considerable unease and I note that the statement that the leaders made, made no reference whatsoever to the South China Sea, presumably because of sensitivity with regard to Beijing's possible reaction. The topic was implicitly mentioned, but not explicitly.

LAM: And what about within ASEAN, the grouping itself? The UN Secretary-General, Ban Ki-moon, on the weekend said that the ASEAN nations' credibility might suffer if they did not take a tougher line with Burma and this is in view of the upcoming elections in November. This is presumably directed at specifically China and India, but it could also be referenced to ASEAN could it not, because Burma is a member of ASEAN. Do you see that changing anytime soon with ASEAN, that ASEAN countries, leading members like Indonesia, Malaysia, Singapore, that they might take a stronger stand with the military junta in Rangoon?

DR EMMERSON: The election in Myanmar, if I can call it an election, since it will be highly compromised and manipulated will take place, at least is scheduled to take place November 7th. Indonesia does not take over the chairmanship of ASEAN until the 1st January. So the question is, since Indonesia is a democratic country, arguably, the most democratic of any country in South East Asia, will it use its opportunity to try to put pressure on Burma in the year 2011? My own view is that ASEAN will probably not fulfill Ban Ki-moon's hope, will not exercise significant pressure on the junta. Instead, we could get the opposite situation in which so long as there is not major violence associated with the election, it will essentially be received by ASEAN as a kind of minimally-acceptable basis for assuring the Burmese junta that ASEAN still treats them as a full member. In other words, it's quite possible that the junta may get away with what I take to be a kind of facade effort to legitimate their rule.

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Donald K. Emmerson, director of the Southeast Asia Forum
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