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Security

FSI scholars produce research aimed at creating a safer world and examing the consequences of security policies on institutions and society. They look at longstanding issues including nuclear nonproliferation and the conflicts between countries like North and South Korea. But their research also examines new and emerging areas that transcend traditional borders – the drug war in Mexico and expanding terrorism networks. FSI researchers look at the changing methods of warfare with a focus on biosecurity and nuclear risk. They tackle cybersecurity with an eye toward privacy concerns and explore the implications of new actors like hackers.

Along with the changing face of conflict, terrorism and crime, FSI researchers study food security. They tackle the global problems of hunger, poverty and environmental degradation by generating knowledge and policy-relevant solutions. 

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The recently manifested massive failure of America's intervention in Iraq has led outside observers to speculate that the ongoing rapid drawdown of international military forces in Afghanistan will lead to similar chaos in that country, Karl Eikenberry writes in this Foreign Policy commentary about the new Asia Foundation survey of the Afghan People.

Eikenberry notes that Ahmed Rashid, a commentator on Afghanistan security issues and author of the superb book Talibanwrote in a recentNew York Times op-ed that the U.S. troop withdrawal plan formulated in 2009 "is proving catastrophically wrong now." Senators John McCain and Lindsey Graham warned two months ago: "If the President repeats his mistakes from Iraq and withdraws all U.S. troops from Afghanistan, based on a certain date on a calendar, we fear a similar failure will unfold ... as we have seen Iraq."

Eikenberry, the William J. Perry Fellow in International Security at CISAC and former U.S. Ambassador to Afghanistan, writes that the Asia Foundation's just-released 2014 Survey of the Afghan People indicates that while the Afghans do worry about the future of their country, they by no means share the deep pessimism of the foreign prophets of doom who assert that it is only a matter of time until the disaster on the Euphrates is repeated on the Kabul River. Comparing the attitudes of the Afghan and Iraqi people on key political, security, and economic issues helps explain why this is so.

 

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Afghans celebrate their first international soccer match in a decade, 36 years after rival Pakistan played them in Kabul. Afghanistan thrashed its nuclear neighbor 3-0 on Aug. 20, 2013.
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Stanford University today launched the Stanford Cyber Initiative to apply broad campus expertise to the diverse challenges and opportunities that cybersecurity, cyberspace and networked information pose to humanity.                                                      

Information security has an expanding and deepening role in virtually every facet of our personal, social, governmental and economic lives. Yet the Internet is decentralized and vulnerable to malicious use. How does society protect its core values in the face of the promise and perils of digital information? And, how does society adapt to changing technologies?

These are the type of questions that Stanford researchers will study, thanks to the jumpstart given by a $15 million grant from the William and Flora Hewlett Foundation. Stanford's initiative will be highly interdisciplinary in building a new policy framework for cyber issues. It will draw on the campus' experience with multidisciplinary, university-wide initiatives to focus on the core themes of trustworthiness, governance and the emergence of unexpected impacts of technological change over time.

"Our increasing reliance on technology, combined with the unpredictable vulnerabilities of networked information, pose future challenges for all of society," said Stanford President John Hennessy. "We share the Hewlett Foundation’s goal to seek a robust understanding of how new technologies affect us all at the most fundamental human levels. Stanford has a long history of fostering interdisciplinary collaborations to find thoughtful and enlightened answers to these paramount questions." 

Building on Stanford strengths

The Stanford Cyber Initiative will build upon the university's already extensive inquiry and research into Internet security. In doing so, Stanford has drawn on connections with industry and government by establishing, for example, a "cyber boot camp" for U.S. congressional staff (a Freeman Spogli Institute for International Studies/Hoover Institution collaboration,) a conference on the "ethics of data in civil society" and an ongoing "security conundrum" speaker series on cyber issues.

The initiative will work with Stanford’s existing research hubs addressing cyber issues, including those in the Computer Security Lab in the Department of Computer Science, the Freeman Spogli Institute's Center for International Security and Cooperation, the Hoover Institution and the Law School's Center for Internet and Society. FSI's Center on Democracy, Development, and the Rule of Law will also play a key role in the initiative.

The initiative will launch immediately and develop faculty seminars and conferences, organize working groups of faculty and students to tackle policy-relevant problems in information security, and provide support for internal research awards, teaching and curriculum development. Collaborations with industry and government are a vital part of the initiative.

The Stanford Cyber Initiative includes roles for faculty and students across a wide swath of research disciplines – computer science, law, the social sciences, engineering, political science and education, among others. And it will also enlist Stanford alumni who are leaders in the policy and technology fields.

For those seeking to participate, information is available on the Stanford Cyber Initiative website

A central hub

"We are deeply grateful to the Hewlett Foundation for recognizing Stanford's ongoing work and future potential in this area. With the help of their generous grant, this initiative will grow into a central presence on campus that more broadly comprehends the possibilities and perils of networked information," said Stanford law Professor George Triantis, who will chair the steering committee for the initiative.

The committee currently includes professors Jeremy Bailenson (communications,) Stephen Barley (management science and engineering,) Ian Morris (classics and history,) John Mitchell (computer science and electrical engineering,) Dan Boneh (computer science and electrical engineering,) Amy Zegart (Hoover Institution and CISAC) and Barbara van Schewick (law).

Mariano-Florentino Cuéllar, the director of Stanford's Freeman Spogli Institute for International Studies and a Stanford law professor, is one of the founders of the initiative. 

"The Stanford initiative will create vast opportunities to advance knowledge about the future of cyberspace and cybersecurity," Cuéllar said. "Faculty and students will expand existing research efforts and conversations with the goal of building a safer, better world that balances humanity's concerns with the promise of new technologies."

Cuéllar noted that crucial areas of examination include how to resolve trust and security problems endemic to networked information technologies, how to govern the Internet in a world where people often disagree about what they value, and how to anticipate unexpected developments in information technologies that could affect national security, intellectual property, civil liberties and society.

Ann Arvin, Stanford's vice provost and dean of research, said, "Our scholars and students will examine pressing questions about how can we ensure security and protect privacy while continuing to foster an open, innovative and entrepreneurial culture and society. We want to better understand the short- and long-term consequences and implications of the pervasiveness of digital technology in our lives."

In exploring this conundrum, the initiative will encourage collaborative focus across disciplines on the challenges of trustworthiness – for example, can individuals trust that information technologies will deliver on their promise and also avoid the hazards of deliberately hostile or antisocial actions? 

A central goal is to create a policy framework that can generate lasting solutions not only to existing problems but also to problems that may emerge in the future.  

'Profound implications'

The new program is supported through the Hewlett Foundation's Cyber Initiative, which has now committed $65 million over the next five years to the study of cybersecurity, the largest amount given to date by a private donor to this topic.

"Choices we are making today about Internet governance and security have profound implications for the future," said Hewlett Foundation President Larry Kramer, a former dean of the Stanford Law School. "To make those choices well, it is imperative that they be made with some sense of what lies ahead and, still more important, of where we want to go."

The other universities receiving Hewlett grants of $15 million each – the Massachusetts Institute of Technology and the University of California, Berkeley – will take a complementary approach in setting up the new centers based on their particular strengths and expertise.

 

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Journalist Barton Gellman had left his job at The Washington Post and was working on a book about surveillance and privacy in America when he was contacted last year by someone using the code-name VERAX, or “truth teller” in Latin.

So began one of the most dramatic chapters in the history of modern American journalism – and government surveillance. In the spring of 2013, Gellman began having remote, encrypted exchanges with someone who clearly had inside knowledge of the NSA's global and domestic surveillance programs. 

“He was trying to figure out whether he could trust me and ... I was trying to figure out if he was for real,” Gellman told a packed Stanford audience Monday night.

Last December, he traveled to Moscow to put a face to the code-name and determine whether the information he was providing was accurate.

“All extraordinary claims require extraordinary evidence – and he was providing that.," Gellman said of former NSA contractor Edward Snowden. "I was convinced fairly early on that I was dealing with something fairly serious.”

So Gellman went back to The Washington Post, where he had been on teams that won two Pulitzer Prizes for their coverage of the 9/11 terrorist attacks and the power and influence of Vice President Dick Cheney during the Bush administration.

“I went there because I trusted them and because I wanted their resources and their advice,” he told the audience of some 600 people at the CEMEX Auditorium on Monday. The Washington Post would go on to win the 2014 Pulitzer Prize for Public Service, shared with The Guardian US, for their reporting on the Snowden materials and the NSA.

Gellman today is a senior fellow at The Century Foundation and a visiting professional specialist and author-in-residence at Princeton’s Woodrow Wilson School of Public and International Affairs. He is the author of Angler: The Cheney Vice Presidency and is currently working on a book about the Snowden affair.

Snowden’s explosive disclosures about the National Security Agency’s intelligence-collection operations have ignited an intense debate about the appropriate balance between security and liberty in America.

In a special series this academic year at Stanford University, nationally prominent experts are exploring the critical issues raised by the NSA’s activities, including their impact on our security, privacy and civil liberties.

Amy Zegart, co-director of CISAC and a senior fellow at the Hoover Institution, launched the “Security Conundrum” series in October with its first speaker, Gen. Michael Hayden, the former director of the NSA and CIA who defended the government surveillance programs. The metadata collection “is something we would have never done on Sept. 9 or Sept. 10,” Hayden told Zegart during their conversation on Oct.  8. “But it seemed reasonable after Sept. 11. No one is doing this out of prurient interests. No – it was a logical response to the needs of the moment.”

Zegart, in introducing Gellman, said: “Tonight, we move from inside the NSA to inside the newsroom, which played a key role in revealing the NSA’s secret activities over the past year.”

All Photos by Rod Searcey

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In the second lecture in the “Security Conundrum” series, Gellman was in conversation with Philip Taubman, former correspondent and Washington and Moscow bureau chief for The New York Times and a consulting professor with Stanford’s Center for International Security and Cooperation (CISAC). Taubman teaches the class Need to Know: The Tension Between a Free Press and National Security Decision Making.

Gellman recounted his dealings with Snowden and described how he and his editors weighed the Snowden materials. Few questions are more difficult for American journalists than determining how far a free press can venture in disclosing national security secrets without imperiling the nation’s security.

“I asked him very bluntly, `Why are you doing this?’” Gellman said of Snowden.

“He gave me very persuasive and consistent answers about his motives. Whatever you think of what he did or whether or not I should have published these stories, I would claim to you that all the evidence supports his claim that he had come across a dangerous accumulation of state power that we, the people, needed to know about.”

One of the first Snowden revelations, Gellman said, was the top-secret PRISM surveillance program, in which the NSA is allowed to tap into the servers of nine large U.S. Internet companies, including Google, Microsoft, Yahoo, Facebook and Skype. Snowden believed the extent of mass data collection about American citizens was far greater than what the public knew.

The Post reported that PRISM allows the U.S. intelligence community to gain access from the Silicon Valley firms to a wide range of digital information, including audio, video chats, photographs, emails and stored data that enable analysts to track foreign targets. The program does not require individual warrants, but instead operates under the broader authorization of the federal Foreign Intelligence Surveillance Act court.

 

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The FISA Court had also been ordering a subsidiary of Verizon Communications to turn over to the NSA logs tracking all of its customers’ telephone calls.

Gellman said Snowden asked for a guarantee the Post would publish the full text of a PowerPoint presentation that he had obtained describing the PRISM program. Gellman told him that his editors would not make any guarantees about what they would publish and in the end the paper only reproduced several slides so as not to harm national security.

Taubman asked Gellman what gives any journalist the right to publish classified documents and not hand those papers back to the NSA.

“I’m not accountable to anyone for my decisions about what is in the interest or not in the interest of the national security of the United States,” Gellman said. “What happens is the government tries to keep information a secret and I try to find it out – and then when that spillage happens, well, then we talk.”

In the case of PRISM, he sent emails to two “quite senior people” in the government and told them this was the type of email he only sends once every several years, when he is onto a big story they would want to know about. But he didn’t want to do anything over email, so when the senior officials called, Gellman gave them the title of the document about which he was going to write.

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That started the negotiations with the government and The Washington Post. In the end, the paper only published several of the government’s PowerPoint slides that explained the PRISM program because they were concerned about harming national security.

“We had no interest in doing that; we only had an interest in writing about the public policy question on a program that had secretly expanded in ways that almost no one knew about,” Gellman said. “To the extent that it involves drawing new boundaries allowing the government to spy on its citizens and the citizens never get to know that – that is quite relevant to know when you’re trying to decide whether you like what your government is doing.”

In a statement responding to the PRISM revelations by the Post, Director of National Intelligence James Clapper said information collection under the program “is among the most important and valuable foreign intelligence information we collect, and is used to protect our nation from a wide variety of threats.”

Clapper called the Snowden leaks about the legal program “reprehensible and risks important protections for the security of Americans.”

Gellman said Snowden has turned down million-dollar book and movie deals and lives in  “ascetic” asylum in Russia. Snowden told NBC News earlier this year that he was on his way from Hong Kong to Latin America, via Moscow, when his passport was confiscated and that Russia then granted him a one-year asylum.

“He is fascinating to me because he’s an unusual figure,” Gellman told Taubman, who had asked him what Snowden was like. He said the 31-year-old former systems administrator for the CIA did something most Americans would not: He gave up his personal freedom and changed the course of his life to make public the government surveillance programs that he believes are a danger to the American people.

“He described himself to me once as an indoor cat,” Gellman said. “He lives in a virtual world; there’s not a whole lot of difference for Snowden whether he’s living in Moscow or Hawaii – he’s is what I would call a net native. He has an ascetic personality; he doesn’t have or want very much stuff.”

Gellman added: “He is sort of Zen-like in his confidence that he has done the right thing.”

***

The Security Conundrum series is co-sponsored by CISAC, Hoover, and the Freeman Spogli Institute for International Studies, Stanford Continuing Studies, Stanford in Government and the Stanford Law School.

Other nationally prominent speakers will include Reggie Walton, the former presiding judge of the Foreign Intelligence Surveillance Court, and U.S. Sen. Dianne Feinstein, chairman of the Senate Select Committee on Intelligence.

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Asia-Pacific leaders recently met in Beijing at the annual APEC summit, and after two days of discussion, concluded with some significant pledges and remarkable moments. President Xi Jinping of China and Prime Minister Shinzo Abe of Japan held a landmark meeting, and the United States and China discussed two agreements that are both symbolic, and lay groundwork for regional progress, say Stanford scholars.

High-level intergovernmental meetings are often more theatre than substance, but this year the 21-member Asia-Pacific Economic Cooperation, the oldest trans-Pacific regional organization, delivered important messages and may spur actions by member governments.

“Any summit is a ‘hurry up, get this done’ motivator,” says Thomas Fingar, the Oksenberg-Rohlen Distinguished Fellow at the Freeman Spogli Institute for International Studies. “The head of state goes to the meeting – and generally speaking – he doesn’t want to arrive and say ‘my guys were asleep for the last year.’”

Fingar says the APEC summit prodded countries to work on “deliverables,” particularly the goals and projects on the agenda from previous meetings. He recently returned from Beijing, and shared his perspectives with students in the Asia-Pacific Scholars Program.

Writing for the East Asia Forum, Donald Emmerson, director of the Southeast Asia Program at the Walter H. Shorenstein Asia-Pacific Research Center, said many of the commitments declared at the APEC summit, and at the subsequent meetings of the G20 in Australia and the Association of Southeast Asian Nations in Myanmar, will have implications for global governance, particularly as China holds a more influential role in the region.

APEC countries account for over 40 percent of the world’s population and nearly half of global trade – and true to form, the grand vision of the summit is to advance regional economic integration.

Yet, “the ancillary things – things that went on in the margins – are in many ways more important,” Fingar says, referring to areas outside of the summit’s obvious focus, and what’s discussed on the sidelines of the public talks.

 

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Key outcomes from the 2014 gathering include:

  • The leaders of Japan and China met for the first time since coming into office, afterward acknowledging that the two countries have “disagreements” in their official statements. Of the Xi-Abe meeting, Fingar says, “it helps clear the way for lower level bureaucrats to go to work on real issues."

 

  • The United States and China announced a proposal to extend visas for students and businesspeople on both sides. While the immediate effects would be helpful, the change is symbolically superior. “You don’t give 5-10 year visas to adversaries,” he says, it shows that “‘we’re in [the relationship] for the long-term.’”

 

  • China proposed the development of a new “Silk Road,” pledging $40 billion in resources toward infrastructure projects shared with South and Central Asian neighbors. “It’s tying the region together and creating economy-of-scale possibilities for other countries,” he says. “A real win-win situation.”

 

  • The United States and China, the world’s two largest energy consumers, announced bilateral plans to cut carbon emissions over the next two decades. “It’s significant because those two countries must be the ones to lead the world in this area. Unless we are seen to be in basic agreement, others will hold back.”

 

  • China codified the Asian Infrastructure Investment Bank (AIIB), a global financial institution intended as an alternative to institutions like the World Bank. “China has been frustrated with its role in existing international institutions,” Fingar says, explaining a likely motivation behind the AIIB’s creation.

Emmerson said the outcomes of the APEC summit from the U.S.-China standpoint were better than expected, speaking to McClatchy News. The visa and climate deals, as well as their commitment to lowering global tariffs on IT products, will lessen chances of conflict between the two countries. 

However, the summit did leave some areas unsolved. One of the most important is the Trans-Pacific Partnership (TPP), a trade pact proposed by the United States that includes 11 others countries in the region, but does not yet include China.

Leaders “made positive noises” coming out of the TPP discussions, Fingar says, but nothing was passed. The gravity and complexity of trade-related issues, especially agriculture and intellectual property, is likely to blame for slow action.

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Leaders pose for a group photo at the 22nd APEC Economic Leaders' Meeting in Beijing, China.
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Recently, North Korea suddenly released the two remaining Americans it was holding – Kennth Bae and Matthew Todd Miller. The news made headlines internationally, and the drama of it was heightened because the United States’ top spy flew into Pyongyang and secured their release. Not surprisingly, the event raised many questions and is prompting a great deal speculation. Why did North Korea release the Americans? Why choose the U.S. Director of National Intelligence James R. Clapper to receive the handover? And, especially, what are the implications for the troubling situation on the Korean Peninsula?

David Straub, associate director of the Korea Program at Stanford University's Walter H. Shorenstein Asia-Pacific Research Center, has had direct experience with similar situations. In 2009, he accompanied former U.S. President Bill Clinton on a mission to Pyongyang to bring home two incarcerated American journalists, Laura Ling and Euna Lee. As the State Department’s Korean affairs deputy director (1996-98) and director (2002-04), he was involved in efforts to obtain the release of a number of other Americans held in North Korea. Here, Straub offers his analysis of the recent event.

Kenneth Bae was sentenced to 15 years in prison and had already been held nearly two years when he was released on Saturday, while Matthew Todd Miller was arrested in April of this year and subsequently sentenced to six years in prison. Why did you think North Korea suddenly returned them?

The surprise is not that they were released. The North Koreans have returned every American they have held during the past few decades. While some Americans have been arrested for reasons that the North Koreans themselves might have thought valid, such as the charge that Bae was seeking to bring down the regime by his Christian proselytization, in every case the North Koreans treated the Americans as pawns. In fact, in the case of these two Americans and of Jeffrey Fowle, the third incarcerated American who was released last month, the U.S. government actually publicly used the word “pawns” for the first time to describe the way Pyongyang was using them. While that risked angering the North Koreans and delaying the releases, it reflected increasing American frustration at the North Korean practice of holding American citizens hostage to force the U.S. government to send senior figures to be seen as pleading for their release. North Korea intended to release Bae all along—after it got as much as it could of what it wanted.

But why did Pyongyang release the Americans at this particular time?

The reasons for that remain unclear. Many observers have speculated that the North Koreans wanted to ease U.S. and U.N. criticism of their human rights situation. The U.N. General Assembly will soon consider a measure, based on a damning U.N. investigative report, to hold top North Korean officials accountable for crimes against humanity due to the way they treat their own people. Others have speculated that the North Koreans wanted to release the Americans before the Asia-Pacific Economic Cooperation (APEC) summit this week in Beijing, to make it easier for Chinese President Xi Jinping to press President Obama to agree to return to the Chinese-led Six Party Talks on the North Korean nuclear issue. Both of these are plausible but they are speculation –only North Korean leaders really know.

But there is also an American angle to the timing. All along, the North Koreans have been demanding that the United States send a very senior current U.S. official to receive the release of incarcerated Americans. In the past, these roles have been performed by both very senior former U.S. officials, such as Presidents Carter and Clinton, and current but relatively low-ranking American officials, such as Ambassador Robert King, the United States’ special envoy for North Korean human rights issues. Almost from the start in this case, the U.S. was prepared to send Ambassador King but the North Koreans rejected him as being too junior. Instead, the North Koreans demanded a very senior sitting U.S. official come; they stuck with that demand and ultimately were successful. After a long process of negotiations and signaling, the two sides very recently agreed that National Intelligence Director Clapper would be appropriate. U.S. officials have publicly suggested that they were the ones who nominated Clapper. They say that the choice of this non-diplomat was intended to underline to all concerned that the sole purpose was to obtain the release of the remaining Americans. I am convinced that that was in fact the case. The U.S. government is naturally loath to talk substance with the North Koreans in a situation such as this when it is in fact acting under duress.

Then why didn’t the United States send Director Clapper sooner?

The United States does not want to encourage the North Korean leaders to think that they can coerce the United States by taking American citizens hostages. That might only result in more such hostage-taking. U.S. officials thus held firm for a long time and decided to send Mr. Clapper only when they concluded there was no better way to obtain the release of our citizens. U.S. officials have suggested that the North Koreans sent a signal a few weeks ago that triggered this particular decision, but exactly what was behind this exact timing remains to be disclosed.

Does the dispatch of someone as senior as Clapper increase the likelihood of more hostage-taking?

Unfortunately, it may. From a North Korean perspective, they got their basic demand—for a very senior sitting official—and it was the Americans who blinked. They also got a letter from President Obama to North Korean leader Kim Jong Un, even if it was only “brief” and just certified that Clapper was his envoy for the purpose of retrieving the Americans. The North Koreans claim that President Obama “earnestly apologized”; the U.S. government has flatly denied making any apology. I’m sure U.S. officials weighed the concern about encouraging the North Koreans in further misbehavior against their desire to return Bae and Miller. Bae in particular had been held longer than any other American so far and he has a number of health issues. In response to the recent spate of hostage-taking, last year the State Department, for the first time, strongly warned Americans against all travel to North Korea. After the release of Bae and Miller, U.S. officials reiterated that warning.

You said that the North Koreans do this to force senior Americans to be seen as pleading for the release of incarcerated Americans. Do the North Koreans really go to so much trouble only for that?

Some observers say that the North Koreans do this because the United States refuses to talk and negotiate with them and that this is their desperate effort to try to negotiate and seek better relations with the United States. I’m afraid that is very much wishful thinking. The United States and North Korea actually communicate directly through North Korean diplomats assigned to U.N. headquarters in New York, as a North Korean ambassador there recently confirmed in an interview with Voice of America. The United States is also prepared to negotiate with North Korea, but only if it credibly signals that it is willing to negotiate an end to its nuclear weapons program. North Korea’s current stated position is that it is ready to return “unconditionally” to the Six Party Talks, but that is transparently cynical. The North Koreans have already created conditions, by using the Six Party Talks as a cover to achieve a nuclear weapons breakthrough. The North Korean now seriously say that they will not give up nuclear weapons until the United States gives up its own. Under such conditions, it would be a farce for the United States to agree to a resumption of Six Party Talks.

After accompanying President Clinton to North Korea in 2009, including sitting in on his meeting with its previous ruler, Kim Jong Il, I was even more puzzled as to why the North Koreans would go to so much trouble to force senior Americans to come to retrieve incarcerated American citizens. After much reflection, my working hypothesis is that the North Koreans must get great psychological satisfaction from forcing the U.S. government to bend to their will, even if they get nothing substantive in return—even if, in fact, they only increase the American disinclination to deal with them otherwise. In some cases, such as President Clinton’s visit, they also propagandize the event to their own people. So far, they have not yet reported to their people on Clapper’s visit. It will be interesting to see if they do.

A couple of quick final questions: do you think, as some media have suggested, that the Chinese government or private citizens played a role as intermediaries in the release of the Americans? And do you give any credence to some South Korean commentators’ belief that the timing of the release was related to the American mid-term elections?

It’s amazing to see all the people who come out of the woodwork after such an event, claiming to have played a role. Even Dennis Rodman is now saying he helped by sending a letter to Kim Jong Un. I know that many private citizens talked with North Korea officials about these cases and I would imagine that the Chinese government also urged Pyongyang to do the right thing, but I am confident that it was talks American and North Korean officials held that resulted in the release. As for speculation about the timing being connected to the American elections, that’s a common misperception in South Korea and probably North Korea as well. As any American knows, the idea that obtaining the release of these Americans from North Korea would somehow help the Democrats in the election is of course ludicrous.

 

David Straub also spoke with Radio Free Asia about the release of the American prisoners from North Korea. He says the release has nothing to do with North Korea's nuclear initiative, saying that issue must be addressed on its own merits. The article is in the Korean language and can be accessed by clicking here.

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U.S. citizen Kenneth Bae (2nd L), who was held in North Korea since Nov. 2012, shakes hands with U.S. Air Force Colonel David Kumashiro (R) after Bae landed aboard a U.S. Air Force jet at McChord Field at Joint Base Lewis-McChord, Washington Nov. 8, 2014.
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On 10 Nov. 2014 a summit of the Asia-Pacific Economic Cooperation (APEC) forum will convene in Beijing, followed in rapid succession by the East Asia Summit in Naypyidaw and the G20 in Brisbane.

Much of what will be said and done at these events will implicate the tectonics of nascent global governance set in motion by China’s campaign for greater influence in Asia.

At the APEC summit, Chinese president Xi Jinping will stress the need for massive spending on infrastructure in Asia. He will tout China’s sponsorship of a Beijing-based Asian Infrastructure Investment Bank (AIIB) that would operate outside of, and potentially compete with, the American-led World Bank and the Japanese-led Asian Development Bank (ABD).

Many will welcome the AIIB as evidence of China’s willingness to assume responsibility for public goods in a rebalanced post-Cold War world whose needs exceed the resources of existing global institutions. But will ‘public’ goods benefit the public if their terms are not made public? In 2014 China ranked 68th of 68 donors in the Aid Transparency Index compared with the 5th-place ADB and the 7th-place World Bank. Given the commercial importance of cyberspace, it is also concerning that China is the worst violator of the rights of internet users in the latest Freedom House ranking of 60 countries on that variable.

In the ADB as of 2013, Tokyo held respective 16 and 13 per cent shares of subscribed capital and voting power. Understandably, at the AIIB’s inception, Beijing’s shares will be far larger. But how soon and by how much will China allow its initial dominance to be diluted by other contributing members? Concerns over Beijing’s intentions may already underlie the wait-and-see attitudes of Tokyo, Seoul, and Canberra as to whether to join the new bank.

Another alternative to international lending by traditional sources is the New Development Bank (NDB) recently innovated by the BRICS. Headquartered in Shanghai, it will be led first by an Indian.

In the formal sessions of APEC, lip service will be paid to its hopes for free and open trade and investment worldwide by 2020. But in the corridors delegates will debate whether China’s AIIB and the BRICS’s NDB will further ‘responsible stakeholding’ and shared governance by emerging states in a global economy no longer centred on the West. Some may fear that Xi wants to use these new institutions to tie Asia more tightly and deferentially to Beijing in a web of ‘Silk Roads’ that will disproportionally serve Chinese interests.

China’s ambitions will also be questioned at the East Asia Summit in Myanmar, especially regarding the South China Sea (SCS). China will again be asked to clarify its generously self-serving U-shaped line: Does Beijing really want to possess or control nearly all of that body of water? Southeast Asians will again urge China to implement the Document on Conduct (DOC) in the South China Sea that it signed with all ten members of ASEAN in 2002. China will again be implored to accept a future Code of Conduct (COC) regulating state behaviour in the SCS. But Beijing will likely continue to delay and demur, while ASEAN’s historic centrality to Asian region-formation continues to diminish.

It is symbolic of ASEAN’s plight that the group has been too divided to express more than ‘serious concern’ over ‘developments’ in the SCS — untethered abstractions that leave China happily uncharged. In ASEAN’s field of vision, the COC has become an entrenched mirage. Calls for a code are repetitively embedded in ASEAN’s communiqués because it is one of the few things the members can agree should happen. Thanks to Chinese foot-dragging, however, the goal keeps receding and Beijing keeps doing whatever it wants to in the SCS.

Chinese activity now includes a unilateral land-reclaiming and construction work at the specks that China already controls — actions that violate the spirit if not the letter of the DOC.

Some US$5.3 trillion in goods are shipped annually across the SCS, including US$1.2 trillion to or from the United States. China has unilaterally declared and begun to enforce a monopoly on fishing in more than half of the SCS. If multilaterally negotiated limitations are being flouted or forestalled in this key regional instance, how much confidence can one have that Xi will cooperate in Asia on behalf of a rules-based order at the global level?

None of this means denying the overdue need to restructure existing institutions to accommodate the voices and priorities of rising powers. But time is running out. Convincingly dire warnings in the just-released UN report on climate change render existential the need for concerted global action. Nationalism and nationalistic regionalism — by Beijing, Moscow or Washington — must not derail progress toward the constructive rebalancing and sharing of global governance. Shifting power to emerging actors should facilitate not frustrate that process. The twenty-fifth anniversary of the fall of one wall in Berlin should not be spent building another in Asia.

This article was originally carried by the East Asia Forum on Nov. 7 and reposted with permission.

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Leaders meet at the 2014 Asia-Pacific Economic Cooperation (APEC) Ministerial meeting in Beijing on Nov. 7, 2014.
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This past May, India, a country of over 1.2 billion people, elected Narendra Modi, the leader of the Bharatiya Janata Party (BJP) as the new prime minister, shifting leadership away from an incumbent party that held power for the past few decades. This new government, set in the context of shifting political and security dynamics, brings new challenges for dialogue in a region that sees unresolved border disputes and historical tensions, particularly between China and India.

What impact will India’s new leadership have in Northeast Asia? How do historical relationships continue to shape the present? What is the outlook for policy priorities between India and countries in Northeast Asia? 

Scholars from the Walter H. Shorenstein Asia-Pacific Research Center at Stanford University and the Brookings Institution’s India Center will offer perspectives in a panel discussion. This event is Shorenstein APARC’s inaugural event in New Delhi.

Participant Bios

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gi wook shin   2014
Gi-Wook Shin is the director of the Walter H. Shorenstein Asia-Pacific Research Center; the Tong Yang, Korea Foundation, and Korea Stanford Alumni Chair of Korean Studies; the founding director of the Korea Program; a senior fellow of the Freeman Spogli Institute for International Studies; and a professor of sociology, all at Stanford University. As a historical-comparative and political sociologist, his research has concentrated on social movements, nationalism, development, and international relations. Shin is the author/editor of sixteen books and numerous articles, the most recent including Criminality, Collaboration, and Reconciliation: Europe and Asia Confronts the Memory of World War II (2014) and New Challenges for Maturing Democracies in Korea and Taiwan (2014). Before coming to Stanford, Shin taught at the University of Iowa and the University of California, Los Angeles. After receiving his bachelor's degree from Yonsei University in Korea, he was awarded his master's degree and doctorate from the University of Washington.

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vikram s mehta
Vikram S. Mehta currently serves as the executive chairman of Brookings India in New Delhi and a senior fellow at the Brookings Institution. Mehta started his career with the Indian Administrative Service in 1978. He resigned in 1980 to join Phillips Petroleum in London as their senior economist. In 1984, he returned to India to join the government company Oil India Ltd. as an advisor for strategic planning. He joined Shell International in London in 1988. He was appointed managing director of Shell Markets and Shell Chemical Companies in Egypt in 1991, and chairman of the Shell Group of Companies in India in 1994.

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Portrait of Michael Armacost
Michael Armacost is the Shorenstein Distinguished Fellow at the Shorenstein Asia-Pacific Research Center at Stanford University. He graduated with a bachelor’s degree from Carleton College as well as a master’s and doctorate in public law and government from Columbia University. He began his professional life as an instructor of government at Pomona College in 1962. Armacost entered the State Department in 1969 as a White House Fellow, and remained in public service for twenty-four years. During that time he held sensitive international security positions in the State Department, Defense Department, and the National Security Council. These included Ambassador to the Philippines from 1982-84, Undersecretary of State for Political Affairs from 1984-89, and Ambassador to Japan from 1989-1993. Armacost subsequently served as president of the Brookings Institution from 1995-2002. 

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Karl Eikenberry
Karl Eikenberry is the William J. Perry Fellow in International Security at the Center for International Security and Cooperation and is a Distinguished Fellow with the Shorenstein Asia-Pacific Research Center at Stanford University. He served as the U.S. Ambassador to Afghanistan from May 2009 until July 2011 and had a 35-year career in the United States Army, retiring with the rank of lieutenant general. His military assignments included postings with mechanized, light, airborne, and ranger infantry units in the continental United States, Hawaii, Korea, Italy, and Afghanistan as the Commander of the American-led Coalition forces from 2005–07. He is a graduate of the U.S. Military Academy, has earned master’s degrees from Harvard University in East Asian studies and Stanford University in political science, was awarded an Interpreter’s Certificate in Mandarin Chinese from the British Foreign Commonwealth Office, and earned an advanced degree in Chinese History from Nanjing University. 

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wps sidhu
W.P.S. Sidhu is a senior fellow with Brookings India in New Delhi and Foreign Policy at Brookings. He is also a nonresident senior fellow at New York University’s Center on International Cooperation. His research focuses on India’s evolving grand strategy; the role of India and other emerging powers in the global order; addressing nuclear weapon challenges and security; and development challenges in fragile states. He is co-editor of the book Shaping the Emerging World: India and the Multilateral Order, published in August 2013 by Brookings Institution Press.

Agenda and Participant Bios
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Taj Palace
Sardar Patel Marg
Diplomatic Enclave
New Delhi - 110 021, India

 

Vikram S. Mehta <i>Moderator</i>; Chairman, Brookings India Center
W.P.S Sidhu Senior Fellow Brookings India Center
Shorenstein APARC
Encina Hall E301
616 Jane Stanford Way
Stanford, CA 94305-6055
(650) 724-8480 (650) 723-6530
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Senior Fellow at the Freeman Spogli Institute for International Studies
Professor of Sociology
William J. Perry Professor of Contemporary Korea
Professor, by Courtesy, of East Asian Languages & Cultures
Gi-Wook Shin_0.jpg PhD

Gi-Wook Shin is the William J. Perry Professor of Contemporary Korea in the Department of Sociology, senior fellow at the Freeman Spogli Institute for International Studies, and the founding director of the Korea Program at the Walter H. Shorenstein Asia-Pacific Research Center (APARC) since 2001, all at Stanford University. In May 2024, Shin also launched the Taiwan Program at APARC. He served as director of APARC for two decades (2005-2025). As a historical-comparative and political sociologist, his research has concentrated on social movements, nationalism, development, democracy, migration, and international relations.

In Summer 2023, Shin launched the Stanford Next Asia Policy Lab (SNAPL), which is a new research initiative committed to addressing emergent social, cultural, economic, and political challenges in Asia. Across four research themes– “Talent Flows and Development,” “Nationalism and Racism,” “U.S.-Asia Relations,” and “Democratic Crisis and Reform”–the lab brings scholars and students to produce interdisciplinary, problem-oriented, policy-relevant, and comparative studies and publications. Shin’s latest book, The Four Talent Giants, a comparative study of talent strategies of Japan, Australia, China, and India to be published by Stanford University Press in the summer of 2025, is an outcome of SNAPL.

Shin is also the author/editor of twenty-seven books and numerous articles. His books include The Four Talent Giants: National Strategies for Human Resource Development Across Japan, Australia, China, and India (2025)Korean Democracy in Crisis: The Threat of Illiberalism, Populism, and Polarization (2022); The North Korean Conundrum: Balancing Human Rights and Nuclear Security (2021); Superficial Korea (2017); Divergent Memories: Opinion Leaders and the Asia-Pacific War (2016); Global Talent: Skilled Labor as Social Capital in Korea (2015); Criminality, Collaboration, and Reconciliation: Europe and Asia Confronts the Memory of World War II (2014); New Challenges for Maturing Democracies in Korea and Taiwan (2014); History Textbooks and the Wars in Asia: Divided Memories (2011); South Korean Social Movements: From Democracy to Civil Society (2011); One Alliance, Two Lenses: U.S.-Korea Relations in a New Era (2010); Cross Currents: Regionalism and Nationalism in Northeast Asia (2007);  and Ethnic Nationalism in Korea: Genealogy, Politics, and Legacy (2006). Due to the wide popularity of his publications, many have been translated and distributed to Korean audiences. His articles have appeared in academic and policy journals, including American Journal of SociologyWorld DevelopmentComparative Studies in Society and HistoryPolitical Science QuarterlyJournal of Asian StudiesComparative EducationInternational SociologyNations and NationalismPacific AffairsAsian SurveyJournal of Democracy, and Foreign Affairs.

Shin is not only the recipient of numerous grants and fellowships, but also continues to actively raise funds for Korean/Asian studies at Stanford. He gives frequent lectures and seminars on topics ranging from Korean nationalism and politics to Korea's foreign relations, historical reconciliation in Northeast Asia, and talent strategies. He serves on councils and advisory boards in the United States and South Korea and promotes policy dialogue between the two allies. He regularly writes op-eds and gives interviews to the media in both Korean and English.

Before joining Stanford in 2001, Shin taught at the University of Iowa (1991-94) and the University of California, Los Angeles (1994-2001). After receiving his BA from Yonsei University in Korea, he was awarded his MA and PhD from the University of Washington in 1991.

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Director of the Korea Program and the Taiwan Program, Shorenstein Asia-Pacific Research Center
Director of Stanford Next Asia Policy Lab, APARC
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Michael McFaul, a Stanford political scientist and former U.S. ambassador to Russia, has been selected as the next director of the university’s Freeman Spogli Institute for International Studies.

The announcement was made Wednesday by Stanford Provost John Etchemendy and Ann Arvin, the university’s vice provost and dean of research. McFaul will succeed Mariano-Florentino Cuéllar, who was nominated in July as an associate justice of the California Supreme Court and elected Tuesday.

McFaul takes the helm of FSI in January.

"Stanford has long been a home for scholars who connect academia to policy and public service, and Professor McFaul is the embodiment of that model," Etchemendy said. "We are grateful for Mike's service and confident he will be a strong leader for FSI."

Arvin said McFaul is a strong fit for the position.

“Professor McFaul’s background as an outstanding scholar and his service as an influential ambassador give him a vital perspective to lead FSI, which is Stanford’s hub for studying and understanding international policy issues,” she said. “His scholarship, experience and energy will keep FSI and Stanford at the forefront of international studies as well as some of the most pressing global policy debates."

McFaul has been a faculty member in the department of political science at Stanford since 1994.  He joined the Obama administration in January 2009, serving for three years as Special Assistant to the President and Senior Director for Russian and Eurasian Affairs at the National Security Council at the White House. He then served as U.S. Ambassador to the Russian Federation from 2012 to 2014.

McFaul already has a deep affiliation with FSI. Before joining the government, he served as FSI deputy director from 2006 to 2009.  He also directed FSI’s Center on Democracy, Development, and the Rule of Law (CDDRL) from 2005 to 2009.

During his four years leading CDDRL, McFaul launched the Draper Hills Summer Fellowship program for mid-career lawyers, politicians, advocates and business leaders working to shore up democratic institutions in their home countries. He also established CDDRL’s senior honors program.  From 1992-1994, McFaul also worked as a Senior Research Fellow at FSI’s Center for International Security and Cooperation (CISAC).

“I am thrilled to be assuming a leadership role again at FSI,” McFaul said.  “FSI has become one of the premier institutions in the country for policy-relevant research on international affairs.  I look forward to using my recent government experience to deepen further FSI’s impact on policy debates in Washington and around the world.”

Arvin said McFaul’s previous positions at FSI and CDDRL will make for a smooth transition in the institute’s leadership.

“His familiarity with FSI’s history and infrastructure will allow him to start this new position with an immediate focus on the institute’s academic mission,” she said.

McFaul is also the Peter and Helen Bing Senior Fellow at the Hoover Institution, and plans to build on his long affiliations with both Hoover and FSI to deepen cooperation between these two premier public policy institutions on campus.

He has written and co-authored dozens of books including Advancing Democracy Abroad: Why We Should, How We CanTransitions To Democracy: A Comparative Perspective (with Kathryn Stoner); Power and Purpose: American Policy toward Russia after the Cold War (with James Goldgeier); and Russia’s Unfinished Revolution: Political Change from Gorbachev to Putin.

“In so many ways, Mike represents the best of FSI,” said Cuéllar, who has held leadership positions at FSI since 2004 and begins his term on the California Supreme Court in January. “He knows the worlds of academia and policy extremely well, and will bring unique experience and sound judgment to his new role at FSI.”

McFaul currently serves as a news analyst for NBC News, appearing frequently on NBC, MSNBC, and CNBC as a commentator on international affairs. He also appears frequently on The Charlie Rose Show and The Newshour, as well as PBS and BBC radio programs. He has recently published essays in Foreign AffairsThe New York TimesPolitico, and Time

McFaul was one of the first U.S. ambassadors to actively use social media for public diplomacy. He still maintains an active presence on Facebook at amb.mcfaul and on Twitter at @McFaul.

McFaul received his B.A. in International Relations and Slavic Languages and his M.A. in Russian and East European Studies from Stanford University in 1986.  As a Rhodes Scholar, he completed his D. Phil. in International Relations at Oxford University in 1991.

“Since coming here in 1981 as 17-year-old kid from Montana, Stanford has provided me with tremendous opportunities to grow as a student, scholar, and policymaker,” McFaul said. “I now look forward to giving back to Stanford by contributing to the development of one of the most vital and innovative institutions on campus.” 

 

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Abstract:

The levels of violence in Mexico have dramatically increased in the last few years due to structural changes in the drug trafficking business. The increase in the number of drug trafficking organizations (DTOs) fighting over the control of territory and trafficking routes has resulted in a substantial increase in the rates of homicides and other crimes. This study evaluates the economic costs of drug-related violence. We propose electricity consumption as an indicator of the level of municipal economic activity and use two different empirical strategies to test this. We utilize an instrumental variable regression using as exogenous variation the instrument proposed by Castillo, Mejía, and Restrepo (2013) based on historical seizures of cocaine in Colombia interacted with the distance of the Mexican border towns to the United States. We find that marginal increases of violence have negative effects on labor participation and the proportion of unemployed in an area. The marginal effect of the increase in homicides is substantive for earned income and the proportion of business owners, but not for energy consumption. We also employ the methodology of synthetic controls to evaluate the effect that inter-narco wars have on local economies. These wars in general begin with a wave of executions between rival criminal organizations and are accompanied by the deterioration of order and a significant increase in extortion, kidnappings, robberies, murders, and threats affecting the general population. To evaluate the effect that these wars between different drug trafficking organizations have on economic performance, we define the beginning of a conflict as the moment when we observe an increase from historical violence rates at the municipal level beyond a certain threshold, and construct counterfactual scenarios as an optimal weighted average from potential control units. The analysis indicates that the drug wars in those municipalities that saw dramatic increases in violence between 2006 and 2010 significantly reduced their energy consumption in the years after the change occurred.

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Beatriz Magaloni
Gabriela Calderón
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Perception can often trump facts in politics, and the topic of security in East Asia isn’t exempt from this reality, exemplified by the dominance of China’s “rise” and Japan’s  “ramped up” defense posture in current policy debates. Yet, those dynamics create a need as well as an opportunity for increased multilateral engagement, says Thomas Fingar, the Oksenberg-Rohlen Distinguished Fellow at the Freeman Spogli Institute for International Studies.

“Developments in China and Japan should be viewed as creating new opportunities and imperatives to deepen multilateral co-operation,” Fingar writes in a Global Asia essay.

“It would be a mistake to view them only as the cause of eroding confidence in the co-operative mechanisms that remain critical to peace and prosperity in the region.”

China’s rise has actually been a result of policies supported by the United States and other countries, despite prevailing commentary that they are intended to “contain” China, he says. In fact, Beijing’s rise was achieved by working within the rules-based international system, not outside of it.

China’s actions and growing power, especially military power, are compelling other regional actors, notably Japan, to reconsider their strategic situation. The reinterpretation of defense policy guidelines proposed by the Abe government is a long-delayed response to China’s military buildup, not an effort to remilitarize as a popular narrative holds. Fingar says the proposed relaxation of self-imposed policy constraints on Japan’s military forces could help pave the way for a future collective security arrangement in Northeast Asia.

So, where does this leave the U.S.-South Korea relationship?

He says the two countries can maintain their bilateral commitments while also deepening partnerships with, and between China and Japan. Both the United States and South Korea can help push for improved ties on trade and regional security issues. 

“We need continued bilateral – and increased multilateral – co-operation,” he says, particularly, “to mange the challenges of a nuclear-armed North Korea.”

The full article can be viewed on the FSI website.

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Japan Maritime Self-Defense Force ships travel in formation with the U.S.S. George Washington during a regularly scheduled exercise in the East China Sea.
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