Research associate Kenji E. Kushida argues that Japan's top political leadership during the 2011 Fukushima nuclear crisis actually handled the situation more effectively than originally thought. Otherwise, the incident could have been much worse due to Japan's long-existing lack of emergency preparation.

Faced with an unprecedented disaster in postwar Japan, then-Prime Minister Naoto Kan and his Democratic Party of Japan government handled the Fukushima Daiichi nuclear disaster better than originally perceived, according to new Stanford research.

It could have been far worse.

That's the conclusion of research associate Kenji Kushida of the Walter H. Shorenstein Asia-Pacific Research Center. He wrote in the journal Japanese Political Economy that Kan's party had to overcome bureaucratic problems and a lack of emergency planning, both of which they inherited after winning a landslide victory in 2009. The Fukushima nuclear crisis in March 2011 occurred when the plant was hit by a tsunami that resulted from a 9.0 earthquake off the coast of Tohoku, Japan, which claimed more than 15,000 lives.

Three of the plant's six nuclear reactors melted down and more than 300,000 people were evacuated. At the time, the Democratic Party of Japan and TEPCO, the private company that operated the power plant, were criticized for their responses.

"Japan's political leadership, and particularly Prime Minister Kan, has been blamed widely for worsening the crisis as the nuclear disaster unfolded," Kushida said. "However, an objective analysis of events as they transpired suggests that the political leadership, newly in power after over 50 years of virtually uninterrupted rule by its opposition, had inherited a very difficult situation, with vested interests, lack of emergency planning and insufficient bureaucratic capacity."

Kushida examined reports by Japanese government commissions, independent committees, a private investigation, TEPCO, the International Atomic Energy Agency and the U.S. Nuclear Regulatory Commission, among others. He also conducted interviews with key observers.

'Saved Japan'

Based on his research, Kushida said he believes that Japan's political leadership reined in a disaster that could have spiraled out of control on a far larger scale.

"Rather, Prime Minister Kan, often accused of excessive micro-management and a  counterproductive management style, was actually responsible for a government stance and concrete actions that, in some sense, saved Japan from a far worse disaster," he said.

In the article, Kushida said it was difficult for the general public, inside and outside Japan, to gauge how Japan's government was responding. "In the media confusion surrounding the nuclear accident, and subsequent politicized debates over the Tohoku disaster, the (Japanese) general public was left largely confused," he wrote.

Critiques focused on delays in declaring the emergency and evacuations, chaotic press conferences, micro-management and a slow response to hydrogen explosions at the plant.

But Kan, Kushida wrote, understood the broad risk to Japan if the Fukushima crisis got even worse. So he wrested control of the situation from TEPCO and the bureaucracy. Japan does not have martial law.

"Kan played a critical role in shifting the government's nuclear response into emergency mode," which allowed, for example, sustained water-cooling of the hot reactors, according to Kushida.

Kushida noted that the Democratic Party of Japan ran its 2009 election campaign on "seizing power from the bureaucracies" – giving rise to the criticism during the Fukushima event that it lacked the ability to coordinate such expertise in emergency situations.

"The DPJ's inexperience governing the country was clearly manifested in policy paralysis during its early days in power, suggesting that the party might not have the capacity to deal with Japan's largest postwar natural disaster and nuclear accident," Kushida wrote.

On the other hand, he added, the DPJ inherited a government and nuclear industry structure from the Liberal Democratic Party, which had enjoyed virtually uninterrupted power in Japan from 1955 until 2009. It was the LDP, not the DPJ, that had created the policies, units and procedures that were called upon in the Fukushima disaster.

Kushida found that Japan's existing government structures were not up to the challenge of dealing with Fukushima – no matter which political party was in power.

"Existing procedures and organizations were drastically inadequate for planning and executing an evacuation, and the government suffered shortcomings in information gathering, expertise, and on-the-ground response during the crisis," he wrote.

Kushida said that Kan's leadership was "beneficial in that he took control of a situation in which the locus of responsibility became ambiguous during the crisis and he solved several serious information and coordination problems."

As for blaming Kan's style, Kushida said that strong leadership was precisely what Japan needed at the time: "He did not measurably worsen the crisis, although his relatively abrasive leadership style (for Japanese norms or expectations, at least) alienated many with whom he worked."

Kushida said that much of the "blame-game" after the crisis was a result of the Liberal Democratic Party using Fukushima against the Democratic Party of Japan for electoral gain. In 2012, the LDP regained power based on this strategy.

American perspective

The lessons of Fukushima apply to America's nuclear industry and political leadership as well, Kushida said.

"The U.S. Nuclear Regulatory Commission is more independent from industry than Japan's regulators at the time, but the American political leadership needs to continue applying sustained pressure and attention to ensure that it remains as neutral and objective as possible," he said in an interview.

Kushida suggested that America's political leadership should diligently examine the repeated extensions of the maximum lifespan of nuclear power plants, the increased risk of nuclear power plant inundation due to climate change, and the need for contingency plans when cascading events overwhelm nuclear plant operators. 

He also pointed to the importance of input from outside the established nuclear engineering community on key issues.

Kushida, who grew up in Tokyo, describes himself as "very deeply attached to Japan." When the 2011 disaster hit, he was in the United States attending graduate school – and felt helpless.

"I desperately wanted to do something to help, and over time it became clear that my potential contribution with the greatest impact would be an objective analysis," he said.

Kushida's initial research grew out of a conference report that he wrote for Shorenstein APARC director Gi-Wook Shin.

Today, Japan's 48 nuclear reactors all remain offline for safety checks. Now in power, the Liberal Democratic Party plans to have them reactivated once the Nuclear Regulation Agency confirms their compliance with the new safety standards introduced after the Fukushima nuclear crisis. Prior to the earthquake and tsunami of 2011, Japan had generated 30 percent of its electrical power from nuclear reactors.

Clifton Parker is a writer for the Stanford News Service.

Petra Moser, Assistant Professor of Economics and Europe Center faculty affiliate, and co-authors Alessandra Voena and Fabian Waldinger's forthcoming article in the American Economic Review analyzes how Jewish émigrés from Nazi Germany influenced chemical innovation in the U.S. 

For a more information, please visit the publication's webpage by clicking on the article title below.

This study by professors Ran Abramitzky, Leah Pllatt Boustan, and Katherine Erikson, challenges the previous notions that European immigrants in the US during the Age of Mass Migration (1850–1913) initially held substantially lower paid occupations than natives, but converged after spending 10-15 years in the United States.  

Ran Abramitzky is an associate professor of economics at Stanford and a Europe Center faculty affiliate.

For a more information, please visit the publication's webpage by clicking on the article title below.

CISAC Co-Director Amy Zegart writes in The American Interest that a strong and rising China, as well as a weak an unstable one, should concern the United States. But perhaps most troubling is the uncertainty about which scenario will eventually play out, and Washington’s strategic orientation toward Europe and the Middle East.

CISAC Co-Director Amy Zegart writes in The American Interest that the United States should be concerned about both a strong and rising China, as well as a weak and unstable one. But perhaps most troubling of all, she writes, is the uncertainty about which scenario will eventually play out – and Washington’s strategic orientation toward Europe and the Middle East.

“Today opinions range between nervous hope that everything will turn out all right to outright fear that things will be worse than we can possibly imagine,” she says. “Part of the fear stems from the fact that that the U.S. and China are both literally and figuratively worlds apart, with vastly different political and cultural histories.”

Regardless of these vast differences and uncertainties in China, Zegart argues, Asia will be the most important strategic region for American national security in the 21^st century.

Fourteen Stanford researchers addressing global poverty through a range of academic disciplines are receiving a total of $4.6 million in awards from the university-wide Global Development and Poverty (GDP) initiative.

Their projects, which are the first to be funded by the GDP, deal with challenges of health, violence, economics, governance and education in the developing world.

“GDP seeks to transform scholarly activity and dialogue at Stanford around the topic of global poverty, so that the university may have a greater impact on poverty alleviation in developing economies,” said GDP faculty co-chair Jesper B. Sørensen. “By focusing on placing a small number of big bets, GDP encourages researchers to think big, and to move beyond the conventional way of doing things. We are thrilled by the inaugural set of awardees, as they demonstrate the creative, inter-disciplinary approaches that will make Stanford a leader in this area.”

The GDP initiative is part of the Stanford Institute for Innovation in Developing Economies (SEED) and is administered in partnership with Stanford's Freeman Spogli Institute for International Studies (FSI). The GDP is co-chaired by Sørensen, the faculty director for SEED and the Robert A. and Elizabeth R. Jeffe Professor of Organizational Behavior at the Graduate School of Business; and Mariano-Florentino Cuéllar, senior fellow and director of FSI and the Stanley Morrison Professor at Stanford Law School.

SEED, which seeks to alleviate poverty by stimulating the creation of economic opportunities through innovation, entrepreneurship and the growth of businesses, was established in 2011 through a generous gift from Robert King, MBA '60, and his wife, Dorothy.

Through complementary areas of focus, GDP funding and other SEED research initiatives will stimulate research, novel interdisciplinary collaborations and solutions to problems of global poverty and development. GDP research aims to pursue answers to crucial questions that are essential to an understanding of how to reduce global poverty and promote economic development. That includes governance and the rule of law, education, health, and food security – all of which are essential for entrepreneurship to thrive. By contrast, other SEED research focuses on innovation, entrepreneurship, and the growth of businesses in developing economies.

Since 2012, SEED’s Entrepreneurship and Innovation in Developing Economies Award program also has doled out 22 awards and seven PhD fellowships to help support and scale businesses in developing economies. Among the $1 million in funded projects were studies of how to improve the livelihoods of small-holder cacao farmers throughout the tropics; how to identify startups with high job- and wealth-creating potential in Chile; how political accountability affects the ability to attract investment in Sierra Leone; and how managerial practices affect trade entrepreneurship in China.

First GDP Awards

The first 14 GDP award recipients are professors of economics, political science, law, medicine, pediatrics, education and biology, and senior fellows from FSI, the Woods Institute, and the Stanford Institute for Economic Policy Research (SIEPR).

“Each of these projects cuts across disciplines, reflects innovative thinking, and has the potential to generate crucial knowledge about how to improve the lives of the poor around the world,” Cuéllar said. “These projects, along with a variety of workshops engaging the university and external stakeholders, will help us strengthen Stanford’s long-term capacity to address issues of global poverty through research, education and outreach.”

Among the award recipients is Pascaline Dupas, an associate professor of economics and senior fellow at SIEPR. Dupas, along with faculty from the Center for Health Policy and Center on Democracy, Development and the Rule of Law, will launch the Stanford Economic Development Research Initiative using GDP funds.  This initiative will focus on collecting high-quality institutional and individual-level data on economic activity in a number of developing countries over the long term, and making these data available to scholars around the world.

Beatriz Magaloni, an associate professor of political science and senior fellow at FSI, is receiving an award to lead a team focused on criminal violence and its effects on the poor in developing economies, and the practical solutions for increasing security in those regions.

Douglas K. Owens, a professor of medicine and FSI senior fellow, was awarded an award to help him lead a team that will develop models to estimate how alternative resource allocations for health interventions among the poor will influence health and economic outcomes.

Stephen Haber, a professor of political science and history and a senior fellow at the Hoover Institution, received an award to bring together Stanford researchers interested in examining the long-term institutional constraints on economic development. Their goal will be to provide policymakers with a framework for determining the conditions under which particular innovations are likely to have positive payoffs, and the conditions under which resources will likely be wasted.

Other projects will address the educational impacts of solar lighting systems in poor communities; identifying interventions to improve the profits and safety among poor, smallholder pig farmers in Bangladesh and China; the role of law and institutions in economic development and poverty reduction; and how to rethink worldwide refugee problems. Awards are also being provided to researchers focused on microfinance, online education and teacher training.

The project proposals were reviewed by an interdisciplinary faculty advisory council chaired by Cuéllar and Sørensen. 

“We were very encouraged by the impressive number of project proposals from a wide range of areas and are looking forward to introducing several new capacity and community-building activities in the fall,” Sørensen said.. “This wide range of research initiatives will form a vibrant nucleus for Stanford’s growing community of scholars of global development and poverty.”