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This piece originally appeared at Brookings.

 

 

The Trump administration has finished off the 1987 Intermediate-range Nuclear Forces (INF) Treaty, a treaty mortally wounded by Russia’s deployment of a banned intermediate-range missile. That leaves the 2010 New Strategic Arms Reduction Treaty (New START) as the sole agreement limiting U.S. and Russian nuclear forces.

New START has less than two years to run. At the February 15-16 Munich Security Conference, a senior Russian official reiterated Moscow’s readiness to extend the treaty. The administration, however, continues its odd reluctance to take up that offer. House Democrats should use their power of the purse on the issue.

WHY EXTENSION MAKES SENSE

Signed in 2010, New START limits the United States and Russia each to no more than 700 strategic ballistic missiles and bombers, and no more than 1,550 deployed strategic warheads. Those limits took full effect in February 2018. Both sides have complied, although technical questions have arisen. Russian officials question the way in which the U.S. military converted some launchers so that they would not count.

By its terms, New START runs until February 5, 2021. It can be extended for up to five years by simple agreement between the U.S. and Russian presidents.

When asked about extension in 2017, administration officials said they would wait to complete the nuclear posture review and to see if the Russians met the New START limits. Both of those boxes were checked more than a year ago. Administration officials now say they are studying extension but see no need to rush.

New START extension is in the U.S. interest.

First, extension would constrain Russian strategic nuclear forces until 2026. It makes little sense to let the treaty lapse in 2021, when Russia has hot production lines churning out new missiles, submarines, and bombers.

Second, New START extension would not impact U.S. strategic modernization plans. They are sized to fit within New START’s limits. Moreover, the United States will not start producing significant numbers of replacement missiles, submarines, and bombers until the second half of the 2020s.

Third, extension would continue the flow of information that the sides share with each other about their strategic forces. That comes from data exchanges, notifications, on-site inspections and other verification measures, all of which end if New START lapses. Making up for that loss of information would require a costly investment in new national technical means such as reconnaissance satellites.

WHY WE SHOULD WORRY

Extension should be a no-brainer. However, in a White House that operates on its own facts and at times with an indecipherable logic, extension is not a given.

President Trump does not seem to understand much about nuclear arms control. During his first telephone conversation with President Putin, Trump reportedly dismissed New START as a bad deal done by his predecessor. He has taken delight in undoing the accomplishments of President Obama (witness the Iran nuclear accord).

National Security Advisor Bolton shows disdain for arms control and has criticized New START. One of its faults, according to Mr. Bolton: It provides for equal limits on the United States and Russia. He felt the treaty should allow the U.S. military to have more. (U.S. diplomats would have had an interesting time trying to negotiate that.) Asked about New START extension, Mr. Bolton notes two alternatives: renegotiation and a new treaty modeled on the 2002 Strategic Offensive Reductions Treaty (SORT).

Renegotiation would allow U.S. officials to try to improve New START, perhaps with more intrusive verification measures, or even broadening the agreement to cover non-strategic nuclear weapons. Moscow, however, would seek changes as well, such as constraints on missile defenses—anathema to Washington.

Renegotiation would prove difficult, take considerable time, and have at best uncertain prospects for success. A wiser course would extend New START and then seek a renegotiation or a new follow-on treaty.

As for SORT, negotiated by Mr. Bolton, it limited deployed warheads only. Mr. Putin accepted that in 2002, but Russian officials have long since made clear that limits should apply to warheads and delivery vehicles, as they do in New START.

SORT, moreover, was “sort of” arms control. Lacking agreed definitions, counting rules or monitoring measures, it was unverifiable. In doing their own counts on the honor system, the U.S. and Russian militaries may not have even counted the same things.

Neither Secretary of State Pompeo nor Acting Secretary of Defense Patrick Shanahan has shown interest in championing New START. The uniformed military leadership argued the treaty’s value in the past, but Chairman of the Joint Chiefs Joseph Dunford recently has hedged.

While ratification of a treaty requires consent from two-thirds of the Senate, the president alone can decide to leave a treaty. The Trump administration did not consult with either Congress or allies on withdrawal before Trump announced his intention to pull out of the treaty last October.

HOUSE DEMOCRATS TO THE RESCUE?

While the Trump administration shows little interest in arms control, it does want funding to modernize U.S. strategic forces. Democrats should recognize that and force the White House’s hand.

The U.S. strategic triad is aging. Ballistic missile submarines are the leg of the triad most in need of urgent replacement. They should be funded. Replacing intercontinental ballistic missiles (ICBMs) or building the B-21 bomber, however, are less urgent needs. As they work on the appropriations for the 2020 defense budget, House Democrats should make clear to the White House and the Pentagon that money for ICBM modernization or the B-21 would need to be paired with extension of New START. That will get attention.

Retaining a strategic triad makes sense (though the need for 400 deployed ICBMs is debatable). Retaining New START makes sense as well. House Democrats should simply insist on a trade.

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Washington and Pyongyang must agree on key concepts and eliminate ambiguities if they want a real breakthrough. 
“There is no detailed definition or shared agreement of what denuclearization entails....” These words were not from critics of ambivalence in the Trump administration’s nuclear negotiations with North Korea. Rather surprisingly, they were the words of the U.S. Special Representative for North Korea, Stephen Biegun, during his speech at Stanford University last month. He had been asked whether the United States and North Korea had consensus on the technicality of the term “denuclearization.” Yet, this is only one of the many problematic ambiguities surrounding North Korean denuclearization.
 
Donald Trump and Kim Jong-un will be shaking hands again in Hanoi, Vietnam on February 27-28. In the past year, the two adversarial countries have striven—probably the most in the history of their relations—to move away from the brink of war toward intensive communications and diplomatic endeavors. Still, amidst widespread skepticism, Trump’s diplomatic efforts with North Korea are often criticized in Washington and elsewhere for failing to produce adequate tangible deliverables on North Korean denuclearization. Even with a number of meaningful and voluntary gestures seemingly put toward denuclearization in the past year, North Korea has yet to give a clear indication of a firm decision to completely and entirely dismantle its nuclear capability. As Special Representative Biegun conveyed, progress on the nuclear front after the Singapore summit has been minimal, inviting criticism and greater skepticism regarding the upcoming summit and the Trump administration’s North Korea policy in general.
 
For this very reason, the Vietnam summit is all the more purposive. Trump and Kim must resolve the divergences and ambiguities implicit in their central questions, before they can make any meaningful progress toward denuclearization and whatever measures for the progress of denuclearization.
 
Read the full article on The National Interest.
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In May 2018, Stanford Center for International Security and Cooperation (CISAC) scholars Siegfried Hecker, Robert Carlin, and Elliot Serbin released an in-depth report analyzing the nuclear history of North Korea between 1992 and 2017 alongside a historical research-based “roadmap” for denuclearization.

Since then, tensions between North Korea and South Korea have thawed. United States President Trump met with Kim Jong-un in Singapore in June, and another U.S.-North Korea summit is planned for later this month.

Today, the CISAC researchers release a 2018 update to their report, chronicling and analyzing historic developments in North Korea over the past year. In this Q&A with Katy Gabel Chui, CISAC Senior Fellow and former Director of the Los Alamos National Laboratory Siegfried Hecker shares what the team learned:

Your research demonstrates that South Korean, North Korean, and U.S. efforts in 2018 were able to lower tensions and the threat of war on the Korean Peninsula. How? What actions were most effective toward this end?

At the end of 2017, the Moon Jae-in administration in South Korea made secret overtures to the Kim Jong-un regime. Kim Jong-un responded positively in his 2018 New Year Speech, proposing to send North Korean athletes to the South as part of a joint delegation for the 2018 Winter Olympics in Seoul.  He also initiated serious diplomatic overtures to Washington. These efforts led to the North/South Summit in April and the historic Singapore Summit in June.

Yet, in spite of these positive initiatives, you did not rate U.S. and North Korean diplomacy at your highest level, why is that?

We stopped one level short for both (a G2 instead of a G3) because progress in talks that followed the summit quickly hit a wall when the US side called for the North to produce a full declaration of its nuclear weapons program, to which Pyongyang responded angrily. The rest of the year was up and down. Nevertheless, the Singapore Summit took the critical step away from the brink of war. The North and South also continued to make remarkable progress toward reconciliation with two more presidential summits.

Most of the focus in the U.S. has been on an apparent failure of North Korea to denuclearize. But you note in your research that the Singapore summit pledged normalization and denuclearization. Why has progress stalled?

First, denuclearization is a poorly defined concept. We should focus on the elimination of the North’s nuclear weapons, the means of production and means of delivery. Second, Washington has so far not taken steps toward normalization. It has insisted on maintaining maximum pressure and sanctions, which Pyongyang considers incompatible with normalization.

Nevertheless, you claim that the threat posed by North Korea was substantially reduced. What about the North’s nuclear capabilities – were these reduced in 2018?

The diplomatic initiatives have greatly reduced the threat. Our study, which looks at the details of how the capabilities have changed in 2018, concludes that the rapid escalation of overall capabilities in 2017 and prior years was halted and in some cases rolled back.

But your research also shows North Korea continued to operate its nuclear weapons complex in 2018, and that it is still producing plutonium and highly enriched uranium.

We are not surprised that North Korea has not halted its fissile materials production in absence of formal negotiations. Our analysis of open-source satellite imagery of the Yongbyon complex led us to estimate they may have added sufficient plutonium and highly enriched uranium for an additional 5 to 7 nuclear weapons on top of our 2017 estimate of approximately 30 weapons.

There have also been reports that it has continued to maintain, produce, and deploy its land-based ballistic missiles. These activities don’t look like the North is denuclearizing.

In our study, we look at the three requisites for a nuclear arsenal – fissile materials, weaponization (that is design, build, and test), and delivery. The North did continue to produce fissile materials. But it took the remarkable step to end nuclear testing and long-range missile testing at a time during which North Korea had been rapidly increasing the sophistication of its nuclear weapons and missiles and their destructive power and reach. Therefore, we conclude that the North not only halted that rapid advance but also rolled back the threat we judged the North’s nuclear and missile programs to pose in 2017.

It sounds like there is a long way to go to denuclearize. In May of last year, you released a framework for denuclearization of North Korea based around a “halt, roll back and eliminate” process. Where does North Korea stand, if anywhere, in that process today?

Our color charts track the progress. Contrary to what we have heard in the media, North Korea has actually halted and rolled back some nuclear activities, with the most important being the end of nuclear and missile testing, which in turn, has significant consequences. In fact, in 2018 it did not flight test missiles of any range. However, the road to final elimination will be long and difficult, especially because of the serious trust deficit between Washington and Pyongyang. We suggested a 10-year time frame last year.

Haven’t you also suggested a way to speed up that process?

Yes, we propose that North Korea, South Korea, and the U.S. explore cooperative efforts to demilitarize North Korea’s nuclear and missile programs and convert them to civilian nuclear and space programs. Such cooperation has the potential of accelerating the elimination of nuclear weapons and nuclear weapons program. It will, in the long term, also greatly improve the prospects of adequate verification.

How do you get North Korea to go along with any of these ideas?

That’s the job of our negotiators. When Special Representative Stephen Biegun was here at Stanford recently, he showed a lot of flexibility to have the U.S. phase denuclearization with normalization. I think that’s what it will take. But a lot of hard work lies ahead.

Full Report: A Comprehensive History of North Korea's Nuclear Program: 2018 Update

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The United States is prepared to pursue “simultaneously and in parallel” all of the commitments outlined at the Trump-Kim Singapore Summit, said the U.S. Special Representative for North Korea Stephen Biegun at an event hosted by Shorenstein APARC on Thursday, January 31.
 
Biegun's remarks, delivered as he prepares to travel to South Korea for meetings with North and South Korean officials, were his first public address since he began his appointment in August 2018. On behalf of U.S. Secretary of State Mike Pompeo, Mr. Biegun directs all U.S. policy on North Korea and leads negotiations.
 
Just prior to the event President Trump said he will announce next week the site and date for the second summit he plans with Kim Jong Un at the end of February. Biegun noted that the U.S. is prepared to move forward “provided that North Korea likewise fulfills its commitment to final, fully verified denuclearization” and that “there are many challenges that make it especially complicated for the United States and North Korea to embark upon a diplomatic initiative of this magnitude.” But he also highlighted several areas of progress and concluded his remarks by saying, “Now is the opportunity. Now is the moment. The United States is ready to turn the vision outlined by President Trump and Chairman Kim at Singapore into reality.”
 
Mr. Biegun’s public address was followed by a conversation with Robert Carlin, a specialist on U.S.–North Korea relations and a visiting scholar at Stanford’s Center for International Security and Cooperation. The event concluded with a question-and-answer session. 
 
You can read a transcript of Mr. Biegun’s remarks.
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Stephen Biegun delivers remarks at Stanford at a Shorenstein APARC event. Linda A. Cicero / Stanford News Service
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UPDATE: This event will be live streamed on our Facebook page. Follow us there to make sure you don't miss the start.

This event is open to the Stanford community and the public, but a Stanford or government-issued ID must be presented for admission.

The event is on-the-record but off-camera. No photography or video recording will be permitted. Cameras will not be permitted inside the venue.

Members of the media: registration is required; please follow the directions below.


Join the Walter H. Shorenstein Asia-Pacific Research Center for a discussion on the DPRK with the U.S. Special Representative for North Korea Stephen Biegun.
 
Mr. Biegun will deliver opening remarks followed by a conversation with Robert Carlin, an expert on U.S.-North Korea relations and a visiting scholar at Stanford’s Center for International Security and Cooperation. The event will conclude with a question-and-answer session.
 
Members of the media interested in covering the event should register with Shorenstein APARC by 12:00 p.m., Wednesday, January 30. A press credential must be presented for admission.

Speaker bio

Stephen E. Biegun was appointed by Secretary of State Mike Pompeo as the U.S. Special Representative for North Korea in August 2018. As Special Representative, on behalf of the Secretary of State he directs all U.S. policy on North Korea, leads negotiations, and spearheads U.S. diplomatic efforts with allies and partners.
 
Biegun has three decades of experience in the Executive and Legislative Branches in government as well as the private sector. Most recently, Biegun was vice president of International Governmental Relations for Ford Motor Company, where—as a third generation Ford employee—he oversaw all aspects of Ford’s international governmental interactions including throughout the Indo-Pacific Region.
 
Previously, as national security advisor to Senate Majority Leader Bill Frist, he provided analysis and strategic planning for the U.S. Senate’s consideration of foreign policy, defense and intelligence matters, and international trade agreements. Prior to that, Biegun worked in the White House from 2001-2003 as Executive Secretary of the National Security Council. He served as a senior staff member to the National Security Advisor, Condoleezza Rice, and performed the function of chief operating officer for the National Security Council.
 
Before joining the White House staff, Biegun served for 14 years as a foreign policy advisor to members of both the House of Representatives and the U.S. Senate. During this time, he held the position of Chief of Staff of the U.S. Senate Committee on Foreign Relations from 1999-2000. In addition, he served as a senior staff member of the U.S. House of Representatives Committee on Foreign Affairs for six years.
 
From 1992 to 1994, Biegun served in Moscow, Russia as the Resident Director in the Russian Federation for the International Republican Institute, a democracy-building organization established under the National Endowment for Democracy.
 
He is a member of the Council on Foreign Relations and the Aspen Strategy Group, and has served on the boards of the National Bureau of Asian Research, the US-ASEAN Business Council, the US-Russia Foundation for Economic Development and the Rule of Law, and Freedom House.
 

 

Koret-Taube Conference CenterJohn A. and Cynthia Fry Gunn SIEPR Building366 Galvez Street 
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This post was originally published by PacNet Commentary, a publication of Pacific Forum.

North Korea’s state-owned news agency ran a wire story with tremendous significance just before Christmas, making clear that unilateral denuclearization is not going to happen. As part of a detailed explanation of Pyongyang’s position, it said: “When we refer to the denuclearization of the Korean peninsula, it, therefore, means removing all elements of nuclear threats from the areas of both the north and the south of Korea and also from surrounding areas from where the Korean peninsula is targeted. This should be clearly understood.” The text also states that “the denuclearization of the Korean peninsula means ‘completely removing the nuclear threats of the U.S. to the DPRK.’”
 
Pyongyang has long held that their nuclear weapons are a necessary deterrent and has made similar statements in the past, but not so clearly, nor with such a detailed explanation, nor at such a crucial time. Why did they choose to do so at the very end of 2018? There is a degree of unsatisfactory speculation that must take place to try to answer such a question, but we can see a few key elements of the negotiating procedure.
 
The North Koreans have made it clear they want to deal with President Trump himself, probably correctly assessing that he is more likely to make concessions or take significant risks than are his subordinates. Moreover, working-level negotiations have moved slowly over the past several months.
 
The DPRK statement, released in a semi-public way on the newswire, might have been an attempt to get the issue clearly and squarely on the president’s desk. Perhaps the North Koreans don’t believe Secretary of State Mike Pompeo is relaying messages to Trump. Or perhaps the recent retirement of the CIA’s Andrew Kim, who has liaised with the North Koreans alongside and for Pompeo, worried Pyongyang. Stephen Biegun, the new US special representative for North Korea, is an unknown quantity to them. Pyongyang probably didn’t want to resume and rehash this year’s logjam with Biegun in the new year.
 
This shift in communication strategy fits the North Korean political calendar. The New Year Joint Editorial frames the Korean Worker’s Party’s positions for the year and all adult North Koreans study the adjustments in the party line for several weeks in January. This includes North Koreans who interface with the outside world: in 2019 they will present to their foreign interlocutors a specific set of demands based on this clearer definition of “denuclearization.”
 
This leaves President Trump in a bit of a bind. He has to decide if he wants to proceed with the peace and denuclearization process as North Korea has defined it. He could choose a couple different paths.
 
First, Trump appears to have very few deeply held beliefs about the international order, other than that the US has generally been taken advantage of on trade and multilateral defense. He certainly doesn’t care much for alliances. One could imagine him saying, “that’s fine, we could remove our nuclear umbrella from South Korea” once we move toward denuclearization of the north. This would face tremendous pushback from the policy and military communities in the US as well as from allies in Asia, however. It would be the sort of pronouncement that would leave him isolated from much of his administration, Congress, and the pundit community that comments on TV; it would be hard to sustain this position.
 
More likely, he could say, “fine, let’s talk about a freeze on your program and worry about denuclearization later.” This seems more plausible for several reasons.
 
First, his core constituency doesn’t really care about denuclearization. His base wants to see Trump keep winning and if he tells them this is a win, they will likely accept it and move on. He has shown he is rhetorically able to slip out of nooses that other presidents would have choked on. He could conceivably pivot toward a freeze and cap of the North Korean nuclear program as an attainable goal and let the experts – who again largely don’t matter to his base – fight about whether this is good enough.
 
In that regard, Trump may well have been aided by a shift in the professional North Korea-watching community. Since roughly the fall of 2017, when war rhetoric and tensions were escalating, an increasing number of commentaries, events, and lectures with titles along the lines of “living with a nuclear North Korea” began to appear. There are now clearly more voices in the analyst community willing to say that the United States can tolerate and deter a nuclear North Korea. Such an opinion was incredibly scarce in 2016.
 
This is a situation that Trump helped foster. His administration helped raise the prospect of conflict that really did highlight the absurdity of war on the Korean Peninsula. The administration was essentially saying “we are willing to risk a nuclear war to prevent a country from being able to wage nuclear war.” This focused a lot of minds and helped clarify the fact that deterrence remains viable. Whether that means seeking to cooperate or continuing to pressure and isolate North Korea remains up for debate.
 
In defining that debate, if Trump decides he wants to try to change the US-DPRK relationship, he can point to the text of the Singapore Declaration that he and Kim Jong Un signed at their June 12 summit. While the declaration was much pilloried by observers as a “nothingburger,” it did promise to “establish new US–DPRK relations in accordance with the desire of the peoples of the two countries” and “to build a lasting and stable peace regime on the Korean Peninsula.” Those clauses come before a promise by both sides “to work toward complete denuclearization of the Korean Peninsula.”
 
President Trump could conceivably articulate a position in which a freeze of the North Korean program is a realistic goal that takes place alongside improved relations between the two countries, putting the issues of the DPRK’s stockpile and the US nuclear umbrella in Asia off for a later date.
 
This formula would be unsatisfactory to many people, but Trump has shown a willingness to upset traditional stakeholders. Besides, this is North Korea policy. Past attempts at pressure and engagement have been unsatisfactory to one group or another. The status quo is basically unsatisfactory to many, particularly in South Korea. Satisfying everyone will be impossible. Who Trump decides to upset will define how the next round of negotiations with the DPRK goes.
 
Andray Abrahamian is the 2018-19 Koret Fellow at APARC, Stanford University. He is an adjunct fellow at Pacific Forum and Griffith Asia Institute, an honorary fellow at Macquarie University, and a member of the US National Committee on North Korea. His book, North Korea and Myanmar: Divergent Paths, was published by McFarland in 2018.
 
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Today, January 14, marks the 25th anniversary of the Trilateral Statement.  Signed in Moscow by President Bill Clinton, Russian President Boris Yeltsin and Ukrainian President Leonid Kravchuk, the statement set out the terms under which Ukraine agreed to eliminate the large arsenal of former Soviet strategic nuclear weapons that remained on its territory following the collapse of the Soviet Union.

Among other things, the Trilateral Statement specified the security assurances that the United States, Russia and Britain would provide to Ukraine eleven months later in the Budapest Memorandum on Security Assurances.  Unfortunately, Russia grossly violated those assurances in 2014 when it used military force against Ukraine.

Soon after regaining independence, Ukraine’s leadership indicated its intention to be a non-nuclear weapons state.  Indeed, the July 16, 1990 declaration of state sovereignty adopted by the Rada (parliament) adopted that goal.  Kyiv had questions, however, about the terms of the elimination of the strategic weapons.

First, eliminating the intercontinental ballistic missiles (ICBMs), bombers, ICBM silos and nuclear infrastructure would cost money.  Ukraine’s economic future in the early 1990s was uncertain (the economy ended up declining for most of the decade).  Who would pay for the expensive elimination process?

Second, the strategic nuclear warheads had economic value as they contained highly enriched uranium.  That could be blended down into low enriched uranium to fabricate fuel rods to power nuclear reactors.  If Ukraine shipped warheads to Russia for dismantlement, how would it be compensated for the value of the highly enriched uranium they contained?

Third, nuclear weapons were seen to confer security benefits.  What security guarantees or assurances would Kyiv receive as it gave up the nuclear arms on its territory?

These questions were reasonable, and Kyiv deserved good answers.  In 1992 and the first half of 1993, Ukrainian and Russian officials met in bilateral channels to discuss them, along with other issues such as a schedule for moving warheads to Russia.  In parallel, U.S. officials discussed similar issues with their Ukrainian and Russian counterparts.

However, in September 1993, a Ukrainian-Russian agreement dealing with the nuclear issues fell apart.  Washington decided to become more directly involved out of fear that a resolution might otherwise not prove possible, giving birth to the “trilateral process.”  Discussions over the course of the autumn led U.S. negotiators in mid-December to believe that the pieces of a solution were ready.

In a negotiation in Washington in early January 1994, U.S. Ambassador-at-large Strobe Talbott, Ukrainian Deputy Prime Minister Valeriy Shmarov and Deputy Foreign Minister Borys Tarasyuk, and Russian Deputy Foreign Minister Georgiy Mamedov and their teams finalized answers to Kyiv’s three questions, and wrote them into what became the Trilateral Statement and an accompanying annex.

The United States agreed to provide Nunn-Lugar Cooperative Threat Reduction funds to finance the elimination of the strategic delivery systems and infrastructure in Ukraine.  Specifically, $175 million would be made available as a start.

The three sides agreed that Russia would compensate Ukraine for the value of the highly enriched uranium in the nuclear warheads transferred to Russia for elimination by providing Ukraine fuel rods containing an equivalent amount of low enriched uranium for its nuclear reactors.  In the first ten months, Ukraine would transfer at least 200 warheads, and Russia would provide fuel rods containing 100 tons of low enriched uranium.

The sides laid out in the Trilateral Statement the specific language of the security assurances that Ukraine would receive once it had acceded to the Non-Proliferation Treaty as a non-nuclear weapons state.  Although Kyiv had sought security guarantees, Washington was not prepared to extend what would have been a military commitment similar to what NATO allies have; the assurances were the best that was on offer.

Two issues—the date for transfer of the last nuclear warheads out of Ukraine and compensation for the highly enriched uranium that had been in tactical nuclear warheads removed from Ukraine to Russia by May 1992—nearly derailed the Trilateral Statement.  The sides, however, agreed to address those in private letters.

Presidents Clinton, Yeltsin and Kravchuk met briefly in Moscow on January 14, 1994 and signed the Trilateral Statement.  That set in motion the transfer of nuclear warheads to Russia, accompanied by parallel shipments of fuel rods to Ukraine.  The deactivation and dismantlement of missiles, bombers and missile silos in Ukraine began in earnest with Cooperative Threat Reduction funding.

In December 1994, Ukraine acceded to the Non-Proliferation Treaty and received security assurances from the United States, Russia and Britain in the Budapest Memorandum.  France and China subsequently provided Kyiv similar assurances.

Ukraine fully met its commitments under the Trilateral Statement.  The last nuclear warheads were transferred out of Ukraine in May 1996.

The other signatories met their commitments—with one glaring exception.  In 2014, Russia used military force to illegally seize Crimea, in violation of its Budapest Memorandum commitments “to respect the independence and sovereignty and the existing borders of Ukraine,” and “to refrain from the threat or use of force” against Ukraine.  Russian security and military forces then instigated a conflict in the Donbas region in eastern Ukraine, a conflict that has claimed more than 10,000 lives and continues to simmer.

At the time, the Trilateral Statement was seen as a major achievement in Washington, as it eliminated hundreds of ICBMs and bombers and nearly 2,000 strategic nuclear warheads that had been designed and built to strike the United States.  Not surprisingly, in light of Russia’s aggression, many in Ukraine now question the value of the Trilateral Statement and Budapest Memorandum.  They argue that, had Ukraine held on to at least some nuclear weapons, Russia would never have dared move on Crimea and Donbas.

That argument is understandable and perhaps correct (although alternative histories are not always easy to envisage).  However, had Ukraine tried to keep nuclear weapons, it would have faced political and economic costs, including:

·      Kyiv would have had limited relations, at best, with the United States and European countries (witness the virtual pariah status that a nuclear North Korea suffers).  In particular, there would have been no strategic relationship with the United States.

·      NATO would not have concluded a distinctive partnership relationship with Ukraine, and the European Union would not have signed a partnership and cooperation agreement, to say nothing of an association agreement.

·      Kyiv would have received little in the way of reform, technical or financial assistance from the United States and European Union.

·      Western executive directors would have blocked low interest credits to Ukraine from the IMF, World Bank and European Bank of Reconstruction and Development.

To be sure, one can debate the value of these benefits.  But those who now assert that Ukraine should have kept nuclear arms should recognize that keeping them would have come at a steep price.  Moreover, in any confrontation or crisis with Russia, Ukraine would have found itself alone.

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A version of this article appeared in China Newsweek (Chinese). Questions from Li Jing of China Newsweek in conversation with Siegfried Hecker (Interview from October 2018).

 

 

Recently, the leaders of the two Koreas met again, and they signed a joint declaration which they said would bring peace to the Peninsula. How do you like the meeting and the declaration? Do you think it helpful to the denuclearizing? If so, how will it help?

The meeting was very positive. It helped to bring the two Koreas closer together and moved them in the direction of bringing peace to the Peninsula. The declaration was also positive, but somewhat vague. It offered the promise of denuclearization, but the difficult work remains to be done. The agreement on military cooperation is a big step in helping to reduce tensions between the two Koreas.

According to your assessment, what kind of nuclear capability does the North Korea have? Is it a de facto nuclear power?

There are many uncertainties about North Korea’s nuclear capabilities. However, based on what we know about its nuclear complex and the six nuclear tests it conducted, North Korea may have sufficient nuclear material, that is, plutonium and highly enriched uranium, for approximately 20 to 60 nuclear weapons, with 30 being the most likely number.

North Korea has a wide array of missile capabilities. It is quite likely that North Korea has miniaturized nuclear warheads to fit on the short-range SCUD missiles and medium-range Nodong missiles and therefore may be able to reach all of South Korea and most of Japan. North Korea has demonstrated that it can launch ICBM’s (Intercontinental Ballistic Missiles), but it has done so only on high flight trajectories rather than normal trajectories. That means it must do more missile tests before it has a reliable ICBM. It has also not demonstrated that it can make a nuclear warhead sufficiently small, light, and robust to survive an ICBM flight.

I do not consider North Korea to be a nuclear weapon state, but it is a state with nuclear weapons, which does make it a de facto nuclear power.

Do you think the North Korea positive measures, including dismantling the Punggye-ri site, bears any substantial significance in terms of denuclearization? Were these measures reversible?

Stopping nuclear testing and ICBM testing were important positive steps. Closing the Punggye-ri nuclear testing tunnels was also an important step. Yes, these can be reversed, but a resumption of nuclear testing will now require much time and will be easily visible.

Since this year, the situation of the Peninsula issue has been improving very fast. Did you feel surprised by such a turn of the Peninsula situation?

The Year 2017 was very dangerous because of the technical advances that North Korea made with its nuclear programs, namely the big nuclear test in September and the ICBM missile tests. In addition, the political rhetoric was extremely dangerous. However, many positive things happened in 2018. The most important is that politically, we stepped away from the precipice of war, and that is good news, and somewhat unexpected.

It is reported that a second summit between the US and the DPRK may take place. If it is true, what fruit do you think the summit can yield? Do you think the first summit between President Trump and Kim Jung-un has opened the door to the denuclearization?

Yes, the Singapore Summit definitely opened the door to a resolution of the North Korean nuclear crisis and the possibility of the denuclearization of the Peninsula. The summit was made possible by President Moon Jae-in and Chairman Kim Jong-un taking important steps toward reconciliation. And, President Trump welcomed the opening and met with Chairman Kim. The Singapore declaration was very basic focusing on the overall objective of normalization and denuclearization. It left the difficult work for the future. A second summit should now agree on specific steps toward denuclearization and normalization.

The US insists on no relief of sanctions before complete denuclearization, but the DPRK seems expecting a step-to-step model. The positions of the two sides are very far apart. Do you think the two sides can find some space to make compromise in order to press ahead with the denuclearization?

I believe a step-by-step approach will be necessary, but on the North Korean side the steps will have to significantly reduce the risks its nuclear program poses. On the American side, the steps will have to make progress on normalization. These kind of steps for each side should be on the agenda for the second summit.

It has been reported that after the Singapore summit, the US has asked the DPRK to provide a list of its nuclear capabilities, which was rejected and regarded as confrontational by the DPRK. How much knowledge do the outside world have about the DPRK nuclear capability? Will a list mean a total surrender to the US?

From my perspective, what is more important is to first take concrete steps to reduce the nuclear risks. Two such steps, namely, no nuclear testing and no ICBM missile tests have already been taken by the DPRK. Next in importance is to stop plutonium production. That means to dismantle the 5 MW-electric reactor in Yongbyon and not start the Experimental Light Water Reactor under construction.

It may be appropriate to ask North Korea for a list of the Yongbyon facilities early in the negotiation process, but I believe a full declaration is not yet possible. The level of trust required for such a declaration does not yet exist. Eventually, North Korea will, of course, have to provide full declaration and agree to a strict verification regime.

Do you think the six party talks will still be significant after the DPRK and the US are holding bilateral talks?

It is not clear to me whether or not the six-party talks will be useful. However, it is very important that the other parties, namely, China, Russia and Japan, each play a supportive role in the denuclearization and normalization process. Those roles and that of the UN Security Council are yet to be defined.

You have predicted in a report that the DPRK will not abandon its nuclear capability at least in the coming 15 years. What are the major hindrances to a complete denuclearization of the DPRK? Is there any possibility for the related parties to persuade and press the country to start the denuclearization in the near future?

My Stanford University colleagues, Robert Carlin and Elliot Serbin, and I have published a comprehensive history of the North Korean nuclear program. Based on that history we developed a 10-year roadmap for denuclearization, rather than the 15 years quoted in the news media. Actually, it is better to call this a “framework,” because the real roadmap will have to be determined through negotiations.

It recommends three phases toward denuclearization. The first is to “halt” – that is, don’t make it worse. Second, take specific steps to “roll back”, reduce the threat - so no nuclear testing, no missile testing, no more plutonium. The uranium facilities will also have to be addressed, but that will take more time because only the Yongbyon centrifuge facility is known. North Korea has more centrifuge facilities that will eventually have to be addressed. The third phase is to “eliminate” all weapons and facilities that support the nuclear weapon program. Those facilities that would support only a civilian program will have to be addressed during negotiations. Our framework indicated that the first phase could take up to one year, the second would take possibly four more, and the third would be completed by the tenth year.

This process could be accelerated if sufficient trust can be developed between the DPRK and the United States. One possible way to build trust and speed up the process is to have the US and South Korea tell Chairman Kim that they are willing to help him convert his military nuclear and missile programs to civilian nuclear and space programs. Having American and South Korean technical specialists working side-by-side with DPRK specialists at their nuclear and space facilities would provide the best approach to verification of denuclearization.

And, let me also say, there is a potential role here for China as well as for Russia. China can help the DPRK with nuclear reactors for electricity and Russia could provide launch services for DPRK satellites.

Based on the current advancement of the DPRK’s denuclearization and the possibility of a fruitful second Trump-Kim summit, do you think the DPRK’s process of denuclearization goes in a way as reflected by the three-phase approach in the ten-year roadmap put forward by you? Which one of the three phases is the most important and which one is the most difficult?

So far, North Korea has begun the first phase of our ten-year roadmap, namely to begin to halt nuclear development. Pyongyang has stopped nuclear testing and stopped long-range missile testing and has promised to dismantle facilities at the Dongchang-ri Satellite Launching Station. The next important step is to stop reactor operations so as not to produce more plutonium. The Trump administration is pressing for a declaration of North Korea’s nuclear inventory as the next step in the process. While a declaration at some point would be consistent with the three-phrase approach, right now it would not be as valuable as halting operations at Yongbyon and may in fact be counterproductive. I hope that the next Trump-Kim summit will start the second phase, that is to seriously roll back the nuclear and missile programs. The most difficult step will be the last one – that is, to eliminate all military nuclear and missile programs. That will require the development of trust between the two parties and help from the other parties such as South Korea, China and Russia.

When the DPRK allegedly dismantled the Punggye Ri nuclear test site, there was no international technical personnel present on the spot to witness. Based only on media reports, do you think it is possible to confirm the site has been substantially dismantled?

During the 7 October Kim-Pompeo meeting, Chairman Kim apparently agreed to allow international inspectors to the test site. This is a very important step to build confidence that North Korea is taking serious actions to halt their nuclear program. The inspectors should be able to assess how complete the destruction of the tunnels is and what would be required to re-activate them. For North Korea to give up nuclear testing is one of the most important steps in denuclearization.

How does the international community effectively monitor the denuclearization measures such as suspension of nuclear tests and launch of missiles, suspension of uranium enrichment? Are these measures reversible? If they resume such activities, will it take a long time and be visible to the outside world?

Monitoring an end to nuclear testing and long-range missile launches is easy. It can be done with great confidence. Monitoring the operation of the plutonium-producing reactors is also very effective using commercial satellite imagery. There is no way to monitor uranium enrichment facility operation without cooperation from North Korea. Of course, most operations are reversible. However, resuming nuclear testing will be difficult if the tunnels are effectively destroyed. To make plutonium production irreversible, the reactors would have to be incapacitated (poisoned or destroyed). There is not much that can be done to confirm the suspension or prevent the resumption of uranium enrichment because no one outside of North Korea knows where all the facilities are.

How should the US compensate for the DPRK’s real denuclearization? What incentives can the international community provide to the DPRK in terms of creating a more beneficial environment?

I would not look at this as compensation – we should not be viewed as paying off the North Koreans to give up their nuclear weapon program. Besides, I believe that what they want most is security guarantees. For this, one has to ask the North Koreans what they require. Since Chairman Kim appears very serious about improving North Korea’s economy, I believe he will ask for relief of sanctions so they can develop their economy. The US should be prepared to match North Korea’s denuclearization actions with steps toward political normalization and sanctions relief.

Based on the interactions of different parties this year, especially the negotiations between the US and the DPRK, how probably do you think the DPRK leader Kim Jung-un will be committed to a complete denuclearization? Compared with his father, is he more confident and more steadfast in embarking on the road of focusing on economic development?

The history of negotiations is long and complicated. No one outside of North Korea really knows what Kim Jung-un is prepared to do. However, he has taken important and encouraging steps toward denuclearization and expressed his deep commitment to economic development. Since the actions taken by Kim Jung-un, President Moon Jae-in and President Trump in 2018 have moved us away from the brink of war, I think it is time to test just how far Chairman Kim is willing to go toward denuclearization and normalization. Time will tell.

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Abstract: Nuclear disarmament treaties are not sufficient in and of themselves to neutralize the existential threat of the nuclear weapons. Technologies are necessary for verifying the authenticity of the nuclear warheads undergoing dismantlement before counting them towards a treaty partner’s obligation. A team of scientists working at MIT has developed two novel concepts which leverage isotope-specific nuclear resonance phenomena to authenticate a warhead's fissile components by comparing them to a previously authenticated template.  Most actinides such as uranium and plutonium exhibit unique sets of resonances when interacting with MeV photons and eV neutrons. When measured, these resonances produce isotope-specific features in the spectral data, thus creating an isotopic  "fingerprint" of an object. All information in these measurement has to be and is encrypted in the physical domain in a manner that amounts to a physical zero-knowledge proof system. Using Monte Carlo simulations and experimental proof-of-concept measurements these techniques are shown to reveal no isotopic or geometric information about the weapon, while readily detecting hoaxing attempts. These new methodologies can dramatically increase the reach and trustworthiness of future nuclear disarmament treaties.  The talk will discuss the concepts and recent results, and will give a general overview of nuclear security research pursued at MIT.

 

Bio: Areg Danagoulian is an Assistant Professor of Nuclear Science and Engineering at MIT.  He did his PhD research in Experimental Nuclear Physics at the University of Illinois at Urbana-Champaign. Areg’s PhD thesis focused on experiments that used real Compton scattering on the proton at 2-6 GeV, allowing to probe the proton's internal structure and understand how it couples to external excitations. After his PhD Areg worked at Los Alamos as a postdoctoral researcher, and then as a senior scientist at Passport Systems, Inc. (PSI). At PSI Areg focused on the development of Prompt Neutron from Photofission (PNPF) technique, which allows to rapidly detect shielded fissionable materials in the commercial cargo traffic. Areg's current research interests focus on scientific applications in nuclear security, such areas nuclear nonproliferation, technologies for treaty verification, nuclear safeguards, and cargo security. Current specific research areas include:  warhead verification using nuclear resonances;  use of nuclear reactions for high precision radiography in nuclear security applications.

 

Areg Danagoulian Assistant Professor, Nuclear Science and Engineering MIT
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Abstract: Sagan and Valentino's path-breaking survey of public opinion American attitudes towards the laws of war found Americans are relatively insensitive to international norms and taboos against the use of nuclear weapons and the targeting of civilian populations. We replicated a key question on this study – where respondents were asked if they would support saturation bombing an Iranian city to end a war. We also introduced some variations into the experiment to disaggregate any potential influence of international norms and laws from the effect of historical analogies and interest-based frames embedded in the original experiment. Overall, our quantitative and qualitative findings are more optimistic about Americans' sensitivity to the civilian immunity norm. Nonetheless, our findings suggest much depends on whether legal/ethical considerations, rather than tactical ones alone, are part of any national conversation about war policy.    

Charli's Bio: Charli Carpenter is a Professor in the Department of Political Science at University of Massachusetts-Amherst. Her teaching and research interests include the laws of war, protection of civilians, humanitarian disarmament, global advocacy networks, and the role of popular culture in global affairs. She has a particular interest in the gap between intentions and outcomes among advocates of human security. She has published three books and numerous journal articles, has served as a consultant for the United Nations, and contributed to Foreign Policy and Foreign Affairs. In addition to teaching and research, Dr. Carpenter spends her time raising future members of the American electorate, snowboarding, and rambling about international politics and popular culture at Duck of Minerva.  

 

Alexander's Bio: Alexander H. Montgomery is associate professor of Political Science at Reed College. He has a B.A. in Physics from the University of Chicago, an M.A. in Energy and Resources from UC-Berkeley, and an M.A. in Sociology and a Ph.D. in Political Science from Stanford University. He has been a fellow at the Belfer Center, CISAC, the Council on Foreign Relations, and the Woodrow Wilson Center. He has published articles on nuclear proliferation and on the effects of social networks of international organizations on interstate conflict, and is the co-editor of the Oxford Handbook of Political Networks (2017).

 

Charli Carpenter & Alexander Montgomery
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