FSI researchers examine the role of energy sources from regulatory, economic and societal angles. The Program on Energy and Sustainable Development (PESD) investigates how the production and consumption of energy affect human welfare and environmental quality. Professors assess natural gas and coal markets, as well as the smart energy grid and how to create effective climate policy in an imperfect world. This includes how state-owned enterprises – like oil companies – affect energy markets around the world. Regulatory barriers are examined for understanding obstacles to lowering carbon in energy services. Realistic cap and trade policies in California are studied, as is the creation of a giant coal market in China.
PESD working paper on rural energy services to be published in Energy Policy
A paper by PESD researchers on energy services in low-income, rural South African villages will be published by Energy Policy in Volume 33, Number 14.
Energy Policy publishes paper by PESD researchers
Energy Policy, one of the world's leading journals on issues related to energy economics and politics, has published an article by PESD researchers Chi Zhang, Michael May, and Thomas Heller this March documenting how changing incentives for power producers in three provinces have affected the types of plants built and operated, and the implications of those changes for emissions of carbon dioxide and other pollutants.
PESD hosts two workshops in China on natural gas and rural energy
On March 18th, PESD co-hosted a workshop in Beijing, China, at the Chinese Academy of Social Sciences, that examined the success of the Chinese rural electrification program. Then on the 21st, PESD co-hosted a workshop at Tsinghua University on the introduction of natural gas in three Chinese cities: Beijing, Shanghai, and Guangdong. Please follow the links below to download the meeting agenda and presentations.
Effective Policies to Control BSE (Mad Cow Disease)
Cellular prion protein (PrPC) is present in the healthy adult brain. It is a presumably essential membrane protein but its cellular function is unclear. Like Ice-9 - the fictitious water allotrope in Kurt Vonnegut's Cat's Cradle, which "taught the atoms a novel way in which to stack, lock and crystallize until the oceans turned to ice" - cellular prion protein can, in a rare event, adopt a pathogenic and 'contagious' shape, PrPSc, which causes mad cow disease or Bovine Spongiform Encephalopathy (BSE). New variant Creutzfeldt Jakob Disease (vCJD) is the human malady attributed to eating beef tainted with BSE. In comparison to the UK epidemic (at the peak of which 37,280 cases of BSE were reported in the single year 1992), the emergence of four North American mad cows since May 2003 is minor yet still alarming. This work examines the USDA's response to indigenous BSE as manifested in "The Final Rule" (9 CFR 93-96, Jan 4, 2005) and questions whether current regulations are stringent enough to keep PrPSc out of cattle feed and human food.
Sheila Healy is a CISAC Science Fellow. She is currently analyzing USDA policy addressing Bovine Spongiform Encephalopathy (BSE) or mad cow disease. She recently finished a postdoctoral appointment in Stanley Prusiner's laboratory in the Department of Neurology at the University of California, San Francisco. There she studied the molecular and structural requirements for the conversion of cellular prion protein to its pathogenic form, the agent that causes BSE. She holds a doctoral degree in biochemistry and molecular and cellular biology from the University of Arizona.
Reuben W. Hills Conference Room, East 207, Encina Hall
Proposal for an Energy Security Initiative
The Energy Security Initiative (ESI) is a proposal to increase the benefits offered to countries in good standing with their NPT Obligations, to compensate for all the new supply restrictions and intrusive safeguards requirements imposed on them. The NPT Balance between benefits to signatories and impositions made on them has eroded through more restrictive interpretations of the NPT. The recently implemented Additional Protocol, the Proliferation Security Initiative (PSI) and the proposals to deny nuclear fuel cycle facilities to countries not yet operating them on the one hand, and the limited supply of low cost nuclear energy available to developing countries on the other hand, demonstrate the need to re-constitute the balance implied in the NPT. It is, in fact, in the self interest of the developed countries, to be able to offer an expanded menu of additional energy benefits to countries whose current scope of available benefits has shrank, while the costs of complying with all new restrictions imposed and proposed has increased. This is the purpose of the ESI, which represents a reinterpretation and expansion of a part of Article IV of the NPT.
This presentation includes a detailed description of what ESI could offer under a new reading of article IV; which countries could qualify as beneficiaries of such program, how much might the total program cost, and how to fund it. A special case dealing with small national enrichment plants in countries such as Iran or Brazil is also considered.
Chaim Braun is a vice president of Altos Management Partners, Inc., and a CISAC science fellow and affiliate. He is a member of the Near-Term Deployment and the Economic Cross-Cut Working Groups of the Department of Energy (DOE) Generation IV Roadmap study. He conducted several nuclear economics-related studies for the DOE Nuclear Energy Office, the Energy Information Administration, the Electric Power Research Institute, the Nuclear Energy Institute, Non-Proliferation Trust International, and others. Braun has worked as a member of Bechtel Power Corporation's Nuclear Management Group, and led studies on power plant performance and economics used to support maintenance services. Braun has worked on a study of safeguarding the Agreed Framework in North Korea, he was the co-leader of a NATO Study of Terrorist Threats to Nuclear Power Plants, led CISAC's Summer Study on Terrorist Threats to Research Reactors, and most recently co-authored an article with CISAC Co-Director Chris Chyba on nuclear proliferation rings. His research project this year is entitled "The Energy Security Initiative and a Nuclear Fuel Cycle Center: Two Enhancement Options for the Current Non-Proliferation Regime."
Reuben W. Hills Conference Room, East 207, Encina Hall
Identifying Vulnerabilities in Electric Power Networks
We describe VEGA, a system for analyzing the vulnerability of an electric power grid to physical attacks by terrorists, and for planning mitigation efforts. VEGA (Vulnerability of Electric Grids Analyzer) consists of a bilevel optimization model and solution algorithm, a graphical user interface and a database. The optimization model implements a Stackelberg game in which (a) a group of terrorists attacks components of a power grid ("the system") so as to maximize the amount of load that must be shed (demand for power that goes unmet), and (b) the system operator minimizes that maximum by controlling the degraded system as best possible. We illustrate the basic model using realistic data and show how it can guide a system-upgrade plan to reduce vulnerability.
Actually, we at NPS are using similar techniques to study the vulnerability to attack of a variety of infrastructure systems. This talk will discuss the common approach, and provide two examples: (a) Finding "weak spots" in the Saudi Arabian crude-oil pipeline system and (b) protecting the Washington, DC subway system from a chemical or biological attack.
Dr. Kevin Wood is professor of operations research at the Naval Postgraduate School. At NPS since 1982, he has taught courses in networks and optimization and has published research on network reliability, mathematical programming and its applications, and on interdiction. His 1993 paper "Deterministic Network Interdiction" spurred renewed interest in applying analytical techniques to network and system interdiction, and has led to a series of papers on these topics, by him and by others. He is currently applying the methodology to critical infrastructure protection in general, and electric power grids in particular: Professor Wood has long-term research support from the Office of Naval Research as well as the Air Force of Scientific Research, and has been a visiting professor at Stanford University, the National Security Agency and the University of Auckland.
Reuben W. Hills Conference Room, East 207, Encina Hall
Researchers suggest steps to halt spread of nuclear weapons
The nine nations that possess nuclear weapons have enough plutonium and high-enriched uranium collectively to build more than 100,000 additional nuclear weapons, according to a new report aimed at controlling the spread of such weapons and the materials to make them.
This considerable surplus of nuclear-explosive, or fissile, materials threatens global security, as other nations or terrorists seek the means to build nuclear weapons. "Despite a compelling security requirement to keep nuclear weapons out of the hands of terrorists and additional countries," the report warns, "not nearly enough is being done today to achieve this objective."
A group of 23 nuclear experts, convened by Stanford University's Center for International Security and Cooperation (CISAC) and Princeton University's Program on Science and Global Security (PS&GS), issued the report, "Preventing Nuclear Proliferation and Nuclear Terrorism: Essential Steps to Reduce the Availability of Nuclear-Explosive Materials."
The report details which nations currently have the means to produce nuclear weapons and how much fissile material they possess. "This distribution of fissile material defines the critical tasks facing the international community," the report states. It calls for nations to cooperate on seven steps.
At the top of the report's "to-do list for the international community" is closing what some see as a gaping loophole in the nuclear Non-Proliferation Treaty (NPT)--the ability of a nation to acquire nuclear weapons capabilities and then withdraw from the NPT without penalty. So the report first proposes that the U.N. Security Council establish sanctions to impose against any country that withdraws from the NPT and attempts to build weapons using fissile materials and facilities obtained under the treaty for ostensibly peaceful purposes.
The NPT, in effect since 1970, will undergo its seventh 5-year review by more than 180 member states May 2-27 in New York. The report, issued in time for this review, recommends six additional steps for consideration by the conference delegates and other nuclear nonproliferation specialists:
-- "strengthen international physical security standards;
-- "stop the uncontrolled spread of uranium enrichment plants," and "subject all enrichment plants to an extra layer of multinational monitoring;"
-- declare a moratorium on building new plants to reprocess spent nuclear fuel that could be diverted to weapons production;
-- "conclude a verified global treaty ending all further production of fissile materials for weapons;
-- "dispose of much more of the excess fissile materials recovered from dismantled Cold War weapons; and
-- "phase out the use of high-enriched uranium (HEU) as a reactor fuel," in favor of low-enriched uranium, which cannot be made into nuclear weapons without further enrichment.
Some of the study group's recommendations "have been on the international agenda for decades," the report points out, but "most are barely moving forward, if not completely stalled. These measures urgently need high-level attention."
"All of the report's proposals focus on weapons-usable fissile materials--highly enriched uranium and plutonium--because they are the essential materials for nuclear weapons," said CISAC Co-Director Christopher F. Chyba, who led the study with PS&GS Co-Directors Harold Feiveson and Frank von Hippel. "They and the technologies to produce them must be much more strictly controlled if further nuclear proliferation and nuclear terrorism are to be prevented. The report lays out a series of steps to do so," Chyba added.
The researchers intended to strengthen similar proposals under discussion. The report "gives technical details and support to policy ideas on the control of nuclear explosive materials and their means of production that Mohamed ElBaradei (director-general of the International Atomic Energy Agency) and others have been forwarding," explained Feiveson.
While the report emphasizes physical security measures geared toward reducing the supply of nuclear weapons materials, its authors acknowledge that "demand-side measures" are "equally important." A comprehensive strategy to halt nuclear proliferation must also "address the reasons that certain states choose to pursue nuclear weapons," the report states.
The research group of scientists, political scientists, and international legal experts from leading research and regulatory institutions met at Stanford University in August 2003 to begin their assessment of the global stock of nuclear weapons and the nuclear-explosive materials needed to make them and to outline a plan for limiting the spread of these materials. They continued to refine their recommendations, to produce their report in time for this year's NPT review.
Workshop on Natural Gas Markets in Beijing, Shanghai and Guangdong
This is the first meeting of the new PESD sponsored research team investigating the politics and economics of the introduction of natural gas in three major Chinese cities.
Tsinghua University, Beijing, China
From Russia with Love: Post Soviet U.S.-Russian Nuclear Cooperation
When the Soviet Union dissolved on Dec. 25, 1991, the nuclear threat changed from the Cold War concern of ending civilization as we know it to one of securing "loose nukes" in chaotic Russia and other states of the former Soviet Union. I had the opportunity to visit the secret cities of the Russian nuclear complex six weeks after the collapse and to initiate a program of scientific collaboration between U.S. and Russian nuclear scientists. Together, we made remarkable progress in reducing the threat in the early and mid-1990's because of the trust we were able to build based on mutual respect, similar objectives, and a common heritage in the great early-20th century school of European physics.
Although the number of joint U.S. - Russian cooperative threat reduction programs increased and the U.S. funding rose dramatically at the turn of the millennium, real progress slowed as U.S. and Russian objectives began to diverge, and the programs became politicized and bureaucratized. Major opportunities to reduce the long-term threat were lost. Cooperation was re-energized by the tragic events of 9/11 and the emerging threat of nuclear terrorism. Today, both Presidents Bush and Putin agree that keeping nuclear weapons out of the hands of terrorists is their highest security priority. Yet, strategy and commitment on both sides appear incommensurate with the threat. I will discuss critical barriers to and opportunities for renewed cooperation to meet the threat.
Siegfried S. Hecker is currently a Senior Fellow at the Los Alamos National Laboratory. Dr. Hecker was Director of Los Alamos National Laboratory from 1986-1997. He joined the Laboratory as technical staff member of the Physical Metallurgy Group in 1973, following a postdoctoral assignment there in 1968-1970 and a summer graduate student assignment in 1965. He served as Chairman of the Center for Materials Science and Division Leader of the Materials Science and Technology Division before becoming Director. From 1970 to 1973 he was a senior research metallurgist with the General Motors Research Laboratories.
Dr. Hecker received his B.S. in metallurgy in 1965 and M.S. in metallurgy in 1967 from Case Institute of Technology and his Ph.D. in metallurgy in 1968 from Case Western Reserve University.
Dr. Hecker is a member of the National Academy of Engineering, Foreign Member of the Russian Academy of Sciences, Fellow of the TMS (Minerals, Metallurgy and Materials Society), Fellow of the American Society for Metals, Honorary Member of the American Ceramics Society, and Fellow of the American Academy of Arts and Sciences. Among other awards, Dr. Hecker received the American Nuclear Society Seaborg Medal (2004), the Acta Materialia J. Herbert Hollomon Award (2004), the Case Western Reserve University Alumni Association Gold Medal (2004) and Undergraduate Distinguished Alumni Award (2001), the New Mexico Distinguished Public Service Award, (1998); was named Laboratory Director of the Year by the Federal Laboratory Consortium, (1998); received an honorary Doctor of Science degree (Honoris Causa) from Case Western Reserve University (1998); received the Department of Energy's Distinguished Associate Award, (1997); the University of California's President's Medal, (1997); the ASM Distinguished Life Membership Award, (1997); an Honorary Degree of Scientiae Doctoris, Ripon College (1997); the Navy League New York Council Roosevelt Gold Medal for Science (1996); the Aviation Week Group Laurels Award for National Security (1995); the James O. Douglas Gold Medal Award (1990); the ASM International's Distinguished Lectureship in Materials and Society, (1989); the Kent Van Horn Distinguished Alumnus Award, Case Western Reserve University (1989); an Honorary Degree of Scientiae Doctoris, College of Santa Fe, (1988); the Year's Top 100 Innovations Award from Science Digest (1985); the Department of Energy's E. O. Lawrence Award, (1984); the American Society for Metals, Marcus A. Grossman Young Author Award (1976); and the Wesley P. Sykes Outstanding Metallurgist Award, Case Institute of Technology (1965). He is a member of the American Association for the Advancement of Science, Council on Foreign Relations, Tau Beta Pi Honorary Engineering Fraternity, Alpha Sigma Mu Honorary Metallurgical Fraternity, and the Society of Sigma Xi.
In addition to his current research activities in plutonium science and stockpile stewardship, he works closely with the Russian Academy of Sciences and the Russian Ministry of Atomic Energy on a variety of cooperative threat reduction programs. Dr. Hecker is also actively involved with the U.S. National Academies, serving on the Council of the National Academy of Engineering, serving as chair of the newly established Committee on Counterterrorism Challenges for Russia and the United States, and as a member of the National Academies Committee on Nuclear Nonproliferation. He is a member of ASM International and TMS, the Minerals/Metals/Materials Society, having served both in numerous local and national positions, and a member of the Materials Research Society and the American Association for the Advancement of Science. He is a member of the Council on Foreign Relations and the Pacific Council. He serves on the Corporate Advisory Panel of the UK Atomic Weapons Establishment, is a member of the Advisory Group to the Cooperative Research and Development Foundation (CRDF), and previously served on the Board of Regents for the University of New Mexico.
Reuben W. Hills Conference Room
Siegfried S. Hecker
CISAC
Stanford University
Encina Hall, C220
Stanford, CA 94305-6165
Siegfried S. Hecker is a professor emeritus (research) in the Department of Management Science and Engineering and a senior fellow emeritus at the Freeman Spogli Institute for International Studies (FSI). He was co-director of CISAC from 2007-2012. From 1986 to 1997, Dr. Hecker served as the fifth Director of the Los Alamos National Laboratory. Dr. Hecker is an internationally recognized expert in plutonium science, global threat reduction, and nuclear security.
Dr. Hecker’s current research interests include nuclear nonproliferation and arms control, nuclear weapons policy, nuclear security, the safe and secure expansion of nuclear energy, and plutonium science. At the end of the Cold War, he has fostered cooperation with the Russian nuclear laboratories to secure and safeguard the vast stockpile of ex-Soviet fissile materials. In June 2016, the Los Alamos Historical Society published two volumes edited by Dr. Hecker. The works, titled Doomed to Cooperate, document the history of Russian-U.S. laboratory-to-laboratory cooperation since 1992.
Dr. Hecker’s research projects at CISAC focus on cooperation with young and senior nuclear professionals in Russia and China to reduce the risks of nuclear proliferation and nuclear terrorism worldwide, to avoid a return to a nuclear arms race, and to promote the safe and secure global expansion of nuclear power. He also continues to assess the technical and political challenges of nuclear North Korea and the nuclear aspirations of Iran.
Dr. Hecker joined Los Alamos National Laboratory as graduate research assistant and postdoctoral fellow before returning as technical staff member following a tenure at General Motors Research. He led the laboratory's Materials Science and Technology Division and Center for Materials Science before serving as laboratory director from 1986 through 1997, and senior fellow until July 2005.
Among his professional distinctions, Dr. Hecker is a member of the National Academy of Engineering; foreign member of the Russian Academy of Sciences; fellow of the TMS, or Minerals, Metallurgy and Materials Society; fellow of the American Society for Metals; fellow of the American Physical Society, honorary member of the American Ceramics Society; and fellow of the American Academy of Arts and Sciences.
His achievements have been recognized with the Presidential Enrico Fermi Award, the 2020 Building Bridges Award from the Pacific Century Institute, the 2018 National Engineering Award from the American Association of Engineering Societies, the 2017 American Nuclear Society Eisenhower Medal, the American Physical Society’s Leo Szilard Prize, the American Nuclear Society's Seaborg Medal, the Department of Energy's E.O. Lawrence Award, the Los Alamos National Laboratory Medal, among other awards including the Alumni Association Gold Medal and the Undergraduate Distinguished Alumni Award from Case Western Reserve University, where he earned his bachelor's, master's, and doctoral degrees in metallurgy.