Ukraine's Challenges, the West's Response
Mired in political gridlock, battered by economic crisis, and uncertain about its foreign relations, Ukraine faces a difficult year, a year that will end with a presidential election. How is Ukraine coping with these difficulties? And how should the West respond in helping Ukraine meet the challenges before it?
Synopsis
Ambassador Pifer begins his assessment of Ukraine’s challenges by identifying the four key issues it will have to face this coming year. Firstly, Mr. Pifer argues that a serious problem is the incompatible relations between Ukraine’s president, Viktor Yushchenko, and Ukraine’s prime minister, Yulia Tymoshenko. Mr Pifer identifies the energy situation as a key battle issue between the two. Most seriously, Mr. Pifer believes that such feuding compromises Ukraine’s ability to deal with serious issues such as energy and the economic crisis. In addition, Russia seems to play the two against each other. Therefore, Mr. Pifer argues that the West begin by getting the two to cooperate on key issues. Mr. Pifer also stresses the need for a coordinated US-EU stance and also proposes the possible revival of a US-Ukraine bi-national commission.
An aspect of Ukraine clearly being affected by this feud is Ukraine’s handling of the economy. Mr. Pifer examines how Ukraine was suddenly hit hard by the global financial crisis in October 2008. This was partly caused by a fall in the global demand for steel, one of Ukraine’s key exports, and led to further inflation and investors avoiding the country. Ukraine also received $16 billion from the IMF on the conditions of having almost no budget deficit and fell short of this condition earlier this year leading to a delay in the transfer of funds from the IMF. While some believe in a possible recovery in 2010, Mr. Pifer argues the West can help in several ways. Firstly, it must push Ukraine to continue to follow IMF conditions to receive the vital funding. Mr. Pifer also proposes an international donor conference for Ukraine to receive the additional money it needs but will not receive from the IMF. He argues for the abolition of Ukraine’s “communist” commercial code and the freer sale of land to get the agricultural market flowing.
Another possible crisis point is Ukraine’s energy situation. Mr. Pifer examines Ukraine’s dependence on Russia and how during the January crisis it did not pass any reserve gas onto its Western neighbors, weakening its international reputation. Mr. Pifer does recognize Ukraine’s efforts to lessen its use of natural gas, particularly due to the increase in prices. However, he argues Ukraine is still very vulnerable, and this is not helped by the fact that Ukraine’s own energy agency is nearing bankruptcy as it maintains unsustainably low prices. Therefore, Mr. Pifer believes the first step forward is, although tough, for energy prices to be raised. Then, the West should offer technical assistance to improve the efficiency of Ukraine’s energy system. Finally, Ukraine should seek EU funding to modernize its pipelines.
The final issue Mr. Pifer addresses is Ukraine’s complex foreign policy. Mr. Pifer explains Ukraine’s difficult relationship with Russia is marred by differences over energy, NATO, and Georgia. Mr. Pifer also cites Russia’s resources in Ukraine to stir tension if it wants to weaken the country. Another serious aspect is Ukraine’s uncertain relationship with the EU consisting of support from the Baltic states and reluctance from the Western states such as France and Germany. Mr. Pifer feels it is important for the West not to give up on Ukraine but to push the country to forge a consistent line between president and prime minister. The US should also let Ukraine know how much support it would receive were it to become involved in an economic conflict with Russia.
Mr. Pifer concludes by stating that the US should be clear that this new attempt at resetting relations might not survive a Russian-initiated crisis with Ukraine.
In answering the audience's multitude of questions, a variety of issues were raised. Discussion included key points such as the receptiveness of Ukrainian leaders to international advice or the impact of Ukraine's membership of the World Trade Organization. One issue Mr. Pifer particularly emphasized was his belief that Ukraine should not be part of NATO as long as public opinion stands against it.
about the speaker
Steven Pifer is a visiting fellow at the
Brookings Institution and a (non-resident) senior adviser with the
Center for
Strategic and International Studies. A retired Foreign Service officer,
his more than 25 years with the State Department focused on U.S.
relations with the former Soviet Union and Europe, as well as on arms
control and security issues. His assignments included deputy assistant
secretary of state in the
Bureau of European and Eurasian Affairs (2001-2004), ambassador to
Ukraine (1998-2000), and special assistant to
the president and National Security Council senior director for Russia,
Ukraine
and Eurasia (1996-1997). He also served
at the U.S. embassies in Warsaw, Moscow and London, as well as with the
U.S.
delegation to the Intermediate-Range Nuclear Forces negotiations in
Geneva. He holds a
B.A. in economics from Stanford University, where he
later spent a year as a visiting scholar at Stanford's Institute for
International Studies. He is a member of the Council on Foreign
Relations.
Sponsored by the Forum on Contemporary Europe and the Center for Russian, East European and Eurasian Studies.
Encina Ground Floor Conference Room
The Forensics of Election Fraud with Application to Russia, Ukraine and Taiwan
Peter Ordeshook is Professor of Political Science at Caltech, member of the American Academy of Arts and Sciences, author or coauthor of An Introduction to Positive Political Theory; Game Theory and Political Theory; Lessons for Citizens of a New Democracy; Voters, Parties and Elections; A Political Theory Primer; Time Discounting in Social Networks; Designing Federalism; and (forthcoming) The Forensics of Election Fraud.
Encina Ground Floor Conference Room
NATO expert Elizabeth Sherwood-Randall named to national security posts
Elizabeth Sherwood-Randall, a senior research scholar at the Freeman Spogli Institute's Center for International Security and Cooperation (CISAC), has been named special assistant to the president and senior director for European affairs at the National Security Council.
Prior to her appointment, Sherwood-Randall served as a founding senior adviser to the Preventive Defense Project (PDP), a Stanford-Harvard initiative that focuses on security problems and threats. She also was an adjunct senior fellow at the Council on Foreign Relations.
"We are delighted that President Obama has asked Liz to advise him on European issues critical to our mutual political, military, and economic security, particularly during these challenging economic times," said Coit D. Blacker, director of the Freeman Spogli Institute and the Olivier Nomellini Professor in International Studies.
"Liz brings a wealth of experience and knowledge that will help strengthen effective, constructive relationships between this country and our friends and allies in Europe."
- Coit Blacker
This is the second time Sherwood-Randall has served in the executive branch. From 1994 to 1996 during the first Clinton administration, she was deputy assistant secretary of defense for Russia, Ukraine, and Eurasia. In this role, she developed and implemented regional security policy toward the newly independent states of the former Soviet Union, including Russia, Ukraine, the Caucasus, and Central Asia, and also established defense and military relationships. Sherwood-Randall was instrumental in extending NATO's Partnership for Peace program across Eurasia and in building the foundation for cooperation between Russia and NATO in the joint peacekeeping operation in Bosnia. For her work at the Pentagon, she was awarded the Department of Defense Distinguished Service Medal by then-Secretary of Defense William Perry, who now co-directs the PDP at Stanford.
"I am delighted that Liz has been selected for this important job," Perry said. "Her achievements during her tenure at the Pentagon while I was secretary of defense were significant and far-reaching. I expect in her new role at the National Security Council she will make equally powerful contributions."
From 2007 to 2008, Sherwood-Randall was a member of the Review Panel on Future Directions for Defense Threat Reduction Agency Missions and Capabilities to Combat Weapons of Mass Destruction. In 2008, she served on the National Security Strategy and Policies Expert Working Group that advised the Commission on the Strategic Posture of the United States, which Perry also leads.
Prior to her service in the Department of Defense, Sherwood-Randall was co-founder and associate director of Harvard's Strengthening Democratic Institutions Project. She also has served as chief foreign affairs and defense policy adviser to then Sen. Joseph R. Biden, Jr., and as a guest scholar in foreign policy studies at the Brookings Institution.
Sherwood-Randall earned a bachelor's degree from Harvard College and a doctorate in international relations from Oxford, where she was a Rhodes Scholar in 1981.
Youth Movements in Post-Communist Societies: Dynamics of Nonviolent Resistance
Olena Nikolayenko (Ph.D. Toronto) is a Visiting Postdoctoral Scholar and the recepient of post-doctoral fellowship from the Social Sciences and Humanities Research Council of Canada. Her research interests include comparative democratization, public opinion, social movements, youth, and corruption. In her dissertation, she analyzed political support among the first post-Soviet generation grown up without any direct experience with communism in Russia and Ukraine. Her current research examines why some youth movements are more successful than others in applying methods of nonviolent resistance to mobilize the population in non-democratic regimes. She has recently conducted fieldwork in Azerbaijan, Belarus, Georgia, Serbia, and Ukraine.
Encina Ground Floor Conference Room
Olena Nikolayenko
CDDRL
Stanford University
Encina Hall, C139c
Stanford, CA 94305-6055
Olena Nikolayenko is a recepient of the 2007-2009 post-doctoral fellowship from the Social Sciences and Humanities Research Council of Canada. Her research interests include comparative democratization, public opinion, social movements, youth, and corruption. In her dissertation, she analyzed political support among the first post-Soviet generation grown up without any direct experience with communism in Russia and Ukraine. She has a PhD from the University of Toronto, Canada.
At CDDRL, she examined why some youth movements are more successful than others in applying methods of nonviolent resistance to mobilize the population in non-democratic regimes. She has recently conducted fieldwork in Azerbaijan, Belarus, Georgia, Serbia, and Ukraine.
Selected Publications
- 2008. "Contextual Effects on Historical Memory: Soviet Nostalgia among Post-Soviet Adolescents." Communist and Post-Communist Studies 41(2): 243-259
- 2008. "Life-Cycle, Generational and Period Effects on Protest Potential in Yeltsin's Russia." Canadian Journal of Political Science 41(2): 437-460
- 2007. "The Revolt of the Post-Soviet Generation: Youth Movements in Serbia, Georgia, and Ukraine." Comparative Politics 39(2): 169-188
- 2007. "Web Cartoons in a Closed Society: Animal Farm as an Allegory of Belarus." PS: Political Science and Politics 40(2): 307-310
- 2004. "Press Freedom during the 1994 and 1999 Presidential Elections in Ukraine: A Reverse Wave?" Europe-Asia Studies 56(5): 661-686
Russia expert Michael McFaul appointed to senior national security posts
Stanford political science Professor Michael A. McFaul, who has been deputy director of the Freeman Spogli Institute for International Studies, director of its Center on Democracy, Development, and the Rule of Law, and the Peter and Helen Bing Senior Fellow at the Hoover Institution, has been tapped by President Obama to serve as special assistant to the president for National Security Affairs and senior director for Russian and Eurasian affairs at the National Security Council.
McFaul served as senior advisor on Russia and Eurasia to Barack Obama during the presidential campaign and continued to advise on foreign policy issues during the transition. He now joins the National Security Council headed by retired Marine Gen. James L. Jones.
“President-elect Obama was fortunate to have the benefit of Mike’s counsel on a range of vital issues during the campaign – including dealing with a resurgent Russia,” said FSI Director Coit D. Blacker, the Olivier Nomellini Professor in International Studies. “Now, from the White House, the president can call on Mike’s expertise and experience in the region to build more constructive relationships with Russia, Eurasia, and our allies across a broad strategic front.”
McFaul is a globally acknowledged expert on U.S. foreign policy, U.S.-Russian relations, political and economic reform in the postcommunist world, and democracy promotion. He is the author and editor of numerous books, including the edited volume with Anders Aslund, Revolution in Orange: The Origins of Ukraine’s Democratic Breakthrough; with Nikolai Petrov and Andrei Ryabov, Between Dictatorship and Democracy: Russian Postcommunist Political Reform; and with Kathryn Stoner-Weiss, After the Collapse of Communism: Comparative Lessons of Transitions.
McFaul is a non-resident senior associate of the Carnegie Endowment for International Peace. He serves on the editorial boards of Current History, Journal of Democracy, Demokratizatsiya, Perspectives on European Politics and Society, Post Soviet Affairs, and the Washington Quarterly. He has served as a consultant for numerous companies and government agencies.
McFaul is a frequent commentator on international politics and American foreign policy in the national and international media. He has appeared on all major television and radio networks, while his op eds have appeared in the New York Times, the Washington Post, the Wall Street Journal, the Los Angeles Times, the New Republic, the International Herald Tribune, and the Moscow Times, among others.
McFaul has been called on frequently to testify before the U.S. Congress on the state of and prospects for U.S.-Russian relations.
McFaul received a BA in international relations and Slavic languages and an MA in Slavic and East European studies from Stanford University in 1986. He was awarded a Rhodes scholarship to Oxford where he completed his PhD in International Relations in 1991.
Larry Diamond: How to save democracy
The new U.S. President will face more than one kind of global recession. In addition to the economic downturn, the world is suffering a democratic contraction. In Russia, awash with oil money, Vladimir Putin and his KGB cronies have sharply restricted freedom. In Latin America, authoritarian (and anti-American) populism is on the rise. In Nigeria, the Philippines and once again in Pakistan, democracy is foundering amid massive corruption, weak government and a loss of public faith. In Thailand, the government is paralyzed by mass protests. In Africa, more than a dozen fragile democracies must face the economic storm unprepared. And in the Middle East—the Bush administration's great democratic showcase—the push for freedom lies in ruins.
In the past decade, the breathtaking democratic wave that swept the world during the final quarter of the 20th century reversed course. Making democracy work proved harder than bringing down authoritarian rule. And receptive peoples everywhere were alienated by the arrogance and unilateralism of President George W. Bush's approach, which associated "democracy promotion" with the use of force and squandered America's soft power. Advancing democracy abroad remains vital to the U.S. national interest. But the next president will have to craft a more modest, realistic and sustainable strategy.
It's easy today to forget how far freedom has advanced in the past 30 years. When the wave of liberation began in 1974 in Portugal, barely a quarter of the world's states met the minimal test of democracy: a place where the people are able, through universal suffrage, to choose and replace their leaders in regular, free and fair elections. Over the course of the next two decades, dictatorships gave way to freely elected governments first in Southern Europe, then in Latin America, then in East Asia. Finally, an explosion of freedom in the early '90s liberated Eastern Europe and spread democracy from Moscow to Pretoria. Old assumptions—that democracy required Western values, high levels of education and a large middle class—crumbled. Half of sub-Saharan Africa's 48 states became democracies, and of the world's poorest countries, about two in every five are democracies today.
This great shift coincided with an unprecedented moment of U.S. military, economic and cultural dominance. Not only was America the world's last remaining superpower, but U.S. values—individual freedom, popular sovereignty, limited government and the rule of law—were embraced by progressive leaders around the world. Opinion surveys showed democracy to be the ideal of most people as well.
In recent years, however, this mighty tide has receded. This democratic recession has coincided with Bush's presidency, and can be traced in no small measure to his administration's imperial overreach. But it actually started in 1999, with the military coup in Pakistan, an upheaval welcomed by a public weary of endemic corruption, economic mismanagement and ethnic and political violence. Pakistan's woes exposed more than the growing frailty of a nuclear-weapon state. They were also the harbinger of a more widespread malaise. Many emerging democracies were experiencing similar crises. In Latin America and the post-communist world, and in parts of Asia and Africa, trust in political parties and parliaments was sinking dramatically, as scandals mounted and elected governments defaulted on their vows to control corruption and improve the welfare of ordinary people.
Thanks to bad governance and popular disaffection, democracy has lost ground. Since the start of the democratic wave, 24 states have reverted to authoritarian rule. Two thirds of these reversals have occurred in the past nine years—and included some big and important states such as Russia, Venezuela, Bangladesh, Thailand and (if one takes seriously the definition of democracy) Nigeria and the Philippines as well. Pakistan and Thailand have recently returned to rule by elected civilians, and Bangladesh is about to do so, but ongoing crises keep public confidence low. Democracy is also threatened in Bolivia and Ecuador, which confront rising levels of political polarization. And other strategically important democracies once thought to be doing well—Turkey, South Africa and Ukraine—face serious strains.
This isn't to say there haven't been a few heartening successes in recent years. Indonesia, the world's most populous Muslim country, has become a robust democracy nearly a decade after its turbulent transition from authoritarian rule. Brazil, under the left-leaning Luiz Inácio Lula da Silva, has also strengthened its democratic institutions while maintaining fiscal discipline and a market orientation and reducing poverty. In Africa, Ghana has maintained a quite liberal democracy while generating significant economic growth, and several smaller African countries have moved in this direction.
But the combination of tough economic times, diminished U.S. power and the renewed energy of major authoritarian states will pose a stiff challenge to some 60 insecure democracies in Asia, Africa, Latin America and the former Soviet bloc. If they don't strengthen their political institutions, reduce corruption and figure out how to govern more effectively, many of these democracies could fail in the coming years.
Part of the tragedy is that Washington has made things worse, not better. The Bush administration was right that spreading democracy would advance the U.S. national interest—that truly democratic states would be more responsible, peaceful and law-abiding and so become better contributors to international security. But the administration's unilateral and self-righteous approach led it to overestimate U.S. power and rush the dynamics of change, while exposing itself to charges of hypocrisy with its use of torture and the abuse of due process in the war on terror. Instead of advancing freedom and democracy in the Middle East, 2005 and 2006 witnessed a series of embarrassing shocks: Hamas winning in the Palestinian territories and Islamist parties winning in Iraq; Hizbullah surging in Lebanon and the Muslim Brotherhood surging in Egypt. After a brief moment of optimism, the United States backed away and Middle Eastern democrats grew embittered.
The new American administration will have to fashion a fresh approach—and fast. That will mean setting clear priorities and bringing objectives into alignment with means. The United States does not have the power, resources or moral standing to quickly transform the world's entrenched dictatorships. Besides, isolating and confronting them never seems to work: in Cuba, for example, this policy has been a total failure. This does not mean that the United States should not support democratic change in places like Cuba, Burma, Iran and Syria. But it needs a more subtle and sophisticated approach.
The best strategy would be to open up such places to the freer flow of people, goods, ideas and information. The next administration should therefore start by immediately lifting the self-defeating embargo on Cuba. It should offer to establish full diplomatic ties with Havana and free flows of trade and investment in exchange for a Cuban commitment to improve human rights. Washington should also work with Tehran to hammer out a comprehensive deal that would lift economic sanctions, renounce the use of force to effect regime change and incorporate Iran into the WTO, in exchange for a verifiable halt to nuclear-weapons development, more responsible behavior on Iraq and terrorism, and improved human-rights protection and monitoring. Critics will charge that talking to such odious governments only legitimizes them. In fact, engaging closed societies is the best way to foster democratic change.
At the same time, the United States should continue to support diaspora groups that seek peaceful democratic change back home, and should expand international radio broadcasting, through the Voice of America and more specialized efforts, that transmits independent news and information as well as democratic values and ideas.
In the near term, however, Washington must focus on shoring up existing democracies. Fragile states need assistance to help them adjust to the shocks of the current economic crisis. But they also need deep reforms to strengthen their democratic institutions and improve governance. This will require coordinated help from America and its Western allies to do three things.
First, they must ramp up technical assistance and training programs to help the machinery of government—parliaments, local authorities, courts, executive agencies and regulatory institutions—work more transparently and deliver what people want: the rule of law, less corruption, fair elections and a government that responds to their economic and social needs. This also means strengthening democratic oversight.
Second, we know from experience that these kinds of assistance don't work unless the political leaders on the receiving end are willing to let them. So we need to generate strong incentives for rulers to opt for a different logic of governance, one that defines success as delivering development and reducing poverty rather than skimming public resources and buying support or rigging elections. This will mean setting clear conditions that will have to be met before economic and political aid is doled out to governments.
The third priority is to expand assistance to independent organizations, mass media and think tanks in these fragile states that will increase public demand for better governance and monitor what governments do. This means aiding democratic professional associations, trade unions, chambers of commerce, student groups and organizations devoted to human rights, women's rights, transparency, civic education, election monitoring and countless other democratic activities. Ordinary people must be educated to know their rights and responsibilities as citizens—and be ready to defend them.
While Western countries have provided this kind of aid for more than two decades, economic assistance handed out at the same time has often undermined democracy efforts by subsidizing corrupt, abusive governments. Aid donors should thus strike a new bargain with recipients, telling them: if you get serious about containing corruption, building a rule of law and improving people's lives, we will get serious about helping you. Those that show a real commitment should get significant new rewards of aid and freer trade. Those unwilling to reform should get little, though the West should continue to fight disease and directly help people in dire need wherever they are.
Finally, the new president should keep in mind the power of example. Washington can't promote democracy abroad if it erodes it at home. The contradictions between the rhetoric of Bush's "freedom agenda" and the realities of Abu Ghraib, Guantánamo, torture, warrantless surveillance and boundless executive privilege have led even many of the United States' natural allies to dismiss U.S. efforts as hypocritical. Thus the new president must immediately shut down Guantánamo and unequivocally renounce the use of torture; few gestures would restore American credibility more quickly. The United States should also reduce the power of lobbyists, enhance executive and legislative transparency and reform campaign-finance rules—both for its own good and for the message it would send.
Make no mistake: thanks to the global economic crisis and antidemocratic trends, things may get worse before they get better. But supporting democracy abroad advances U.S. national interests and engages universal human aspirations. A more consistent, realistic and multilateral approach will help to secure at-risk democracies and plant the seeds of freedom in oppressed countries. Patience, persistence and savvy diplomacy will serve the next president far better than moralistic rhetoric that divides the world into good and evil. We've seen where that got us.
Where Ukraine is Headed: Transition to Europe
Professor Gardner discusses Ukraine's rise since its 'dramatic' recession in the 90s. He interprets this particularly from the perspective of the economy while examining other factors such as football and Ukraine's relationship with Russia. Professor Gardner also looks at Ukraine's integration with Europe and possible ascension into the EU.
Synopsis
Professor Gardner discusses Ukraine’s rise and possible ascension into the EU. Initially, he focuses on the dreadful state of the Ukrainian economy throughout the 1990s, with 20% lost before its independence and a steady 9% annual loss in growth. Gardner identifies the turning point as 2000 where Prime Minister Yushchenko’s reform package transitions the country onto a growth path, now steadily growing at an annual 7%. However, although Gardner says the country has caught up what it has lost, it is still below the transition country average and faces both internal and external challenges. These include skyrocketing inflation, large current account deficit, depreciation of currency, and a substantial trade deficit. In addition, Ukraine’s internal political chaos has led to unreliability in the country’s policy constancy. Externally, Ukraine is caught between a reluctant EU and an aggressive Russia as Dr. Gardner puts it.
The latter half of Professor Gardner’s talk focuses primarily on Ukraine’s integration with Europe. He notes the various ratings Ukraine receives as a transition country in the European Bank for Reconstruction and Development (EBRD). Overall, Ukraine received a three out four in the transition index. He explains increasing mobile phone use, bank reform, small scale business success, and price liberalization as Ukraine’s strengths on the scale. On the other hand, Ukraine’s weaknesses lie partly in its competition policy and the riskiness of the Ukrainian Stock Exchange. He also cites various key integration signals such as Ukraine’s co-hosting of the 2012 Euro Championship football tournament and its exports to Europe. Professor Gardner believes for Ukraine to make the EU list it will have to raise its EBRD score and rewrite its constitution.
Prof. Gardner also kindly took questions and further discussed a variety of issues. One notable point was that when asked what single move could substantially shift the nation forward and away from Russia, Professor Gardner identified further opening the trade relationship with Europe by reducing trade barriers as key. He also addressed internal political conflict, language issues, and referendums.
This event is sponsored jointly by the Center for Russian, East European and Eurasian Studies and the Forum on Contemporary Europe.
CISAC Conference Room