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Japanese soldiers and sailors were indoctrinated to chose death before the dishonor of surrender, but 35,000 had been taken prisoner before Japan surrendered. Thanks to the language skills and cultural understanding of Japanese-Americans as well as trained Caucasian intelligence personnel, we gained valuable intelligence that shortened the war. POWs had expected to be executed after repatriation, but once the war ended, as many Japanese said, "We had all become prisoners." For the most part, the Allies treated Japanese prisoners decently, a fact that contributed to the successful occupation of Japan that followed.

Rick Straus was born in Germany and lived seven years in prewar Japan. After the war ended he became a Japanese Language Officer and served in the Occupation at GHQ, Tokyo. This included selecting and translating German documents into English and Japanese for the Prosecution Staff at the Tokyo Trial.

While on a Fulbright grant at Keio University, Straus passed the Foreign Service examination. Half of his 30-year career was in Japan (Embassy Tokyo and Consul General on Okinawa). His last assignment was faculty member at the National War College. After "retiring", Straus taught adult education courses on Japan at Washington area universities and ran the Japanese Language Program at the Foreign Service Institute.

Since moving to northern Michigan a decade ago, Straus wrote The Anguish of Surrender (University of Washington Press, February 2004) based on U.S. and Japanese sources. A Japanese language version appeared last fall. He is on the board of the World Affairs Council of Traverse City, responsible for securing most of the speakers. He also does two commentaries a month on international affairs for the local PBS radio station. Straus' undergraduate and graduate training was at the University of Michigan.

Daniel and Nancy Okimoto Conference Room

Ulrich Straus U.S Foreign Service Officer (retired) Speaker the U.S. Department of State
Seminars

Josef Joffe is the Marc and Anita Abramowitz Fellow in International Relations at the Hoover Institution and is publisher-editor of the German weekly Die Zeit.

Joffe's areas of interest include U.S. foreign policy, international security policy, European-American relations, Europe and Germany, and the Middle East.

His essays and reviews have appeared in a wide number of publications including the New York Review of Books, Times Literary Supplement, Commentary, New York Times Magazine, New Republic, Weekly Standard, and the Prospect. Additionally, his scholarly work has appeared in many books and in journals such as Foreign Affairs, the National Interest, International Security, and Foreign Policy as well as in professional journals in Germany, Britain, and France.

Joffe is currently an adjunct professor of political science at Stanford, where he was the Payne Distinguished Lecturer in 1999-2000. He also is a distinguished fellow of the Freeman Spogli Institute for International Studies at Stanford. In 1990-91, he taught at Harvard, where he is also an associate of the Olin Institute for Strategic Studies. He was a visiting lecturer in 2002 at Dartmouth College and in 1998 at Princeton University's Woodrow Wilson School. He was a professorial lecturer at Johns Hopkins (School of Advanced International Studies) in 1982-1984. He has taught at the University of Munich and the Salzburg Seminar.

His most recent book is Überpower: The Imperial Temptation in American Foreign Policy.

Reared in Berlin, Joffe obtained his Ph.D. degree in government from Harvard.

http://www.hoover.org/bios/joffe

 

Event Synopsis:

Professor Joffe opens his talk with two movie quotes, "With great power comes great responsibility" from Spiderman, and "If you build it, they will come" from Field of Dreams. Both quotes, he explains, relate to the idea of modern American hegemony. The United States must concern itself with policies and institutions that promote its own interests and those of others, and by doing so will attract international support and cooperation as it did in the "golden age" of American-led institutions such as NATO. This era ended with the fall of the Soviet Union, following which the United States has seen its legitimacy decline lower than ever, even while accumulating unprecedented military power. The void left by the Soviet Union has unbalanced the global power structure and caused other countries to turn against the aggressive policies of the new single hegemon, the United States, in situations like the invasion of Iraq under George W. Bush.  Professor Joffe describes the role that America's "imperial temptation" played in its invasion of Iraq, causing a further decline in America’s global legitimacy, a crumbling of international support, and an unwitting boon to Ahmadinejad's regime in Iran, which Joffe considers to be the real threat and which essentially had its "dirty work" of removing Saddam Hussein from power done for it by the United States. Joffe urges the U.S. to think strategically about how collaboration with other countries can help rebuild mutually beneficial institutions and bolster U.S. legitimacy, rather than approaching its role in the world ideologically, treating other nations with contempt and turning them against the U.S.

 

A discussion session included such questions as: What has the role of American exceptionalism played in the events of the last decade? Was the outcome of the most recent Iraq war inevitable, or was it a result of bad policies and poor handling by the U.S. government? How can a country go so wrong as the US has (in pursuing the "wrong war, in the wrong country, at wrong time" as Joffe describes)? To what extent has the de-legitimization of the US been caused by its policy toward Israel? What should the U.S. approach now be toward Iran?

Josef Joffe Editor Speaker Die Zeit
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Ambassador Eva Nowotny is the official representative of the Republic of Austria in the United States and is responsible for all aspects of the relationship between the two countries. On December 04, 2003 she presented her credentials to President George W. Bush at the White House. She is also Permanent Representative of the Observer Mission of Austria to the Organization of American States (OAS) and Ambassador to the Commonwealth of the Bahamas.

Cosponsored by the Consulate General of Austria, Los Angeles http://www.austria.org

 

Audio Synopsis:

In this presentation, Ambassador Nowotny offers her thoughts on Austria's recent six month presidency of the European Union, which she points out has fostered an increase in positive attitudes toward the EU on behalf of Austrian citizens. While 2005 was a difficult year for the EU in light of the French and Dutch rejections of the latest treaty and disagreement about enlargement policy especially with respect to Turkey, the Austrian presidency has "reestablished a cooperative climate" and a degree of optimism to the European Union. Several unexpected events early in Austria's presidency presented challenges, including Russia's decision to stop the flow of Gazprom gas to Ukraine, the Maoist uprising in Nepal, and Iran's declaration that it would continue developing nuclear weapons. Austria used these challenges as an opportunity to reinvigorate discussion of foreign policy and negotiate a coherent EU response to international conflicts. 

The ambassador then highlights key issues dominating Austria's presidency. These include the debate over the future of Europe, centering on the constitutional treaty and enlargement; the internal development of the European project, especially fostering economic competitiveness and addressing crime and terrorism; and the role of Europe in the world, where Austria has contributed strongly by helping to resolve conflicts like those in the Balkans, and helping to develop Europe's "neighborhood policy." 

Finally, Ambassador Nowotny emphasizes the importance of the transatlantic relationship, which she feels the US and Europe attach equal weight to. Key areas of cooperation in years to come will include resolving international conflicts and dealing with crises, fostering the transatlantic economic partnership, improving international governance structures, and combatting terrorism.

A discussion session following the presentation raised such questions as: Where are there differences between the interests of Austria and of the European Union? In a post-9/11 world, do we have the institutional structure necessary to deal with new issues such as terrorism, and can we rely on those left over from WWII (NATO, OSCE, etc.)? Does Austria approach Southern and Eastern European countries as one group or does it prefer to deal with them individually?

CISAC Conference Room

Eva Nowotny Austrian Ambassador to the United States Speaker
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Dr. Hakjoon Kim has been President and Publisher of Dong-A Ilbo (East Asia Daily) since 2001. His career has spanned the fields of journalism, public policy and academia. After earning his Ph.D. in political science from the University of Pittsburgh, Pennsylvania in 1972, Kim spend a year as a research associate as the university's Asian Studies Program in the University Center for International Studies and as a research assistant professor in the Department of Political Science. In 1973 he returned to Korea and spent the next 16 years as a professor and a visiting scholar at various universities in Korea and then in Japan, the United States, Germany, Austria, and London.

In 1989, Kim was elected to the Korean National Assembly and became the chief policy assistant, press secretary, and spokesperson for the president of Korea. In 1993 he rejoined the academic world as chairperson of the board of directors and professor at Dankook University while still keeping one foot in the policy world as advisor to the Korean Ministry of Unification and then to the Ministry of Foreign Trade and Affairs.

During this time, Dr. Kim was also publishing books in English on Korean politics, books in Korean on the history of Russia and the Soviet Union, and publishing articles in numerous journals, such as Asian Survey (UC Berkeley), Journal of Northeast Asian Studies (Washington, D.C.), Japan Review of International Affairs (Tokyo), Korea and World Affairs (Seoul), Security Dialogue (Oslo), Far Eastern Affairs (Moscow) and other professional journals. In 1983 he won the Best Book Prize, which was awarded by the Korean Political Science Association for his book Han'guk Chongch'i Ron (On Korean Politics,) Seoul, 1983.

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Hakjoon Kim President and Publisher, Dong A Ilbo, Korea Speaker
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Recently, former senior officials of South Korean President Roh's own administration have expressed serious concern about his approach to North Korea and to the alliance with the U.S. Mr. Straub will examine the prospects for the U.S.-South Korean alliance, especially in light of major differences between the two governments over how to deal with North Korea. He will also explain the origins and the nature of anti-Americanism in South Korea today, and offer his views on how the U.S. and South Korea could put their alliance on a sounder footing.

David Straub retired from the U.S. Department of State in 2006 as a Senior Foreign Service Officer after a 30-year career focused on Northeast Asian affairs. He worked over 12 years on Korean affairs, first arriving in Seoul in 1979, just months before the assassination of President Park Chung Hee. He served as head of the political section at the U.S. embassy in Seoul from 1999 to 2002 during popular protests against the U.S., and played a key working-level role in the Six-Party Talks on North Korea's nuclear program as the State Department's Korea country desk director from 2002 to 2004.

Straub's final assignment was as the State Department's Japan country desk director in 2004, when he was co-leader of the U.S. delegation to talks with Japan on the realignment of the U.S.-Japan alliance and of U.S. military bases in Japan. He currently works as a consultant with Northeast Asia Associates, and lectures on U.S.-Korean relations at Johns Hopkins University's School of Advanced International Studies in Washington, D.C. He is fluent in Korean, Japanese, and German.

Philippines Conference Room

David Straub former Korea Country Director Speaker the United States Department of State
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Mark H. Hayes
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Dirctor David Victor and Research Fellow Mark Hayes engaged with a team of researchers from the US, Germany, Brazil, and Argentina to discuss the development of Atlantic Basin gas markets. The seminar is expected to provide a foundation for a new study on the role of LNG imports for Brazil centered at the Federal University of Rio de Janeiro (UFRJ).

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Stanford Humanities Center
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Humanities and International Studies Fellow
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Boris Lanin has taught literature and rhetoric in Russia, UK, Japan, Hungary, and the USA. His current position is Head of Literature and Principal Research Professor at the Russian Academy of Education (Moscow).

Project Summary

Symbols of Power and Political Rhetoric in NIS: The Montage of Attractions in Totalitarian and Post-Soviet Culture examines semiological aspects of the project of political culture in the post-Soviet NIS. The study focuses on the emergence, character, and social functions of the symbolic and discursive polarization between new authorities and the populace, as reflected in public ceremonies, demonstrations, open public meetings, and spectacles.

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The National Security Agency is a riddle wrapped in a mystery inside a code. Secrets lie within. Located in Fort Meade, Md., it dwarfs the CIA. Its budget is black, unknown. And, most disturbing of all, it is the world's largest employer of mathematicians.

One of its secrets, recently revealed, is that it's monitoring millions of phone calls to learn just who was calling whom. (Technically, only telephone numbers are being recorded, but you don't have to be Q from James Bond to get a name from a number.) This information was being used to determine who might be a terrorist.

Legal or not, the spying program isn't worth violating our civil liberties for. The information one can glean will hardly help us win the war on terror.

With the NSA data, you can draw a picture with nodes or dots representing individuals, and lines between nodes if one person has called another. Mathematicians who work with pictures like this are called graph theorists. The field of social network analysis deals with trying to determine information about a group from such a graph, such as who the key players are or who the cell leaders might be.

But even when you know everyone in the graph is a terrorist, graphs don't contain information about the order or hierarchy of the cell. Researchers look instead for graph features like centrality: They try to identify nodes that are connected to a lot of other nodes, like spokes around the hub of a bicycle wheel. Monterey Naval Postgraduate School researcher Ted Lewis, in his textbook "Critical Infrastructure Protection," defines a critical node to be such a central hub.

There are two problems. First, the central player might not be as important as the hub metaphor suggests. Jafar Adibi of the University of Southern California looked at e-mail traffic between Enron employees before Enron collapsed, and drew the graph. He found that if you naively analyzed the graph, you could mistakenly conclude that one of the central players was CEO Ken Lay's ... secretary. But that wasn't the person who ran the company into the ground.

Second, as the journal Studies in Conflict and Terrorism reported in 2003, you can kill all the central players in a terrorist cell and still leave the cell with a complete chain of command -- still capable of carrying out a devastating attack.

Expert Kathleen Carley of Carnegie Mellon was able to correctly predict -- twice -- who would take over Hamas when its leaders were assassinated, and her analysis used detailed information about the individuals in the organization, not just what anonymous nodes were linked with what. The moral is that the graph theory approach is inadequate. For useful results, it's important to utilize the lattice theory approach, which takes into account order and hierarchy.

The other questionable aspect of the NSA spying program is that it seeks to work out who might be a terrorist based on their calling patterns. While I agree that anyone calling 1 (800) AL-QAEDA is probably a terrorist, guilt by association is not just bad law, it's bad mathematics, for three reasons.

The simplest reason is that we're all connected. Not in the Haight-Ashbury/Timothy Leary/late-period-Beatles kind of way, but in the sense of the Kevin Bacon game. Sociologist Stanley Milgram took individuals unknown to each other, separated by a continent, and asked one person to send a package to the other -- but only by sending the package to an individual he or she knew, who could then only send the package to someone he knew, and so on. While Milgram's interpretation of the results has since been questioned, the conclusion that emerged is that it took only six mailings, on average, for each package to reach its intended destination.

For example, President Bush is only three steps away from Osama bin Laden. And terrorist hermits like the Unabomber might be connected only to very few people. So much for guilt by association.

The second reason the NSA methodology is flawed is the concept "strength of weak ties," made famous by Stanford sociologist Mark Granovetter. Robert Spulak of the Joint Special Operations University puts it this way: You might not see your college roommate for 10 years, but if he were to call you up and ask to stay in your apartment, you'd let him. This is the principle under which sleeper cells operate: There is no communication for years. The links between nodes that the NSA is looking for simply might not exist for the real threats.

Formal concept analysis, a branch of lattice theory, helps rectify this situation. Individuals who share many of the same characteristics are grouped together as one node, and links between nodes in this picture, called a concept lattice, indicate that all the members of a certain subgroup, with certain attributes, must also have other attributes. For instance, you might group together people based on what cafés, bookstores and mosques they attend, and then find out that all the people who go to a certain cafe also attend the same mosque (but maybe not vice versa). While this tool has in fact been used by researchers at Los Alamos National Laboratory to sift through hundreds of terrorism-related reports, it's still dangerous to rely on the math.

The NSA data mining is flawed because, as Kennedy and Lincoln buffs know, two people can be a lot alike without being the same person. Even if there is only a 1 in 150 million chance that someone might share the profile of a terrorist suspect, it still means that, in a country the size of the United States, two people might share that profile. One is just minding his own business. The other is Cat Stevens.

This isn't to say mathematicians are useless. In September 2004 -- 10 months before the July 7 bombing of the London Underground -- mathematician Gordon Woo warned that London was a hotbed of jihadist radicalism. But Woo, who works for the Bay Area company Risk Management Solutions, didn't anticipate the bombings using math. He used his knowledge and experience of London, especially the Wood Green area. That's what law enforcement officials should be doing.

As for tracking terrorist financing, it may already be too late. The terrorism of the future, according to mathematician Stefan Schmidt of the Technical University in Dresden, Germany, may be the terrorism of the futures -- when bombs explode, the stock market drops. Schmidt wants to quantify the impact on the market of a terrorist incident. The only people who know when a bomb will explode are the terrorists. By playing the market, they may already have obtained as much money as they need -- in perfectly legitimate ways -- thus stifling Treasury Department efforts to cut off the source of their funding.

Math is just a tool. Used wisely, math can indeed help win the Battle of Britain (by breaking the German codes). But used unwisely -- as seems to be the case in the NSA telephone caper -- your approval rating might just hit an all-time low.

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Ian McEwan was born in Aldershot, England, but spent much of his childhood in the Far East, Germany, and North Africa. He returned to England to attend Sussex University where he received a BA degree in English Literature in 1970. He was the first student of the MA Creative Writing course established at the University of East Anglia by novelists Malcolm Bradbury and Angus Wilson.

McEwan is a Fellow of both the Royal Society of Literature and the Royal Society of Arts, a Fellow of the American Academy of Arts and Sciences, and was awarded the Shakespeare Prize by the Alfred Toepfer Foundation, Hamburg, in 1999. He was awarded a CBE (Commander of the Order of the British Empire) in 2000.

His works, ranging from novels to short-fiction collections to screenplays, have earned him worldwide critical acclaim. His commendations include the Somerset Maugham Award in 1976 for his first collection of short stories First Love, Last Rites; Whitbread Novel Award (1987) and Prix Fémina Etranger (1993) for The Child in Time; and Germany's Shakespeare Prize in 1999. He has been shortlisted for the Booker Prize for Fiction three times, winning the award for Amsterdam in 1998. His novel Atonement received the WH Smith Literary Award (2002), National Book Critics' Circle Fiction Award (2003), Los Angeles Times Prize for Fiction (2003), and the Santiago Prize for the European Novel (2004).

http://www.ianmcewan.com/

Event cosponsored by the Forum on Contemporary Europe.

Bechtel Conference Center

Ian McEwan Author Speaker
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Gi-Wook Shin
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Koreans have developed a sense of nation based on shared blood and ancestry. The Korean nation was "racialized" through a belief in a common prehistoric origin, producing an intense sense of collective oneness. Ethnicity is generally regarded as a cultural phenomenon based on a common language and history, and race understood as a collectivity defined by innate and immutable phenotypic and genotypic characteristics.

But historically, Koreans have not differentiated between the two. Instead, race served as a marker that strengthened ethnic identity, which in turn was instrumental in defining the nation. Koreans thus believe that they all belong to a "unitary nation" (danil minjok), one that is ethnically homogeneous and racially distinctive.

Despite 1,000 years of political, linguistic, and geographic continuity - and contrary to popular belief - this sense of ethnic homogeneity took root only in the early 20th century.

Faced with imperialist encroachments, Koreans developed the notion of a unitary nation to show its autonomy and uniqueness. They stressed the ethnic base, rather than civic elements, in defining the Korean nation.

Shin Chae-ho, a leading nationalist, for instance, presented Korean history as one of the "ethnic nation" (minjoksa) and traced it to the mythical figure Dangun. According to him, the Korean people were descendants of Dangun Joseon, who merged with Buyo of Manchuria to form the Goguryeo people. This original blend, Shin contended, remained the ethnic or racial core of the Korean nation, a nation preserved through defense and warfare against outside forces. The nation was defined as "an organic body formed out of the spirit of a people ... descended through a single pure bloodline" that would last even after losing political sovereignty.

The need to assert the distinctiveness and purity of the Korean nation grew even more important under colonial rule, especially as Japan attempted to assimilate Koreans into their empire as "imperial subjects." The Japanese assimilation policy was based on colonial racism, which claimed that Koreans and Japanese were of common origin but the former always subordinate.

The theory was used to justify colonialist policies to replace Korean cultural traditions with Japanese ones in order to supposedly get rid of all distinctions and achieve equality between Koreans and inlanders. Colonial assimilation policy included changing Korean names into Japanese, exclusive use of Japanese language, school instruction in the Japanese ethical system, and Shinto worship.

Koreans resisted by asserting their unique and great national heritage. Yi Kwang-su, a key figure during colonial rule, claimed that "hyeoltong" (bloodline), "seonggyeok" (personality), and "munhwa" (culture) are three fundamental elements of a nation and that "Koreans are without a doubt a unitary nation (danil han minjok) in blood and culture." Such a view was widely accepted among Koreans: To impugn the natural and unique character of the Korean ethnic nation during colonial rule would have been tantamount to betraying Koreanness in the face of the imperial challenge of an alien ethnic nation. Japanese rule did not erase Koreans' national consciousness but rather reinforced their claim to a truly distinct and homogeneous ethnic identity.

After independence in 1945, and despite peninsular division into North and South, the unity of the Korean ethnic nation or race was largely taken for granted. Neither side disputed the ethnic homogeneity of the Korean nation, spanning thousands of years, based on a single bloodline of the great Han race. Instead, both sides contested for the sole representation of the ethnically homogeneous Korean nation. Even today, Koreans maintain a strong sense of ethnic homogeneity based on shared blood and ancestry, and nationalism continues to function as a key resource in Korean politics and foreign relations.

Ethnic national identity has been a crucial source of pride and inspiration for people during the turbulent years of Korea's transition to modernity that involved colonialism, territorial division, war, and authoritarian politics. It has also enhanced collective consciousness and internal solidarity against external threats and has served Korea's modernization project as an effective resource.

At the same time, such a blood-based ethnic national identity became a totalitarian force in politics, culture, and society. It came to override other competing identities and led to the poverty of modern thought, including liberalism, conservatism, and radicalism. It has hindered cultural and social diversity and tolerance in Korean society.

Ethnic nationalism will remain an important organizing principle of Korean society. We cannot ignore ethnic national identity or treat it as a mere myth or fantasy. But neither can we remain simply content with its current role.

Instead, it should be recognized that ethnic nationalism has become a considerable force in Korean society and politics and that it can be dangerous and oppressive when fused with racism and other essentialist ideologies. Koreans must thus strive to find ways to use ethnic nationalism constructively and mitigate its potential harmful effects.

In particular, Koreans must seriously consider the establishment of a democratic

institution that can contain the repressive, essentialist elements of nationalism.

The principle of bloodline or "jus sanguinis" still defines the notion of Korean nationhood and citizenship, which are often inseparable in the mind of Koreans. In its formative years Koreans developed the ethnic base of nation without a corresponding

attention to the political notion of citizenship.

After colonial rule, neither state paid adequate attention or made any serious effort to develop a more inclusive notion of citizenship. Social institutions that can address issues of discrimination against ethnic non-Koreans (for example, ethnic Chinese known as "hwagyo" in Korea) have been largely overlooked. The Korean nationality law is still based on jus sanguinis and legitimizes, consciously or unconsciously, ethnic discrimination against foreign migrant workers.

In this context, most Koreans have stronger attachment to "ethnic Koreans living in foreign countries" than to "ethnic non-Koreans living in Korea." It is also much easier for a Korean-American who supposedly has "Korean blood" to "recover" Korean citizenship than for an Indonesian migrant worker living in Korea to obtain Korean citizenship. This is true even if the Indonesian worker might be more culturally and linguistically Korean than a Korean-American.

Korea needs to institutionalize a legal system that mitigates unfair practices and discrimination against those who do not supposedly share the Korean blood. Koreans need an institutional framework to promote a democratic national identity that would allow for more diversity and tolerance among the populace, rather than simply appeal to an ethnic consciousness that tends to encourage false uniformity and enforce conformity to it.

They should envision a society in which they can live together, not simply as fellow ethnic Koreans but as equal citizens of a democratic polity. It should be an integral part of democratic consolidation processes that Korea is currently undergoing. Otherwise, it would be hard to expect Korea to become "Asia's hub," which will require the accommodation of cultural and ethnic diversity and flexibility.

Discussion of unification is premature and can even be considered dangerous if unification occurs without such change. As the German unification experience shows, a

shared ethnic identity alone will not be able to prevent North Koreans from becoming "second-class citizens" in a unified Korea. Even worse, because of higher expectations resulting from a shared sense of ethnic unity, a gap between identity (ethnic homogeneity) and practice (second-class citizens) will add more confusion and tension to the unification process.

Thus, it will be a major challenge for Koreans to develop democratic institutions that can treat people living in Korea as equal citizens of a democratic polity. This task will be all the more important and urgent as Korea becomes more democratic, globalizes, and also prepares for national unification.

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