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In a May 14 lecture hosted by the Center on Democracy, Development and the Rule of Law, Francis Fukuyama, PhD -- professor of international political economy at Johns Hopkins University and renowned author of The End of History and the Last Man -- discussed the problem of weak, underdeveloped nation-states; the effectiveness of various approaches to strengthening such states; and the importance of culture, context and history in the task of state-building. His lecture, titled "State-building: A Framework for Thinking about the Transfer of Institutions to Developing Countries," drew a full room of attendees to the Bechtel Conference Center in Encina Hall

A former member of the RAND Corp. and the U.S. Department of State who has written widely on issues of democratization and international political economy, Fukuyama first presented a framework with which nation-states can be evaluated according to two key criteria: the strength of the state, and the scope of its functions. The first refers to a state's ability to enforce its own laws and policies; the second refers to how involved the state becomes in carrying out various societal functions, ranging from basic functions such as maintaining law and order and protecting public health, to more "activist" functions such as running industries and redistributing wealth.

Fukuyama asserted that from a development standpoint, nation-states should be strong but should carry out only the minimum necessary functions. He said that only one country he has studied -- New Zealand -- has effectively moved toward this ideal in recent years. He noted that many struggling, developing nations, such as Brazil, Mexico, Pakistan and Turkey, are overly ambitious in their scope -- attempting to run vast industries, for example -- but are weak and unable to carry out their policies because of factors like corruption. Other states that Fukuyama identified as "failed states," such as Haiti and Sierra Leone, are both limited in scope and weak, attempting to carry out only the most basic governmental functions and not doing it very well.

Fukuyama then discussed and evaluated various approaches to strengthening developing nations. He noted that in recent years much emphasis has been placed on encouraging such nations to reduce the scope of their functions, through deregulation and privatization, but said the effectiveness of this approach is now in question. A more effective approach, he said, is helping weak nation-states build their own strong institutions, such as political parties, public health networks and central banking.

Unfortunately, Fukuyama said, sometimes the efforts of outside organizations to strengthen a country's institutions only make things worse, because solutions are imposed from outside rather than developed from within. "Ideally, we would want a country's own public health system to handle that country's problems with AIDS or malaria," he said. "But when you flood the country with your organization's own doctors and nurses and infrastructure, what do the local doctors do? They quit their government posts to get on the payroll of your NGO." In a few months or years, when the organization withdraws its support, Fukuyama noted, the system collapses, because it was not built to be self-sustaining.

At the end of his talk, Fukuyama emphasized the importance of understanding local culture, context and history in the task of state building. For example, he said, those who run programs aiming to reduce the spread of HIV/AIDS in Africa should consider working with traditional faith healers, as they are an important part of the healthcare system in Africa.

Francis Fukuyama is dean of faculty and the Bernard L. Schwartz Professor of International Political Economy at the Paul H. Nitze School of Advanced International Studies of Johns Hopkins University. His book The End of History and the Last Man was published in 1992 and has appeared in more than 20 foreign editions. It made the bestseller lists in the United States, France, Japan and Chile, and has been awarded the Los Angeles Times' Book Critics Award.

Fukuyama received a BA in classics from Cornell University and a PhD in political science from Harvard University. He was a member of the Political Science Department of the RAND Corporation from 1979-1980, then again from 1983-89, and from 1995-96. In 1981-82 and in 1989 he was a member of the policy planning staff of the U.S. Department of State. In the early 1980s he was also a member of the U.S. delegation to the Egyptian-Israeli talks on Palestinian autonomy. He is a member of the President's Council on Bioethics, the American Political Science Association, the Council on Foreign Relations, the Pacific Council on International Policy, and the Global Business Network.

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Paul Farmer, MD, PhD, a physician, infectious disease expert and medical anthropologist who has dedicated his life to treating some of the world's poorest populations, spoke to an overflow crowd on April 8, 2004 at the Stanford Institute for International Studies. Farmer spoke in his capacity as the inaugural S.T. Lee Lecturer.

In his talk, titled "The Nexus of Health and Human Rights," Farmer spoke about the clinic he directs in Cange, Haiti. The clinic has become the center of a thriving community-based medical care system that is tackling Haiti's HIV problem head-on, demonstrating that complex medical treatments can be implemented successfully in poor, underdeveloped nations. Farmer, who has won several awards for his humanitarian work, also talked about promoting access to medical care as a basic human right.

The S.T. Lee Lectureship is named for Seng Tee Lee, a business executive and noted philanthropist. Mr. Lee endowed the lectureship in order to raise public understanding of the complex policy issues facing the global community today.

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Medical anthropologist and physician Paul Farmer has dedicated his life to treating some of the world's poorest populations, in the process helping to raise the standard of health care in underdeveloped areas of the world. Paul Farmer has worked in infectious-disease control in the Americas for nearly two decades and is a world-renowned authority on tuberculosis treatment and control. Dr. Farmer has pioneered novel, community-based treatment strategies for infectious diseases (including HIV/AIDS and multidrug-resistant tuberculosis) in resource-poor settings.

In 1993, he was awarded a John D. and Catherine T. MacArthur Foundation Genius Award in recognition of his work, and in 2003 the Heinz Award for the Human Condition.

Bechtel Conference Center

Dr. Paul Farmer Professor of Medicine and Medical Anthropology, Harvard University and Medical Director, Clinique Bon Sauveur, Cange, Haiti
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For supporters of democracy, there is nothing more exciting or memorable than the fall of another dictator. The construction of a new political system, however, is a much more ambiguous process. The French still commemorate the storming of the Bastille, but the consolidation of democracy afterward took decades. Russian democrats at one point celebrated August 1991 as the month Soviet communism collapsed, but they stopped having parties later in the decade, when democracy's arrival still seemed far away. Navigating the gap between the fall of the old order and the formation of the new order is always difficult; it's especially dangerous when extremist movements and ideologies are added to the mix.

Iraq has it all: ethnic and religious divides, foreign troops, and returning exiles and revolutionaries ready to step in with an alternative vision for how to organize Iraqi state and society when those who first take power fail. Although Germany, Japan and France in 1945, or Haiti and the Balkans in the 1990s, have become the analogous regime changes of choice for many Western analysts, we would do well to add France in 1789, Russia in 1917 and 1991, Iran in 1979 or Afghanistan in the early 1990s as other historical metaphors that may help us understand Iraq today. These revolutionary situations shared several characteristics after the fall of the old order.

First, the collapse of the old regime left a vacuum of state power. The anarchy, looting and interruption of state services that we see in Iraq are predictable consequences of regime change. Second, after the fall of the dictator, expectations about "life after the dictator" exploded. People who have been oppressed for decades want to benefit from the new order immediately. The urgent and angry questions last week from Ahmed Chalabi, the Iraqi National Congress leader now back in Iraq, about why the Americans have not provided more relief faster is typical. The first leaders after the departure of the king in France, the czar in Russia or the communists in Eastern Europe knew Chalabi's situation well. Paradoxically, society's expectations inflate at precisely the same moment when the state is least prepared to meet them. Third, the coalition that opposed the dictatorship dissolved. While the dictator was still in power, this united front embraced one ideology of opposition -- "anti-king," "anti-czar," "anti-shah" or "anti-communist." In doing so, these coalitions consisted of economic, political, ethnic and religious forces with radically different visions for their country after regime change. Unity ended after the dictator fell. In Russia, Bolsheviks and liberals in 1917 and nationalists and democrats in 1991 went their separate ways. In Iran in 1979, Islamic leftists, liberals and militant clerics celebrated their shared goal of removing the shah. Just a few years after the collapse of the old order, many of the coalition partners who brought down the shah were out of power or in jail. Soon after the Soviet puppet regime in Afghanistan fell, the anti-Soviet coalition forces were killing each other.

The Iraqi opposition today consists of exiled liberals and generals, Kurdish nationalists, Shiite and Sunni clerics, Islamic fundamentalists, a smattering of monarchists and the unknown local leaders throughout the country who have quietly provided comfort to opponents and passive resistance to Saddam Hussein's totalitarian regime. From other regime changes, we should assume that this united front against Hussein will no longer be united after Hussein. The combination of a weak state, soaring expectations in society and factional fighting in the anti-authoritarian coalition gives rise to two dangerous "solutions." One is restoration. Living in anarchy, people want order. Who can provide order most quickly? Those who previously provided order. How can order be provided most quickly? By deploying the same methods used before. For both American officials governing Iraq and the Iraqi people, the temptation to settle for a new regime led by new leaders with autocratic proclivities grafted onto old state structures from Hussein's regime will be great.

But there is another, more sinister solution that can also gain appeal: the victory of the extremists. The end of dictatorship is a euphoric but ephemeral moment. When the new, interim government does not meet popular expectations, the radicals offer up an alternative vision to construct a new political (and often social) order. It is amazing and frightening how often they win. In February 1917 the end of Russian czarism seemed to create propitious conditions for constitutional democracy. Less than a year later, the Bolsheviks had seized power. In 1979 the first provisional government in Iran contained many prominent leftist intellectuals and even some liberals. No one today, however, remembers Mehdi Bazargan or Abol Hassan Bani-Sadr, while everyone knows the name of Ayatollah Ruhollah Khomeini, the radical cleric who pushed these others aside to dictate his vision for Iran. The Taliban seized control in Afghanistan to end the years of anarchy after the collapse of the old order there.

In Iraq, this threat from revolutionaries -- that is, the terrorist wing of Islamic fundamentalism inspired by Osama bin Laden -- is now latent and below the radar screen, but real. For devotees of this world perspective, Iraq offers a ripe opportunity. Not only is the old state gone and expectations high, but the only authority in the country is, in their revolutionary discourse, an imperial occupying force of infidels. Vladimir Lenin and Khomeini would have drooled over such propitious conditions for revolution.

The third path between restoration and revolution is a long and bumpy one. Liberal, moderate grass-roots movements from below always take more time to emerge and consolidate than the autocratic forces of either restoration or revolution. To succeed in Iraq, they will need their U.S. allies for the long haul. Premature departure guarantees thugs in power at best and Osama bin Laden supporters at worst.

The writer is a Hoover fellow and professor of political science at Stanford University and a senior associate at the Carnegie Endowment for International Peace.

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How can external actors - governments, regional organizations, the United Nations, financial institutions, nongovernmental organizations - affect the process of democratic transition and consolidation? In Beyond Sovereignty, leading scholars and policy experts examine the experiences of a variety of Latin American nations and the relevant characteristics of intergovernmental and nongovernmental organizations to draw lessons that can be applied globally.

The contributors begin by discussing evolving views of sovereignty, democracy, and regional security. They review the past efforts and present capacity of various international organizations - the United Nations, the Organization of American States, external financial institutions, and transnational nongovernmental organizations - to further efforts to deepen democracy. They also offer case studies of how these organizations related to democratic development in Chile, El Salvador, Haiti, and Peru.

The last section applies lessons learned to two problematic regimes: Cuba and Mexico. This timely and useful collection will be of interest to all who study democratic transition and consolidation, comparative politics, Latin American politics, international organizations, and international relations more generally.

Contributors: Domingo E. Acevedo, Larry Diamond, Jorge I. Dominguez, Denise Dresser, Stephanie J. Eglinton, Patricia Weiss Fagen, Tom Farer, David P. Forsythe, Alicia Frohmann, Claudio Grossman, Anita Isaacs, Anthony P. Maingot, Joan M. Nelson, David Scott Palmer, Karen L. Remmer, Kathryn A. Sikkink, and Fernando R. Tesón.

From the Introduction:

"Concern over democracy's uncertain prospects inspired the project that culminates in this volume. Two assumptions shaped the collective effort of its contributors: one, that external actors can contribute to the defense and enhancement of democracy, and two, that tolerance for such external action has increased dramatically--even measures that would once have been widely condemned as impermissible intervention are acquiring a remarkable aura of legitimacy. An increase in tolerance is least marked, however, for unilateral action of a coercive nature, which in the Western Hemisphere usually means action that the Unites States has taken on its own initiative."

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Johns Hopkins University Press in "Beyond Sovereignty: Collectively Defending Democracy in the Americas", Tom Farer, ed.
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On March 4 and 5, 1996, the Stanford Center for International Security and Arms Control, in conjunction with the Carnegie Commission on Preventing Deadly Conflict, convened a research planning conference on "Police Reform in States under Transition." The conference was unusual in that its primary purpose was to foster an ongoing discussion between academics working in the area of democratization and police reform, and policymakers running police reform programs in countries such as Bosnia, Somalia, Haiti, South Africa, and EI Salvador. Our primary goal for the conference was to construct a research agenda that would allow continued dialogue between scholars and policymakers, and would focus on questions of theory and practice immediately applicable to policymakers in the field.

Participants in the conference included Robert Perito, Special Advisor to the Director of the International Criminal Investigative Training Assistance Program (ICITAP), U.S. Department of Justice; Frederick Mecke, Director, Office of International Criminal Justice, U.S. Department of State; Arnstein Overkil, Police Major General of Asker and Baerum Police Headquarters in Norway, and advisor to the Palestinian Authority on policing; Diana Gordon, Chair of the Department of Political Science at City College of New York; Louise Shelley, professor in the Department of Justice, Law and Society at American University; William Stanley from the Department of Political Science at the University of New Mexico; Jeffrey Ian Ross, a fellow at the National Institute of Justice; and faculty and staff from Stanford University and the Carnegie Commission on Preventing Deadly Conflict.

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