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Fourteen Stanford researchers addressing global poverty through a range of academic disciplines are receiving a total of $4.6 million in awards from the university-wide Global Development and Poverty (GDP) initiative.

Their projects, which are the first to be funded by the GDP, deal with challenges of health, violence, economics, governance and education in the developing world.

“GDP seeks to transform scholarly activity and dialogue at Stanford around the topic of global poverty, so that the university may have a greater impact on poverty alleviation in developing economies,” said GDP faculty co-chair Jesper B. Sørensen. “By focusing on placing a small number of big bets, GDP encourages researchers to think big, and to move beyond the conventional way of doing things. We are thrilled by the inaugural set of awardees, as they demonstrate the creative, inter-disciplinary approaches that will make Stanford a leader in this area.”

The GDP initiative is part of the Stanford Institute for Innovation in Developing Economies (SEED) and is administered in partnership with Stanford's Freeman Spogli Institute for International Studies (FSI). The GDP is co-chaired by Sørensen, the faculty director for SEED and the Robert A. and Elizabeth R. Jeffe Professor of Organizational Behavior at the Graduate School of Business; and Mariano-Florentino Cuéllar, senior fellow and director of FSI and the Stanley Morrison Professor at Stanford Law School.

SEED, which seeks to alleviate poverty by stimulating the creation of economic opportunities through innovation, entrepreneurship and the growth of businesses, was established in 2011 through a generous gift from Robert King, MBA '60, and his wife, Dorothy.

Through complementary areas of focus, GDP funding and other SEED research initiatives will stimulate research, novel interdisciplinary collaborations and solutions to problems of global poverty and development. GDP research aims to pursue answers to crucial questions that are essential to an understanding of how to reduce global poverty and promote economic development. That includes governance and the rule of law, education, health, and food security – all of which are essential for entrepreneurship to thrive. By contrast, other SEED research focuses on innovation, entrepreneurship, and the growth of businesses in developing economies.

Since 2012, SEED’s Entrepreneurship and Innovation in Developing Economies Award program also has doled out 22 awards and seven PhD fellowships to help support and scale businesses in developing economies. Among the $1 million in funded projects were studies of how to improve the livelihoods of small-holder cacao farmers throughout the tropics; how to identify startups with high job- and wealth-creating potential in Chile; how political accountability affects the ability to attract investment in Sierra Leone; and how managerial practices affect trade entrepreneurship in China.

First GDP Awards

The first 14 GDP award recipients are professors of economics, political science, law, medicine, pediatrics, education and biology, and senior fellows from FSI, the Woods Institute, and the Stanford Institute for Economic Policy Research (SIEPR).

“Each of these projects cuts across disciplines, reflects innovative thinking, and has the potential to generate crucial knowledge about how to improve the lives of the poor around the world,” Cuéllar said. “These projects, along with a variety of workshops engaging the university and external stakeholders, will help us strengthen Stanford’s long-term capacity to address issues of global poverty through research, education and outreach.”

Among the award recipients is Pascaline Dupas, an associate professor of economics and senior fellow at SIEPR. Dupas, along with faculty from the Center for Health Policy and Center on Democracy, Development and the Rule of Law, will launch the Stanford Economic Development Research Initiative using GDP funds.  This initiative will focus on collecting high-quality institutional and individual-level data on economic activity in a number of developing countries over the long term, and making these data available to scholars around the world.

Beatriz Magaloni, an associate professor of political science and senior fellow at FSI, is receiving an award to lead a team focused on criminal violence and its effects on the poor in developing economies, and the practical solutions for increasing security in those regions.

Douglas K. Owens, a professor of medicine and FSI senior fellow, was awarded an award to help him lead a team that will develop models to estimate how alternative resource allocations for health interventions among the poor will influence health and economic outcomes.

Stephen Haber, a professor of political science and history and a senior fellow at the Hoover Institution, received an award to bring together Stanford researchers interested in examining the long-term institutional constraints on economic development. Their goal will be to provide policymakers with a framework for determining the conditions under which particular innovations are likely to have positive payoffs, and the conditions under which resources will likely be wasted.

Other projects will address the educational impacts of solar lighting systems in poor communities; identifying interventions to improve the profits and safety among poor, smallholder pig farmers in Bangladesh and China; the role of law and institutions in economic development and poverty reduction; and how to rethink worldwide refugee problems. Awards are also being provided to researchers focused on microfinance, online education and teacher training.

The project proposals were reviewed by an interdisciplinary faculty advisory council chaired by Cuéllar and Sørensen. 

“We were very encouraged by the impressive number of project proposals from a wide range of areas and are looking forward to introducing several new capacity and community-building activities in the fall,” Sørensen said.. “This wide range of research initiatives will form a vibrant nucleus for Stanford’s growing community of scholars of global development and poverty.”

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Katy Long's research focuses on migration, citizenship and refugee issues, especially responses to long term crisis and conflict -- both by the international humanitarian and political communities and by refugees and migrants themselves. Although her work looks at global policy implications, she has carried out detailed fieldwork in Guatemala, Rwanda and Uganda.

Katy has written extensively on these topics, and in 2013 The Point of No Return: Refugees, Rights and Repatriation -- a monograph based on her Ph.D research into "durable solutions" to refugee crises (Cambridge, 2009) -- was published by Oxford University Press.  Prior to taking up posts at Oxford, the London School of Economics and Edinburgh University she worked for the United Nations High Commission for Refugees' (UNHCR) Policy Development and Evaluation Service in Geneva, writing on a number of issues including opening up labour migration routes for refugees, border closures and out-of-country voting. She is also co-editor of The Oxford Handbook of Refugee and Forced Migration Studies (OUP, 2014), the first comprehensive guide to refugee studies scholarship.

Katy also enjoys engaging in public discussions and debate on migration and humanitarian issues: she runs the website migrantsandcitizens.org and tweets as @mobilitymuse. Her work has also appeared at Open Democracy, The Conversation, Democracy in Africa, and Africa@LSE, as well as BBC World Service, ITV and Channel 4. She is also the author ofThe Huddled Masses: Immigration and Inequality, a short accessible ebook.

While at FSI Katy is also working on a new project that considers how the sale of citizenship for money -- on both the legal and black markets -- affects our understandings of political community and freedom of movement. 

 

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Eric Nonacs is an independent consultant who focuses on building results-oriented collaborations among and between the private sector, governments, philanthropy, and NGOs to address global challenges such as climate change, pandemic disease, poverty, and economic inequality.  Until recently, Eric was the Vice President for Alliances and Partnerships at the Skoll Global Threats Fund.

Previously, Eric was the Managing Director for Global Affairs at Endeavour Financial, a merchant bank based in Vancouver, Canada.  Concurrently, he served as a Senior Advisor to the William J. Clinton Foundation (a position he still holds).  From June 2002 until August 2007, he was the Foreign Policy Advisor to President Bill Clinton and the Clinton Foundation.  Throughout his career, Eric has developed organizations and programs supporting sustainable economic and social development, conflict resolution, increased access to health services, food security, and climate change mitigation across Africa, Europe, North America, and Latin America.

Eric holds an AB from the University of Chicago, an MA from the London School of Economics, and an MBA from New York University.  He is the Chairman of Building Markets, the President of the Clinton Giustra Enterprise Partnership (Canada), and an Advisor to the Clinton Global Initiative.  Eric is also a Member of the Council on Foreign Relations.

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The United States and Russia should keep working together to stop the spread of nuclear weapons even while disagreeing on issues like Ukraine, Stanford scholars say.

In a recent article in the Bulletin of the Atomic Scientists, Professor Siegfried Hecker and researcher Peter Davis advocate continued U.S.-Russia collaboration on nuclear weapon safety and security.

"The Ukraine crisis has exacerbated what had already become a strained nuclear relationship," Hecker said in an interview. "As one of our Russian colleagues told us, nuclear issues are global and accidents or mishaps in one region can affect the entire world."

Hecker is a professor in the Department of Management Science and Engineering and a senior fellow at CISAC and the Freeman Spogli Institute for International Studies. Over the past 20-plus years, he has worked with Russian scientists to help stop nuclear proliferation. He and Davis returned from a trip this spring to Russia, where they met with nuclear scientists.

"We agreed that we have made a lot of progress working together over the past 20-plus years, but that we are not done," they wrote in the journal essay.

Hecker and Davis described Moscow as a reluctant partner in talks on nuclear proliferation. As for the United States, it actually backed away from cooperation first. A House of Representatives committee recently approved legislation that would put nuclear security cooperation with Russia on hold. And though the White House has opposed this, the Energy Department has issued its own restrictions on scientific interchanges as part of the U.S. sanctions regime against Russia.

But, Hecker said, "Cooperation is needed to deal with some of the lingering nuclear safety and security issues in Russia and the rest of the world, with the threats of nuclear smuggling and nuclear terrorism, and to limit the spread of nuclear weapons."

Washington does not have to choose between the two. It still can pressure Moscow on Ukraine while cooperating on nuclear issues, Hecker and Davis wrote.

They called for further nuclear arms reductions between the two countries, rather than a resumption of the nuclear arms race that took place in the mid-20th century.

Changing relationship

Hecker and Davis acknowledged that the U.S.-Russian relationship overall is changing.

"We realize … that the nature of nuclear cooperation must change to reflect Russia's economic recovery and its political evolution over the past two decades," they wrote.

For example, due to the strained relationship, nuclear proliferation programs must change from U.S.-directed activities to more jointly sponsored collaborations that serve both countries' interests.

As they noted, one huge problem is that Russia still has no inventory or record of all the nuclear materials the Soviet Union produced – or where those materials might be today.

"Moreover, it has shown no interest in trying to discover just how much material is unaccounted for. Our Russian colleagues voice concern that progress on nuclear security in their country will not be sustained once American cooperation is terminated," Hecker and Davis said.

Iran is a flashpoint

America needs Russia to help in its effort to stop Iran from building a nuclear weapon, Hecker and Davis wrote. Russia is a close ally of Iran: "Much progress has been made toward a negotiated settlement of Iran's nuclear program since President Hassan Rouhani was elected in June, 2013. However, little would have been possible without U.S.-Russia cooperation."

In a June 2 interview in the Tehran Times, Hecker said that the only way forward for Iran's nuclear program is transparency and international cooperation. He suggested that the country follow the South Korean model of peaceful nuclear power.

"In my opinion, South Korea will not move in a direction of developing a nuclear weapon option because it simply has too much to lose commercially. That is the place I would like to see Tehran. In other words, it decides that a nuclear program that benefits its people does not include a nuclear weapons option," he told the interviewer.

Hecker said that it is not in Russia's interest to have nuclear weapons in Iran so close to its border.

"Washington, in turn, needs Moscow, especially if it is to develop more effective measures to prevent proliferation as Russia and other nuclear vendors support nuclear power expansion around the globe," Hecker said.

In February, the Iranian government republished an article by Hecker and Abbas Milani, the director of Iranian Studies at Stanford University. The story ran in Farsi on at least one official website, possibly indicating a genuine internal debate in Tehran on the nuclear subject. Hecker and Milani described such a "peaceful path" in another essay on Iranian nuclear power.

Hecker is working with Russian colleagues to write a book about how Russian and American nuclear scientists joined forces at the end of the Cold War to stymie nuclear risks in Russia.

Media Contact

Siegfried Hecker, Freeman Spogli Institute: (650) 725-6468, shecker@stanford.edu

Clifton B. Parker, Stanford News Service: (650) 725-0224, cbparker@stanford.edu

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The Center on Democracy, Development, and the Rule of Law congratulates Belinda Tang for being awarded the David M. Kennedy Honors Thesis Prize for her original research on the implementation of female quota systems in electoral districts in Lesotho. Her honors thesis entitled, "Gender, Policy-making, and Politics: Evidence from a Randomized Policy Experiment in Lesotho," explored mandated quotas for female representation in electoral districts, combining intensive fieldwork and sophisticated econometric analysis. Tang’s research was conducted under the consultation of Jeremy Weinstein, FSI senior fellow, and Pascaline Dupas, associate professor of economics.

Belinda Tang won the David M. Kennedy Prize for her thesis work on female quota systems in local governments in Lesotho.
Photo Credit: Alice Kada

Designed to address the issue of under-representation of women in local electoral districts in Lesotho - female quota systems- Tang concluded, actually decreased female favorability compared to those females who were freely elected into local seats. Tang also found that females experienced bargaining disadvantages compared to males in achieving local infrastructure projects, such as roads.

Four undergraduate Stanford students are awarded the Kennedy Prize each year for their outstanding honors theses in the humanities, social sciences, engineering and the applied sciences. Tang was recognized for her advanced and extensive research approach as well as her strong initiative in gathering and collecting data, despite several setbacks in Lesotho. After graduating this June in the department of economics, she will be working as a research associate at the National Bureau for Economic Research.

Tang is part of a cohort of eight graduating CDDRL senior honors students who were recognized for their original and outstanding theses during a recent luncheon. Many past research projects have been published in distinguished journals and have informed policy on national and international levels, receiving wide recognition. Danna Seligman received the “Best Thesis Award” for her exemplary and original research on America’s political polarization entitled, “The Origins of Political Gridlock in the United States: Modeling Institutional Gridlock as Moral Hazard in the United States Congress.”

CDDRL recognized Danna Seligman with the "Best Thesis Award" under the CDDRL Senior Honors Program for her original work on the origins of policial gridlock in the United States Congress. She is seen here with Francis Fukuyama, advisor to the Senior Honors Program, and CDDRL Director Larry Diamond.
Photo Credit: Alice Kada

The CDDRL Undergraduate Senior Honors Program trains students from any academic department at Stanford to prepare them to write a policy-relevant research thesis with global impact on a subject touching on democracy, development, and the rule of law. Honors students participate in research methods workshops, attend honors college in Washington, D.C., connect to the CDDRL research community, and write their thesis in close consultation with a faculty advisor to graduate with a certificate of honors in democracy, development, and the rule of law. The program is advised under the leadership of Olivier Nomellini Senior Fellow Francis Fukuyama.

Over the course of the year-long program, students worked in consultation with CDDRL affiliated faculty members and attended honors research workshops to develop their thesis project. Many traveled abroad to collect data, conduct interviews, and to spend time in the country they were researching. Collectively, their topics documented some of the most pressing issues impacting democracy today in sub-Saharan Africa, Sri Lanka, Vietnam, Pakistan, Lesotho, Ghana, and Nepal, among others.  

A list of the 2014 graduating class of CDDRL Undergraduate Honors students, their theses advisors, and a link to their theses can be found here:

 

Meaghan Conway

 

Science, Technology & Society

Blended Return on Investment (ROI)?: Analyzing the Economic and Social Returns of Private Equity Investment in sub-Saharan African Electricity Utilities

Advisors: Francis Fukuyama and William Meehan III

Mahilini Kailaiyangirichelvam

 

International Relations

The Prolonged Threat to Food Production: The Impact of the Civil War on Food Production in Northern and Eastern Sri Lanka 

Advisor: Rosamond Naylor

Haiy Le

 

International Relations

Framing the Discourse: State Media and Social Media in Vietnam

Advisor: Larry Diamond

Devanshi Patel

 

International Relations

Education or Prosecution: Institutional Efforts to Combat Sexual Violence in the United States Military

Advisor: Francis Fukuyama

Janani Ramachandran

 

International Relations

Determinants of Anti-Americanism in Pakistan

Advisor: Francis Fukuyama

Danna Seligman

 

Political Science

The Origins of Political Gridlock in the United States: Modeling Institutional Gridlock as Moral Hazard in the United States Congress

Advisors: Gary Cox and Francis Fukuyama

Belinda Tang

 

Economics

Gender, Policy-making, and Politics: Evidence from a Randomized Policy Experiment in Lesotho 

Advisors: Pascaline Dupas and Jeremy Weinstein

Aditya Todi

 

International Relations

Democratizing Parties: Intra-Party Democracy in Political Parties in Ghana and Nepal

Advisor: Larry Diamond

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Belinda
Belinda Tang won the David M. Kennedy Prize for her thesis work on female quota systems in local government in Lesotho. | Alice Kada
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It’s one thing to receive an award. It’s another to have it handed to you by a Supreme Court justice who also happens to be a friend.

Gerhard Casper, Stanford’s ninth president, was presented with the American Law Institute’s distinguished service award by Justice Ruth Bader Ginsburg last month during the organization’s annual meeting.

Ginsburg and Casper became friends three decades ago when they both served as directors of the American Bar Foundation. They remained close and worked together as members of ALI’s council.

Casper, a senior fellow at Stanford’s Freeman Spogli Institute for International Studies and expert on constitutional law, served 30 years on the council. His ideas led to the creation of the Young Scholars Medal and he recently served on the three-member search committee for ALI’s new director, Richard Revesz.

Ginsburg noted the award is reserved for those “who are contributors supreme to the well-being of the institute.” Referencing “The Winds of Freedom,” Casper’s latest book on the challenges he faced as Stanford’s president, Ginsburg called him a “prominent and uncommonly successful leader in the academic world.”

“What makes the American Law Institute so unique is that it provides a place for the intelligent, rational discussion of important issues without the polarization that characterizes so much of our legislative discourse,” Casper said.

While the occasion was formal, the exchange between Casper and Ginsburg could not have been more personal.

After a hug, Casper thanked his friend for presenting him with the award.

“Justice Ginsburg,” he began. “I have known her as Ruth for 30 years and she is still Ruth to me. And I love you, Ruth. I am moved to tears.”

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 Mari Tanaka

Mari Tanaka1, a Ph.D. candidate in economics at Stanford, has been named the Shorenstein APARC Predoctoral Fellow in Contemporary Asia for 2014­–15. She will join the Shorenstein Asia-Pacific Research Center this fall, examining the effects of enterprise development and international trade in low-income countries.

The fellowship supports a Stanford predoctoral student researching topics related to contemporary political, economic and social change in the Asia-Pacific region. 

Tanaka’s dissertation focuses on the impact of Myanmar’s recent trade opening on local manufacturing firms. She is interested in how trade with the United States, European Union and Japanese buyers affects firms’ management practices and working conditions, particularly safety and health standards.

By analyzing data collected in about 400 firms in 2013–14, Tanaka plans to compare the evolutions of those measures in garment plants, an industry heavily affected by trade opening, to processed food plants, an industry little affected because of strict food regulations imposed by developed countries.

Tanaka is a fourth-year Ph.D. student in economics at Stanford. She holds a master’s degree in economics from the University of Tokyo and a bachelor’s degree from the International Christian University, Japan.

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The skyline of Yangon, Myanmar's largest city. | Flickr/World Bank
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In front of a packed audience at the Stanford Center at Peking University, Victor Koo, Chairman and CEO of Youku Tudou Inc., described the convergence of China and Silicon Valley in terms of innovation. "Success in China is a matter of localization," Koo commented in his keynote address at the 2014 China 2.0 Forum, because many industries remain fragmented at the local level. This fragmentation has necessitated the transformation of China's internet ecosystem into a hotbed of innovation, going a long way to catch up with Silicon Valley.

The convergence described by Koo also means that China's internet space and its players are increasingly globalized. WeChat, for instance, recently made headlines for its new partnership with LinkedIn in China. Hugo Barra, Vice President of Xiaomi, a Chinese smartphone maker, shared the company's international expansion strategy. With its international headquarters in Singapore, Xiaomi is expanding into Singapore and plans for many more countries by the end of the year, the compant aspires to become a truly global company. Vaughan Smith, Vice President of Special Projects at Facebook, shared with the Forum audience how Facebook represents an opportunity for thousands of developers in China to reach a worldwide audience, citing the success of the game Family Farm, which was developed by Beijing-headquartered FunPlus and "has the highest retention rate" of any game on Facebook worldwide.

Shift to mobile

Arguably one of the most disruptive forces in the internet industry today, Koo explained how the shift to mobile is even more drastic in China, where hundreds of millions of people in rural areas and small cities have little access to personal computers and rely on smartphones to access the internet. In addition, the widespread use of public transportation in China, in contrast with America's car-centric culture, means that Chinese commuters spend much more time on their mobile phones.

Koo noted that various internet companies have struggled to adapt to mobile, while others such as Tencent's WeChat, have prospered. Valued at $30 billion, China's popular social media and messaging app counts around 300 million users and an expected revenue of $1.1 billion in 2014.

Yongfu Yu, CEO of UCWeb Inc., discussed how disruptive the shift to mobile could be in the near future, predicting that the surge in apps that has followed the shift to mobile will lead to the emergence of an "app browser," enabling the integration of all apps on a unified platform. In such a scenario, this 'mega app' would challenge traditional web browsers such as Firefox or Google Chrome.

The multi-screen internet

The ubiquity of mobile phones does not put an expiration date on the use of computers and TVs, according to Koo. Instead, it has led to the emergence of the multi-screen internet. This phenomenon is particularly visible in China, where users continuously switch from their mobile phones to computers and TVs, and vice versa. Think about this: these users watch a show on their smartphones or tablets in the subway as they commute to work, then resume the same show once at home on their TVs or computers. According to Koo, the multi-screen internet unequivocally represents one of the major changes that content strategists and marketers have to deal with.

The integration of offline and online

O2O (Online-to-Offline) is another key trend that is dramatically reshaping many industries and the internet industry worldwide, Koo said. For example, Captain America 2's promotion in China took place offline and online with a premiere in Beijing and content broadcast simultaneously on Youku Tudou.

The convergence of online and offline spaces is probably faster in China than anywhere else, noted Koo, due to the large number of sectors highly regulated by the government. The central role of the state in entire industries has left a void for private companies to fill since they don't have to compete with an incumbent offline company also competing in the online space. For this reason, Koo argued that "offline industries in China are changing much faster and in a more fundamental way than in developed countries like the United States."

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The Obama administration’s policy of “re-balance” toward Asia, that began as early as 2009, is now increasingly under stress, as those in the region question American staying power and China emerges as a challenger to U.S. dominance. As the territorial disputes in the East and South China Seas in recent months have demonstrated, China’s relations with the region and the United States have become visibly strained, bringing the U.S. re-balance policy into question and raising concerns about security tensions and the danger of conflict. 

U.S.-China relations are heading, for the foreseeable future, into “a very scratchy time,” predicted Kenneth Lieberthal, a respected senior China scholar at The Brookings Institution, in his keynote speech delivered at the annual Oksenberg Lecture on June 3 at the Shorenstein Asia-Pacific Research Center.

Lieberthal told a standing room audience in Encina Hall that while the U.S. attempt to temper its relations with China and others has “worked quite well over time,” now, “at a geostrategic level, we seem to be sliding with increasing speed toward an inflection point in U.S.-China relations.”

Lieberthal was joined by a panel of China experts, including Cui Liru of the China Institutes of Contemporary International Relations (CICIR), and Stanford’s Karl Eikenberry and Thomas Fingar, distinguished fellows at the Freeman Spogli Institute for International Studies, and Jean C. Oi, director of the Stanford China Program.

The discussion was part of the Oksenberg Lecture, an annual dialogue that functions as a policy workshop on U.S.-Asia relations, named in honor of late professor and senior fellow Michel Oksenberg (1938–2001). Oksenberg was a noted China specialist, who served as a senior member of the National Security Council and is credited as the architect of the normalization of relations with China under the Carter administration in the late 1970s.

Points of tension in the U.S.-China relationship have been increasingly visible. Senior American officials have assailed China for its aggressive actions toward its neighbors over the Diaoyu/Senkaku Islands and in South China Sea, including its latest altercations with Vietnam and the Philippines. The United States recently indicted five members of China’s People’s Liberation Army for carrying out cyber espionage against U.S. technology companies.

Incidents like these have prompted both countries to throw harsh words at each other, leading to a situation of brinkmanship. However, Lieberthal pointed out that tense relations between the United States and China are certainly not new. Most notably, relations took a nosedive in 1989 when China cracked down on democratization protests at Tiananmen Square, in 1999 after the accidental bombing of the Chinese Embassy in Serbia, and in 2008, in response to the global financial crisis.

The U.S.-China relationship has been riddled with periods of distrust in the past. But now, “the speed and scale of China’s economic growth, especially over the last two decades, has also increased concerns, on all sides, that the evolving distribution of power may create new frictions and suspicions,” Lieberthal said.

Yet, refusing to work with each other is not an option, the senior scholar, who also served in the Clinton administration, told the audience. Without the United States and China in conversation, progress in multilateral areas such as climate change and trade would falter, he argued. Given the two countries’ position as the world’s largest economies, the international system would effectively be constrained if the two were entrenched in long-term bitterness.

Lieberthal recognized the common admonition, “if we treat China as an enemy, it will surely become one,” saying this warning could be applied to both sides. China and the United States must make greater efforts to manage and mitigate tensions.

“The question is whether we can prevent bad things, not only specific conflicts, but the political tensions and politics that make cooperation on major issues very, very difficult at best.”

He then outlined a few steps that could help China and the United States sort out their disputes. His recommendations began with the need for strong determination on the part of top political leaders to move things forward and the importance of clear, consistent use of vocabulary when discussing issues.

As a final point, but one that was offered as a contingent factor to success, Lieberthal said U.S.-China relations and both countries’ roles in greater Asia will depend on “how effective each of us is in dealing with domestic reforms,” because, “that will determine how dynamic, how vibrant, how innovative, and how secure we feel.”

______________________________________________________ 

During the lecture, Ret. Lt. Gen. Karl Eikenberry shared his observations from the Shangri-La Dialogue, an inter-governmental security forum held from May 30 – June 1 in Singapore. The Dialogue has in recent years become a gathering of premiere defense ministers to discuss security issues in Track I and “quasi-track” meetings.

Afterward, Eikenberry talked with Shorenstein APARC about key highlights and implications that emerged from the Dialogue:

 

IISS Photo KEikenberry Gallery Shangri-La Dialogue

Photo credit: Flickr/The International Institute for Strategic Studies 

Media reported a tense environment overlaid the Dialogue. What was the general atmosphere there?

The remarks at the Shangri-La Dialogue by Japanese Prime Minister Abe and U.S. Defense Secretary Hagel on the one hand, and Chinese General Wang Guanzhong, made clear very different views on the causes for tension surrounding various maritime sovereignty claims in the East and South China Seas. Still, if you read the full text of all three speeches and the Q&As that followed, there is still great emphasis placed on dialogue and common interests. And in the many meetings that took place between national delegations on the margins of the conference events, the emphasis was on cooperation. 

What revelations at the Dialogue were surprising?

I think the degree to which dissatisfaction with China’s assertive behavior in pursuing its maritime claims was expressed by many of the participants – not just the United States and Japan. Vietnam, the Philippines and India were explicit. Analysts have said the only China (through threatening behavior) could contain China by catalyzing a counterbalancing response. From the results of the Dialogue, I think this is correct.   

Japanese Prime Minister Shinzo Abe emphasized values and international law throughout his keynote speech. What is your take on this?

The Prime Minister did emphasize both democracy and rule of law during his prepared remarks and answers to questions from conference participants. He was drawing an obvious distinction between Japan’s and China’s political systems and commitment to approaches to resolving territorial disputes. I think the Prime Minister is trying to establish Japan as a leader in East and Southeast Asia, and wanted to make clear what he views as important differences between the Japanese and Chinese “models.” 

U.S. Defense Secretary Chuck Hagel referenced China’s suspension of the U.S.-China Cyber Working Group. What direction do you think the cybersecurity dialogue will go now?

It was unfortunate that China suspended its participation in the U.S.-China Cyber Working Group after the U.S. Government’s indictment of five People’s Liberation Army officers for alleged cyber theft. The U.S. Government has been providing the PRC Government with evidence of cyber theft being conducted by entities in China and has failed to receive any meaningful response so the indictments seem warranted. It would seem that the Cyber Working Group is precisely the forum to discuss this matter and the many related to managing the cyber domain with agreed rules and procedures. Working Groups provide a forum to address disagreement and disputes. I think China’s response was counterproductive and hope the government will indicate a willingness to resume the dialogues in the near future.

Where do you see the regional security conversation heading next?

The risk is that security dialogues will be divided into two camps – one led by the United States and its close allies and partners, and the other by China – somewhat isolated at this time but seeking to entice Asian nations to bandwagon to its side. Perhaps further regional economic integration can facilitate a more common approach to security, but this year’s Shangri-La Dialogue is perhaps a warning that trends, for now, are not heading in a positive direction.

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Kenneth Lieberthal of The Brookings Institution delivered the keynote speech at the annual Oksenberg Lecture on June 3. | Irene Bryant/Debbie Warren
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