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Political scientist Anna Grzymala-Busse finds that authoritarians face a choice in the face of change: try to cling to power, exit governing or reinvent themselves as democrats. It’s those who reinvent themselves as newly minted democrats who fare the worst in the long run.

In the years since World War II, as the global geopolitical map was drawn and redrawn along ideological lines, the world witnessed ascension of many authoritarians. They often ruled for long stretches, but eventually most faced a political reckoning. The people they governed no longer accepted their authority and demanded change.

The fate of authoritarians in the aftermath of such crises is the subject of a new study in the journal Party Politics written by Stanford political scientist Anna Grzymala-Busse. At such inflection points, she says, authoritarians face a [[{"fid":"229407","view_mode":"crop_870xauto","fields":{"format":"crop_870xauto","field_file_image_description[und][0][value]":"Photograph of Anna Grzymala-Busse.","field_file_image_alt_text[und][0][value]":"Photograph of Anna Grzymala-Busse.","field_file_image_title_text[und][0][value]":"Photograph of Anna Grzymala-Busse.","field_credit[und][0][value]":"","field_caption[und][0][value]":"","thumbnails":"crop_870xauto","alt":"Photograph of Anna Grzymala-Busse.","title":"Photograph of Anna Grzymala-Busse."},"type":"media","field_deltas":{"1":{"format":"crop_870xauto","field_file_image_description[und][0][value]":"Photograph of Anna Grzymala-Busse.","field_file_image_alt_text[und][0][value]":"Photograph of Anna Grzymala-Busse.","field_file_image_title_text[und][0][value]":"Photograph of Anna Grzymala-Busse.","field_credit[und][0][value]":"","field_caption[und][0][value]":"","thumbnails":"crop_870xauto","alt":"Photograph of Anna Grzymala-Busse.","title":"Photograph of Anna Grzymala-Busse."}},"link_text":null,"attributes":{"alt":"Photograph of Anna Grzymala-Busse.","title":"Photograph of Anna Grzymala-Busse.","style":"float: right; height: 350px; width: 200px; margin-top: 10px; margin-left: 15px; margin-bottom: 10px;","class":"media-element file-crop-870xauto","data-delta":"1"}}]]choice:theycan cling to power, albeit by ceding a certain degree of control, or they can exit governing altogether, either by dissolving the party entirely or, more dramatically, by reinventing themselves as democrats.
 

Newly minted democrats

It was these reinventors – the newly minted democrats – that intrigued Grzymala-Busse the most. She found that while many enjoyed initial electoral success, most ended up losing power in the long run.
 
“Paradoxically,” Grzymala-Busse said, “this fate seems to flow precisely from the decision to reinvent their organizations, their political symbols and their state programs to fit the norms of free political competition.”
 
In adopting democratic rhetoric and standards of competence, it seems, the parties find initial success, but then are unable to sustain newfound democratic philosophies and programs. They hoist themselves on their own petards, as she put it in her paper, alluding to Shakespeare’s Hamlet.
 
These reinvented parties often attract new politicians who are more entrepreneurial than their predecessors. Those new faces, however, often prove to be mere opportunists. The resulting scandals destroy party credibility and contribute to an unending downward political spiral.

Ironically, Grzymala-Busse found that the best choice for authoritarians is simply to cling to power “counting on a loyal if unhappy electorate,” even if it means ceding much of their once-monopolistic grip on power to democratic reforms.

81 governments studied

For her study, Grzymala-Busse examined and quantified the resulting political denouements of 81 authoritarian governments spanning the period from 1945 to 2015. Countries studied include the former Soviet Bloc, China, Cuba, several in Southeast Asia, many African nations and Mexico. The governing systems ranged from the communism of the Soviet Bloc and socialism to secular state-building and rule for the sake of national security.

The success of the reinventors can be rapid and remarkable, but so too can be the demise. Grzymala-Busse noted that the Hungarian Socialist Party won 43 percent of the vote and 49 percent of the seats in 2006, only to succumb to allegations of deception, mismanagement and fraud soon afterward. In Poland, the Democratic and Left Alliance (SLD), which won 41 percent of the vote in 2001, watched as its power steeply declined in the subsequent decade until the party dissolved entirely in 2011.

“Those who reinvented shone more brightly for a brief time, but burned out. Those who chose orthodoxy never enjoyed the great success of the reinventors, but they survived,” she said.

And what of those authoritarians who choose neither to remain nor to reinvent? Grzymala said that they simply dissolve back into society where former members often capitalize on their connections to become captains of industry.

“Some become oligarchs,” she said, “retaining power by other means.”

Lessons on change

The takeaway of her study for at-risk authoritarians, Grzymala-Busse said, is that reinvention alone is not enough to carry the party. New parties cannot survive as the remnants of their former selves. They must become entirely new organizations with viable programmatic approaches. Likewise, she said, when newly minted democrats hail competence as a competitive advantage, they must make good on the promise. If they fall short, they face exceptionally harsh outcomes at the polls.

“The irony is, without real change, the parties that built democracy by supporting free elections fall victim to those same democratic forces they championed.”

Anna Grzymala-Busse is the Kevin and Michelle Douglas Professor of International Studies and a senior fellow at the Freeman Spogli Institute for International Studies at Stanford University.

The study was made possible by financial support from the Carnegie Foundation.

 

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"The problems with our democracy—ever-deepening polarization, incivility, gridlock, dysfunction, conflicts of interest, and disregard for democratic norms—are not just problems of political culture and behavior. Politicians are driven by incentives, especially the desire to get re-elected. Institutions heavily shape these incentives, and our institutions are in need of reform. Unless we reform our democracy, we will be increasingly hard-pressed to improve the health of democracy globally." Listen to Larry Diamond, Senior Fellow at the Freeman Spogli Institute for International Studies, explains in this podcast what are the options from here, by Hoover Institution. 

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Daphne Keller is the Director of Platform Regulation at the Stanford Program in Law, Science, & Technology. Her academic, policy, and popular press writing focuses on platform regulation and Internet users'; rights in the U.S., EU, and around the world. Her recent work has focused on platform transparency, data collection for artificial intelligence, interoperability models, and “must-carry” obligations. She has testified before legislatures, courts, and regulatory bodies around the world on topics ranging from the practical realities of content moderation to copyright and data protection. She was previously Associate General Counsel for Google, where she had responsibility for the company’s web search products. She is a graduate of Yale Law School, Brown University, and Head Start.

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  • U.S. Supreme Court amicus brief on behalf of Francis Fukuyama, NetChoice v. Moody (2024)
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  • Comment to European Commission on data access under EU Digital Services Act
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Jonathan has been with the Ford Dorsey Master's in International Policy (MIP) since November 2005. His current responsibilities include academic administration, student services, finance, operations, and major events. Previously, he also managed admissions for 14 years. Prior to MIP, he worked in international education and study abroad at the University of California, Santa Barbara and Iowa State University.  His international study, work, and program leadership destinations include Australia, Mexico, Spain, and England. He holds a master's degree in educational leadership and policy studies, specializing in student development, from Iowa State University. Additionally, he completed his doctoral coursework at the University of Minnesota, which focused on higher education leadership, policy, and development for international educators. 

 

 

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Elaine Treharne
Elaine Treharne earned her PhD from the University of Manchester, with a year as a Procter Graduate Fellow at Princeton University. She came to Stanford in 2012, after five years at Florida State, and fifteen years at the University of Leicester, where she had been Chair of the English Department, and interim Dean of the Faculty of Arts. She is a Fellow of the Society of Antiquaries, of the Royal Historical Society, and of the English Association; and has won grants from the Arts and Humanities Research Council, the British Academy, the NEH, the American Philosophical Society, and the Cyber Initiative. At Stanford, she is the Director of the Center for Spatial and Textual Analysis (CESTA) and Director of Stanford Text Technologies. She is a Fellow of the STS Interdisciplinary Program, and a Stanford Fellow 2017-2019.

Elaine’s research is focused on medieval British manuscripts from c.600CE to 1450CE. Numerous publications—including The Old English Life of St Nicholas and Wiley-Blackwell’s Old and Middle English: An Anthology (which is about to be published in its fourth edition)—present edited and translated texts, ranging from sermons and religious poetry to extracts from Beowulf and Chaucer’s Canterbury Tales. Other books and articles concern the prestige of the vernacular and the transmission of works in English from the late Anglo-Saxon period into the thirteenth century. This research has overturned previous scholarly opinion that held there to be little or nothing of value written in English between the Norman Conquest and the thirteenth century. In Living Through Conquest: The Politics of Early English, Elaine discussed the significant corpus of manuscripts that survive from this period, and highlighted the contemporaneity and political functionalism of many of the works copied by English scribes.

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Her very recent work is focused on a History of Text Technologies (with Claude Willan for Stanford University Press), which traces trends in the production and consumption of all forms of human communication from 30000BCE to the present day. And in The Phenomenal Book, Elaine is focused on the interpretation of the handwritten book as an embodied whole (even where the only evidence is fragments and parts of books), which represents the traces and experiences of users and readers through time. It includes a chapter on ‘invisible things’, highlighting the sensual and emotional qualities of book production and use. She has also just completed the CyberText Technologies Project in CESTA—using historical patterns of textual facture and consumption to predict future text technologies; and she is just beginning a new digital project, Stanford Ordinary People’s Extraordinary Stories (SOPES), which recuperates the lives of otherwise unknown people whose ephemera (like letter collections, scrapbooks, notebooks, autograph albums, postcards, receipts, and photo albums) can be acquired from Ebay and bric-a-brac shops. Preliminary research shows that the amazing stories of people’s lives emerge from their written remnants.

Elaine’s teaching focuses on Text Technologies, Medieval English Literature, and the study of the Handwritten Book.

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The Center for International Security and Cooperation now has more than 46 podcasts, dating all the way back to Oct. 19, 2016. Listen to them on the CISAC page on the iTunes website. Simply mouse over the title and click play. Open iTunes to download and subscribe to CISAC podcasts. Seminars and events at CISAC are routinely audiotaped for use as podcasts. Also, the Freeman Spogli Institute for International Relations offers the World Class podcast series, featuring scholars and experts from FSI, CISAC and beyond.

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THIS EVENT IS AT THE CAPACITY AND CLOSED. 

 

Conference Program

FRIDAY, NOVEMBER 3

8:45-10:30  Panel 1: Populism as a Threat — Chaired by Anna Grzymala-Busse

  • Sheri Berman, Professor of Political Science, Barnard College | Columbia University, "Populism Is a Symptom Rather Than a Cause: The Decline of the Center-life and Rise of Threats to Liberal Democracy"
  • John Carey, Professor of Government, Dartmouth College, "The People Versus the Elites: What Do They Value and How Much Do Their Judgments of Democracy Differ?”
  • Larry Diamond, Senior Fellow, Freeman Spogli Institute and Hoover Institution, Stanford University, "When Does Populism Become a Threat to Democracy?"
  • Niall Ferguson, Senior Fellow, Hoover Institution, Stanford University, "The Cultural Dimensions of Populism”
  • Rick Perlstein, Journalist and bestselling author, "Why Populism Should Not Be an Epithet."

— 10:30-10:45: Coffee break —

10:45-12:30  Panel 2: American Populism — Chaired by Didi Kuo

  • Julia Azari, Associate Professor of Political Science, Marquette University, "Populism, Polarization and American Political Parties” 
  • David Kennedy, Donald J. McLachlan Professor of History, Emeritus, Stanford University, “The Paradoxes of American Populism”
  • Kirk Hawkins, Associate Professor of Political Science, Brigham Young University, "Populism in Comparative Perspective: America and the 2016 Presidential Election”
  • Rob Mickey, Associate Professor of Political Science, University of Michigan — Ann Arbor, “Anti-anti Populism, or: The Threat of Populism to U.S. Democracy Is Exaggerated”
  • Rick Valelly, Claude C. Smith '14 Professor of Political Science, Swarthmore College, “The Populist Scare of the 1890s -- And the Aftermath that Changed American Populism"

— 12:30-1:30: Lunch —

1:30-3:15  Panel 3: Comparative Perspectives  — Chaired by Matthias Matthijs

  • Anna Grzymala-Busse, Michelle and Kevin Douglas Professor of International Studies and Senior Fellow, Freeman Spogli Institute, “Populist or Authoritarian: The Erosion of Democracy in Poland and Hungary”
  • Steve Levitsky, Professor of Government, Harvard University, “Populism and Competitive Authoritarianism in Latin America”
  • Kenneth Roberts, Richard J. Schwartz Professor of Government, Cornell University, "Bipolar Disorders: Partisan Alignments and Populist Out-flanking in the Post-liberal Order”
  • Milada Vachudova: Associate Professor of Political Science, University of North Carolina Chapel Hill, "From Competition to Polarization: How Populists Change Party Systems to Concentrate Power”
  • Julie Lynch, University of Pennsylvania, “Populism, Partisan Convergence, and Redistribution in Western Europe”

— 3:15-3:30: Coffee break —

3:30-5:00  Panel 4: International Linkages  — Chaired by Michael McFaul

  • Valerie Bunce, Aaron Binenkorb Professor of International Studies and Professor of Government, Cornell University, "The Putin Regime, Populism Promotion, and the 2016 US Presidential Election"
  • Francis Fukuyama, Olivier-Nomellini Senior Fellow, Freeman Spogli Institute, Stanford University "Immigration and Citizenship as Factors in the Rise of Populism"
  • Kathleen McNamara, Professor of Government and Foreign Service, Georgetown University, "When the Banal Becomes Political: the EU in the Age of Populism”
  • Kathryn Stoner, Senior Fellow, Freeman Spogli Institute and Hoover Institution, Stanford University, "Is Putin a Populist and Why Does It Matter?”
  • Lucan Way, Professor, Munk School of Global Affairs, University of Toronto, "Is Russia a Threat to Western Democracy?"

 

SATURDAY, NOVEMBER 4

 9:00-11:00  Panel 5: Inequality, Investment and Economic Strain — Chaired by Francis Fukuyama

  • Kathy Cramer, Professor of Political Science, University of Wisconsin — Madison, "The Views of Populists: What Trump Voters’ Perspectives and Perceptions of Trump Voters Tell Us about the Threat of Populism to U.S. Democracy"
  • Didi Kuo, Research Scholar, Freeman Spogli Institute, Stanford University, “Parties and Policy Convergence”
  • Margaret Levi, Professor of Political Science, Stanford University, "Populism and the Decline of Labor Unions”
  • Pia Malaney, Senior Economist, Institute for New Economic Thinking"Economic Nationalism as a Driving Force of Populism in the U.S.”
  • Kenneth Scheve, Professor of Political Science and Senior Fellow, Freeman Spogli Institute, Stanford University "The Economic Origins of Authoritarian Values: Evidence from Local Trade Shocks in the United Kingdom”

— 11-1 pm Lunch and concluding discussion —

 

CISAC Central, 2nd Floor, Encina Hall at Stanford University, 616 Serra Street, Stanford, CA 94305

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