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Rose Gottemoeller
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Extending the New Strategic Arms Reduction Treaty, or New START, with Russia was one of President Biden’s first foreign policy acts after he took the oath of office on Jan. 20. The treaty would have otherwise ended on Feb. 5, leaving the U.S. and Russia without any agreed upon limits on their strategic nuclear forces for the first time since 1972. When relations are as bad as they are now between Moscow and Washington, U.S. national security would suffer from severe uncertainty over an unconstrained Russian nuclear arsenal.

Read the rest at The Hill

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Extending the New Strategic Arms Reduction Treaty, or New START, with Russia was one of President Biden’s first foreign policy acts after he took the oath of office on Jan. 20. The treaty would have otherwise ended on Feb. 5, leaving the U.S. and Russia without any agreed upon limits on their strategic nuclear forces for the first time since 1972.

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    For nearly five decades, nuclear arms control has been an exclusive enterprise between Washington and Moscow. The resulting agreements have provided significant constraints on the U.S.-Soviet (later, U.S.-Russian) nuclear relationship while mandating substantial reductions in their arsenals. However, since the 2010 New Strategic Arms Reduction Treaty, which reduced U.S. and Russian strategic nuclear forces to levels not seen since the 1960s, no further progress has been made. Instead, the nuclear arms control regime appears to have broken down, leading some to conclude that the era of negotiated arms limitations has passed.


    The U.S. government has decisions to make: is it prepared to accept a world in which nuclear weapons go unconstrained, or do the reasons that led Washington to pursue limits on nuclear arms for more than 40 years remain valid? If the latter, U.S. officials will face a broad set of issues. Formal agreements can no longer entail just constraining U.S. and Russian strategic nuclear forces; they invariably will have to address related issues, including non-strategic nuclear arms, the nuclear forces of other countries, and perhaps missile defense. These questions will confront the U.S. government with a range of tough choices, such as whether to accept some limits on missile defense in order to secure limits on non-strategic nuclear weapons, and how hard to press for constraints on China’s modest nuclear arsenal. This article explores those issues and choices.

Read the rest at The Brown Journal of World Affairs

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For nearly five decades, nuclear arms control has been an exclusive enterprise between Washington and Moscow. The resulting agreements have provided significant constraints on the U.S.-Soviet (later, U.S.-Russian) nuclear relationship while mandating substantial reductions in their arsenals.

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The Biden presidency that begins in January will adopt some very different directions from its predecessor in foreign policy. One such area is arms control, particularly nuclear arms control with Russia—the one country capable of physically destroying America.

President-elect Biden understands that arms control can contribute to U.S. security, something that President Donald Trump never seemed to fully appreciate. Biden will agree to extend the New Strategic Arms Reduction Treaty (New START), the sole remaining agreement limiting U.S. and Russian nuclear forces. His administration should aim to go beyond that and negotiate further nuclear arms cuts. That will not prove to be easy. Doing so, however, could produce arrangements that would enhance U.S. security and reduce nuclear risks.

Little to Build On

The outgoing administration will leave behind an unimpressive record on arms control. Trump withdrew from the Intermediate-range Nuclear Forces (INF) Treaty without trying political and military measures to press the Kremlin to end its violation and come back into compliance. Trump administration officials also considered conducting a nuclear test that would have ended a long-standing moratorium and triggered nuclear tests by other countries, eroding the U.S. nuclear knowledge advantage.

The Trump administration unilaterally abandoned the Joint Comprehensive Plan of Action that reduced Iran’s ability to produce fissile material, then found itself isolated when calling for more sanctions on Tehran. While Kim Jong-un exchanged “beautiful” letters with President Trump, North Korea increased its nuclear weapons stockpile and produced larger and larger missiles.

The one bit of good news: the Trump administration did not withdraw from New START. That said, the administration failed to extend the treaty. It can be extended for up to five years, and the Russians offered the full extension. Instead of agreeing, the Trump administration miscalculated the degree of Moscow’s interest and demanded conditions for a one-year extension. The Russians refused, and negotiations collapsed in late October, 2020.

New START and Strategic Stability Talks

With U.S.-Russia relations at a low point, arms control offers a means to constrain some of the more adversarial aspects of the relationship. When Biden takes office on January 20, he will have to move quickly to extend New START, as only two weeks will remain until the treaty will expire. It would be politic to consult first with Congress, but the new administration should rapidly communicate an extension offer to Moscow—for five years and with no conditions.

New START limits the United States and Russia each to no more than 700 deployed intercontinental ballistic missiles (ICBMs), submarine-launched ballistic missiles (SLBMs) and nuclear-capable bombers, as well as no more than 1,550 deployed strategic warheads, the lowest levels since the 1960s. Extension of the treaty would constrain Russian strategic forces until 2026, and the verification measures would ensure that the U.S. military and intelligence community would continue to receive important information about those forces. New START extension would not require the Pentagon to change its modernization plans, as they fit within the treaty’s limits.

Extending the treaty also would continue the Bilateral Consultative Commission, which meets periodically to discuss the treaty’s operation. The Biden administration could use that body to address new kinds of Russian strategic arms not currently covered by New START, such as a nuclear-powered, nuclear-armed drone torpedo.

The Biden administration should early on conduct a nuclear posture review. One issue for the review is whether the United States should make deterrence of a nuclear attack on the United States and its allies the sole purpose of U.S. nuclear weapons. Biden has endorsed this idea in the past, though adopting it should only follow consultation with U.S. allies.

The nuclear posture review should also examine current and planned U.S. strategic forces. In 2013, the Pentagon concluded that about 1,000 deployed strategic warheads would suffice. Does that hold true today? Numerous experts question the need for a triad of ICBMs, SLBMs and nuclear-capable bombers, suggesting that ICBMs be retired. There are reasons to maintain ICBMs in the force mix, but the current number of 400 deployed missiles is unnecessary. A smaller ICBM force, as well as perhaps delaying a new missile, could save precious dollars for other defense needs, particularly conventional forces.

Even while conducting the review, the administration should launch strategic stability talks with Russia. Those should have a broad agenda, including doctrine, strategic nuclear forces, non-strategic nuclear weapons, missile defense, long-range precision-guided conventional strike systems, hypersonic weapons and third-country nuclear forces. The talks could also consider how developments in space and the cyber world affect strategic stability.

Such talks would provide a useful venue for U.S. and Russia officials to discuss doctrine. The Pentagon believes that Russia has adopted an “escalate to deescalate” doctrine that lowers the nuclear threshold. Elements of the Trump administration’s nuclear posture review, such as the low-yield warhead for the Trident SLBM, could well suggest to Moscow that the U.S. military is lowering its nuclear threshold. The two countries share an interest in understanding when and under what circumstances the other might consider using nuclear weapons.

Strategic stability talks would not aim to produce agreements. But they could help each side better understand the other’s doctrines and concerns. Ideally, they would prepare subjects to take up in formal negotiations.

Moving Forward

Extending New START for five years would give the Biden administration and Russian officials time to work out what might come next. One approach would essentially build on New START and include new kinds of long-range weapons that essentially replicate the capabilities of current strategic forces but are not now captured by New START. Such an agreement would offer a structure familiar to both sides and prove easier to negotiate.

However, the Biden administration should try, at least initially, for something more ambitious: an agreement with a single limit covering all U.S. and Russian nuclear weapons, strategic or non-strategic, deployed or in reserve. Within an overall limit of, say, 2,000 to 2,500 nuclear weapons for each side, there could be a sublimit (1,000 each) on the number of strategic warheads on deployed ICBMs, SLBMs and like systems that could be quickly launched. The agreement should have a separate limit on strategic delivery systems, as does New START.

Limiting all nuclear weapons is the logical step after New START. President Barack Obama favored it in 2010. The Trump administration, when it belatedly engaged in nuclear arms talks in 2020, also sought Russian agreement to limit all nuclear weapons.

Negotiating such an agreement would raise a host of difficult issues. Some relate to verification. Monitoring limits on all nuclear warheads will require new procedures to check on weapons kept in storage facilities—some of the two militaries’ most sensitive sites. While not an insoluble problem, working out verification provisions would take time.

In the past, Russian officials demanded that the United States withdraw its nuclear bombs from Europe before they would discuss non-strategic nuclear weapons. If Moscow holds to that, the negotiation would make little progress. In the context of the right treaty, Washington might agree that all nuclear arms be based on national territory, but not as a precondition.

On a related issue, reviving the INF Treaty would prove to be difficult, in part because the U.S. and Russian militaries show strong interest in conventionally armed intermediate-range missiles. The Biden administration might, however, consider proposing an agreement to ban nuclear-armed variants of such missiles.

Missile Defense

In the past, Russian officials have conditioned their readiness to include non-strategic nuclear arms on U.S. agreement to address missile defense, precision-guided, conventionally armed strike systems and third-country nuclear forces. The Russian military over the past five years has developed precision-guided air- and sea-launched cruise missiles and has begun to close the quality gap with the U.S. military in such systems. That could temper Moscow’s interest in constraining precision-guided conventionally armed systems.

Given past Russian concerns on missile defense, the Biden administration could face a difficult decision: Is it prepared to consider some constraints on missile defense in order to get Moscow to negotiate limits covering all nuclear arms? That would be a delicate issue in Washington, where Republicans have made clear their opposition to constraints on missile defense.

Forty-four ground-based interceptors (GBIs) based in Alaska and California currently provide the U.S. homeland a degree of protection against attack by an ICBM or SLBM warhead. How much protection is debatable: the GBIs have proven successful in only about 50% of their tests. Meanwhile, Russia and China have modernized and expanded their strategic offensive forces, in part to ensure that they could overcome any possible U.S. defense, even if a U.S. first strike decimated their strategic forces.

The United States should seek to avoid a race between missile defenses and strategic offensive forces. Future technologies might alter the calculation, but now and for the foreseeable future, defense will lose. Russia, China and, for that matter, North Korea can deploy additional nuclear warheads and decoys far more cheaply than the U.S. military can add additional GBIs.

The Biden administration thus should be prepared to put missile defense on the table if Moscow agrees to negotiate limits on all nuclear weapons. Constraints on missile defenses could be negotiated that would permit some capability to defend against North Korea or another rogue state but would not threaten the ability of Russia (or China) to retaliate against a U.S. attack. The agreement constraining missile defenses could be time-limited, as any new U.S.-Russia treaty on nuclear weapons presumably would be.

Third-Country Nuclear Forces

The Trump administration spent much of 2020 seeking a trilateral nuclear arms negotiation with Russia and China. The Chinese, whose nuclear arsenal is less than one-tenth the size of those of the United States and Russia, adamantly refused. Russian officials said they would not press Beijing and instead called for bringing into account the nuclear forces of Britain and France. Those countries’ nuclear arsenals also are less than one-tenth the size of either of the two superpowers’ arsenals.

Those (and other) nuclear weapons-possessing states should not sit on the sidelines forever when it comes to reducing nuclear forces. That said, a negotiation seeking a trilateral or five-way treaty now is doomed to fail. Neither Washington nor Moscow would agree to reduce to the levels of the other three countries, nor would they be prepared to agree that the others could build up to their levels.

The Biden administration should pursue a more nuanced approach. It should discuss with Russia, China, Britain and France nuclear risk-reduction measures (such as the U.S.-Russia agreement on prenotification of ICBM and SLBM test launches) and greater transparency regarding nuclear forces. If the administration can reach another bilateral agreement with Russia on further cuts in U.S. and Russian nuclear forces, Washington and Moscow could then ask Beijing, London and Paris not to increase their total number of nuclear weapons so long as the United States and Russia were reducing. That could be reflected in unilateral commitments, which should also include a degree of transparency regarding weapons numbers.

Washington has long sought to engage Beijing in a meaningful strategic stability discussion. The Biden administration should continue to seek that. A readiness to put some constraints on missile defense (in a U.S.-Russia context) and/or move toward a sole-purpose policy would increase the chances for a fruitful dialogue.

Conclusion

All of this would combine to make an ambitious agenda for nuclear arms control, one that would enhance stability and U.S. security. There is, of course, no guarantee of achieving it. Success in any negotiation depends in part on the other side. Success in this endeavor would require that Russian officials see commensurate security benefits for their country.

Still, the Biden presidency should try for something far-reaching. Extending New START for five years would allow time to work out some very knotty questions. If, in the end, an agreement to limit and reduce all U.S. and Russian nuclear arms proves to be a bridge too far, the administration could fall back to negotiate an agreement similar to New START and maintain caps on U.S. and Russian strategic forces. It would be a shame, however, to pass up the opportunity to take a stab at a more ambitious and meaningful result.

 

Originally for American Ambassadors Review

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The Biden presidency that begins in January will adopt some very different directions from its predecessor in foreign policy. One such area is arms control, particularly nuclear arms control with Russia—the one country capable of physically destroying America.

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Rodney C. Ewing
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The U.S. nuclear waste and disposal system is a failure--even though it has been active for more than 50 years at a cost of tens of billions of dollars. The Nuclear Waste Policy Act of 1982 was born in optimism and naivete.

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The U.S. nuclear waste and disposal system is a failure--even though it has been active for more than 50 years at a cost of tens of billions of dollars. The Nuclear Waste Policy Act of 1982 was born in optimism and naivete.

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I was surprised this summer to see a letter to the editor about nuclear waste in The Vermont Standard, a small weekly paper whose most interesting regular features are the police report and calendar of local events.  The letter encouraged readers to contact Vermont’s Congressman and urge him to oppose any bill that would authorize the centralized interim storage of high-level nuclear waste, referring to the spent fuel from the Vermont Yankee Nuclear Power Plant that was shut down in 2014. The writers argued that instead of allowing the spent fuel to be shipped to a site in Texas, “it is safer to keep our waste within our state in monitored, hardened, on-site storage in stainless steel and concrete dry casks while a scientifically-based permanent storage site is located.”

Read the rest at  Bulletin of Atomic Scientists

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Rendering of the proposed HI-STORE Consolidated Interim Storage Facility in New Mexico.
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How should the United States manage more than 80,000 metric tons of highly radioactive spent fuel currently sitting in storage at 72 commercial nuclear plants across the country?

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While concern had grown over the past several weeks about a breakdown in U.S.-Russian arms control, it appears the 2010 New Strategic Arms Reduction Treaty and nuclear arms control more broadly may have a new lease on life, albeit with lots of questions.

Washington’s negotiation with Moscow on New START hit a roadblock on October 16.  President Putin said Russia would agree to a one-year extension, which U.S. negotiators had proposed instead of five years, but without the conditions sought by the American side.  National Security Advisor O’Brien summarily rejected the Russian position because it ignored the U.S. demand for a freeze on all nuclear warhead numbers.

Things changed yesterday.  The Russians announced that they would agree to a one-year extension of New START and said they are “ready to assume a political obligation together with the United States to freeze the sides’ existing arsenals of nuclear warheads during this period.”  The Russian statement added that this presumed no additional U.S. conditions.  The Department of State spokesperson quickly and positively reacted, saying U.S. negotiators are “prepared to meet immediately to finalize a verifiable agreement.”

New START constrains U.S. and Russian strategic nuclear forces to their lowest levels since the 1960s.  However, when it comes to nuclear warheads as opposed to delivery systems, the treaty limits only “deployed” strategic warheads—that is, warheads on deployed intercontinental ballistic missiles (ICBMs) or submarine-launched ballistic missiles (SLBMs).  The treaty does not cover reserve strategic warheads or any non-strategic (tactical) nuclear weapons.

If Russian acceptance of a one-year freeze means that the Trump administration has succeeded in persuading Moscow to negotiate a treaty limiting all U.S. and Russian nuclear weapons, that is a commendable breakthrough.  Indeed, a treaty covering all the two sides’ nuclear arms has long seemed the logical next step after New START (President Obama proposed such a negotiation in 2010).

Questions remain, however.  The Russian statement indicates that Moscow is ready to undertake, as a political obligation, a one-year freeze on nuclear warhead numbers.  It remains unclear whether Russian officials, beyond that freeze, are prepared to negotiate a legally-binding and verifiable treaty constraining all nuclear warheads that would be in effect for a number of years (New START is in force for 10 years, with the possibility of its extension for an additional five years).

In the past, Russian officials have made a variety of demands for negotiating such a treaty.  They made withdrawal of U.S. non-strategic nuclear weapons from Europe (about 150 nuclear gravity bombs) a precondition.  They also insisted that the United States had to address Russian concerns about long-range, precision-guided conventional strike systems and missile defense.

When it comes to negotiation of a treaty, not just a freeze, will Russian officials maintain these demands?  If they do, a complex negotiation will become even more difficult.  The Trump administration has been adamant, for example, that it will not agree to constraints on missile defense.

Verification presents another stiff challenge.  New START provides procedures for counting strategic warheads on ICBMs and SLBMs.  However, when a warhead is taken off of an ICBM or SLBM and placed in storage, for all intents and purposes, it disappears as far as New START is concerned.

The State Department spokesperson’s statement about finalizing a “verifiable agreement” left uncertain whether it referred to the treaty to be negotiated or the freeze.  U.S. arms control negotiator Billingslea later said the freeze would require measures for effective verification.  Yesterday’s statement from Moscow, however, was silent on verification.

Provisions to allow effective verification of all nuclear warhead numbers will prove far more intrusive than anything the U.S. and Russian militaries have accepted to date.  The Trump administration has expressed interest in a portal system, which would provide for monitoring of things that leave or enter a production facility.  However, accounting for the total number of warheads on each side presumably would require monitoring systems at, and perhaps access into, storage sites for nuclear weapons.  These are among the most sensitive facilities that either side has.  Negotiating that kind of verification will prove an arduous process and take a time—and may require the development of new technologies for monitoring purposes.

Finally, Mr. Billingslea said that, while the freeze would apply to the U.S. and Russian nuclear arsenals, the treaty to be negotiated would be trilateral and include China.  Beijing consistently has rejected taking part in a trilateral arms treaty.

So, it appears that U.S. and Russian negotiators still have issues to resolve.

Irrespective of the freeze, New START is worth saving and extending to 2026 (the treaty’s terms provide that there could be multiple extensions).  Extension to 2026 would mean five more years of limits on Russian strategic nuclear forces.  It would mean five more years of information about those forces provided by the treaty’s verification measures, including data exchanges, notifications and on-site inspections.  And extending the treaty would require no change in U.S. strategic modernization plans, as those plans were designed to fit within the treaty’s limits.

One last observation:  New START requires that, if a side wishes to withdraw from the treaty, it must give the other three months’ notice before doing so.  It is now October 21, which means that, if negotiations with the Russians do not go well and the Trump administration were to give notice, the United States could not actually withdraw from the treaty until after January 20, 2021—when Donald Trump will be starting his second term or Joe Biden will have become the 46th U.S. president.  Mr. Biden is on record as supporting New START’s extension for five years, with no conditions.

 

* * * * *

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While concern had grown over the past several weeks about a breakdown in U.S.-Russian arms control, it appears the 2010 New Strategic Arms Reduction Treaty and nuclear arms control more broadly may have a new lease on life, albeit with lots of questions.

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The clock for the New Strategic Arms Reduction Treaty runs out on February 5. The Trump administration has not taken up Russia’s offer to extend the treaty, believing it has leverage to get something more from the Kremlin, and it has even threatened an arms race.

This is delusion and bluff. If the administration does not change course, New START will lapse and, for the first time in decades, U.S. and Russian nuclear forces will be under no constraints.

Read the rest at Defense One

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Marshall Billingslea, Donald Trump's special envoy for arms control in Vienna on June 23, 2020
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The Trump administration’s stances on nuclear negotiations don’t even make sense as a starting point.

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Rose Gottemoeller
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Where is nuclear arms control—negotiated restraints on the deadliest weapons of mass destruction—headed? This 50-year tool of US national security policy is currently under attack. The New Strategic Arms Reduction Treaty (New START), the last remaining nuclear arms agreement with the Russian Federation, will go out of force in February 2021 unless it is extended for an additional five years as the treaty permits. At this moment, nothing is on the horizon to replace it.

Read the rest at The Washington Quarterly

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Where is nuclear arms control—negotiated restraints on the deadliest weapons of mass destruction—headed? This 50-year tool of US national security policy is currently under attack.

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The Democratic Party platform states that Democrats believe that the “sole purpose” of U.S. nuclear weapons should be to deter and—if necessary, retaliate against—a nuclear attack. Presidential candidate Joe Biden has said the same. The sole purpose would mark a significant change in U.S. nuclear policy, eliminating ambiguity that preserves the option to use nuclear weapons first in response to a conventional attack. Adopting the sole purpose is a sensible step that would foreclose an option that no president has ever chosen . . . or ever would. 

Extreme Circumstances 

The U.S. government has long taken the position that it would use nuclear weapons only in “extreme circumstances” in which the vital interests of the United States, its allies or partners were at stake. That formulation leaves ambiguity as to whether an American president might in some cases decide to use nuclear weapons first. Indeed, it explicitly preserves that possibility.

When the Soviet Union and Warsaw Pact held large numerical advantages in conventional military forces during the Cold War, U.S. and NATO officials maintained an explicit option for deliberate escalation to nuclear weapons in the event of a conflict where they were losing at the conventional level. That might have contributed to the deterrence of a conventional conflict, but such escalation would have entailed enormous risks: once the nuclear threshold was crossed, where would matters stop? Many analysts question the ability to control escalation once nuclear weapons enter into use. As reported by Fred Kaplan in The Bomb, in 2017, Secretary of Defense Jim Mattis asked a group of senior Pentagon officials if they believed that nuclear war could be controlled; only one thought that it was possible. 

The Obama administration’s 2010 nuclear posture review sought to reduce the number and role of nuclear weapons in U.S. policy. The document stated that “the United States will not use or threaten to use nuclear weapons against non-nuclear weapons states that are party to the NPT [Non-Proliferation Treaty] and in compliance with their nuclear non-proliferation obligations.” If such a non-nuclear weapons state attacked America or an American ally or partner with conventional, chemical or biological weapons, this negative security assurance meant that the U.S. military response would not be nuclear. (The review did contain a footnote to the effect that developments in biological weapons might lead Washington to revisit the negative security assurance.)

The 2010 nuclear posture review also stated that the United States would resort to nuclear weapons only in extreme circumstances and that the “fundamental purpose” of U.S. nuclear arms was to deter a nuclear attack on America, its allies or its partners. That language left open the possibility of a nuclear response to a conventional attack by a nuclear weapons state or another country not covered by the negative security assurance. The review added that the United States would “continue to strengthen its conventional capabilities and reduce the role of nuclear weapons in deterring non-nuclear attacks” with the goal of making deterring nuclear attacks the sole purpose of the U.S. nuclear arsenal.

The Trump administration’s 2018 nuclear posture review reflected continuity with its predecessor in some ways but diverged in others. Instead of reducing the role of nuclear weapons and rejecting new nuclear weapons, the 2018 review called for new “supplemental” nuclear capabilities: a low-yield submarine-launched ballistic missile warhead and low-yield warhead for a sea-launched cruise missile. While reiterating that the United States would use nuclear weapons only in extreme circumstances, the review said that those circumstances included “significant non-nuclear strategic attacks” on U.S., allied and partner civilian populations, U.S. and allied nuclear forces, nuclear command and control systems, or warning and attack assessment capabilities. Many observers believed that the language broadened the circumstances for nuclear use, at least compared to Obama administration policy, particularly given President Donald Trump’s threats, some veiled and others more explicit, to use nuclear weapons. 

The Trump administration’s nuclear posture review did restate the Obama administration’s negative security assurance, though its version reserved an unnecessarily broader right to reconsider the assurance. (The Obama administration’s footnote, which focused solely on developments in the biological weapons field, is more appropriate.) 

Nuke a Nuclear Weapons State? 

The Obama/Trump negative security assurance covers 95 percent of the nations in the world. The possibility of the United States using nuclear weapons relates to just a handful of countries: nuclear weapons states and countries which Washington judges not to be in full compliance with their nuclear nonproliferation obligations (only Iran and Syria are thought of in this context). The countries of greatest relevance boil down to Russia, China and North Korea. 

Of the two major potential adversaries, China has long had a declared policy of no first use of nuclear arms, though some question whether Beijing would abide by this declaration in all scenarios. Russian declaratory policy states that Russia would resort to nuclear weapons only if nuclear or other weapons of mass destruction were used against Russia or a Russian ally, or if there were a conventional attack on Russia that put the existence of the state at stake. 

What scenarios might lead to U.S. consideration of nuclear first use? One could be a conventional NATO-Russia conflict in the Baltic region in which the Russian military attains or is on the verge of attaining victory given its regional advantages. NATO overall has more powerful conventional forces, but marshaling them would take time. In this scenario, would an American president really decide to launch a nuclear attack on Russian forces on a NATO member’s territory or Russia itself? He or she would have to weigh the high probability of nuclear retaliation, including against the U.S. homeland. The president almost certainly would set aside the nuclear option, opting for time to build up American and NATO conventional forces for a counter-offensive.

Another scenario could involve a conflict with China in which the Chinese military, using its large arsenal of conventionally-armed ballistic missiles, pushes back U.S. naval and air forces. How successful a Chinese offensive might be given the spectrum of U.S. conventional capabilities, perhaps augmented by those of U.S. allies, is unclear. However, going nuclear would mean striking China directly. Again, the president would have to consider the very real prospect that Beijing would respond with a nuclear attack against American military bases in the Pacific, such as Guam, or against the United States. Again, he or she almost certainly would look for conventional options, even if they would take time. 

The Trump administration’s nuclear posture review raised another scenario: a significant non-nuclear strategic attack. Say that Russia launched a cyber strike on the U.S. electric power network, bringing down most of the grid from Boston to Washington, DC. That could prove a calamity, but would a U.S. president conclude that using nuclear weapons against the attacker, and then absorbing a nuclear counter-attack, would improve the situation? No, he or she almost certainly would order conventional and cyber counter-strikes, especially if there was the slightest doubt about correctly attributing the attack—a real question in the murky cyber world. 

As for North Korea, if struck first by U.S. nuclear weapons in a conflict, is there any doubt that Kim Jong-un would strike back with his nuclear arms? 

Escalating a conflict by introducing the use of nuclear arms is a scary, if not terrifying, proposition. It entails opening a Pandora’s box of unpredictable and potentially catastrophic consequences—especially when U.S. nuclear weapons would be used against a country that could strike back with its own nuclear arms. 

A Declaratory Policy That Lacks Credibility 

Those opposed to the sole purpose argue that the current ambiguity about U.S. readiness to use nuclear weapons first contributes to the deterrence of adversaries and the assurance of allies. That is a serious argument, but it made far more sense during the Cold War when the choice that might confront U.S. and NATO leaders was to use nuclear weapons or lose the war. Maintaining that ambiguity carries risks. Given the prospect of nuclear escalation once any nuclear weapons are used, and the changes in conventional force balances over the past thirty years, the chance that an American president would choose to use nuclear weapons first is vanishingly small. In virtually every conceivable scenario, he or she would look for other options, since the likely nuclear retaliation for a first-use effort by the United States would inevitably turn a bad situation into something much worse. 

Does it make sense to continue a declaratory policy aimed at deterring adversaries and assuring allies and partners that, on serious examination, neither foes nor friends would find credible? As America’s allies and partners see the U.S. threat to use nuclear weapons first lacking credibility, that could undermine their confidence in the U.S. threat to use nuclear weapons in response to a nuclear attack on them. 

Eliminating the ambiguity by adopting the sole purpose might not provide a huge security bonus, but it would have a positive security impact. Russia likely would not follow, at least not in the near term. However, the change could help defuse the current situation, in which both Washington and Moscow believe that the other seeks to lower the nuclear threshold and thus is adjusting its own nuclear policy accordingly. It is not in the U.S. interest that the Russians believe America might go nuclear first and develop (or further develop) a posture to beat Washington to the nuclear punch. That fosters conditions that could be very dangerous in a conventional crisis or conflict and make nuclear use more likely.

Adopting the sole purpose would send an interesting signal to China. Some analysts question whether Beijing will continue to adhere to a no first use policy, but the Pentagon reports that “China almost certainly keeps the majority of its nuclear force on a peacetime status—with separated launchers, missiles, and warheads,” a posture consistent with that policy. Adoption of the sole purpose could open the path to a strategic security dialogue with Beijing that has eluded Washington for years. It would raise the political costs to China of abandoning its no first use posture. A change in American policy might even help avoid the development of a U.S.-China nuclear standoff somewhat similar to that between Washington and Moscow during the Cold War. 

The adoption of a sole-purpose policy would reduce the ability of a U.S. president to use nuclear weapons for saber-rattling. But giving up the option to rattle a saber that the adversary believes Washington would never draw seems to give up little.

A Nuclear Taboo?

It has been seventy-five years since the United States dropped two atomic bombs on Japan at the conclusion of World War II. Since then, neither America nor any other country has used nuclear arms in anger. Some suggest a taboo against nuclear use has developed. 

The taboo is informal, not fixed by international agreement. It would benefit U.S. and allied security were non-use of nuclear weapons to become a widely accepted and entrenched international norm. The United States has powerful conventional forces, favorable geography and the world’s largest network of allies, so reducing the possibility of nuclear use seems very much in the U.S. interest, reducing one of the few existential threats to America’s existence. Sole purpose would help bolster that norm.

Adopting sole purpose would mark a significant change in U.S. policy. Washington should do so only after consulting with NATO and key allies in the Pacific region. Importantly, the sole purpose would not close the U.S. nuclear umbrella; it would mean that U.S. nuclear weapons would be used in an ally’s defense only after the other side had gone nuclear. Unlike nuclear first use, the threat of nuclear retaliation after a nuclear attack is credible. 

The next U.S. nuclear posture review should, following such consultations, adopt sole purpose as the reason for U.S. nuclear weapons. That would change a dynamic that now has possible adversaries designing potentially dangerous policies and postures in a belief that the United States is lowering its threshold for use of nuclear weapons and could go nuclear first. It would boost the establishment of an international norm against any nuclear weapons use. It could help make Americans safer. And the only cost: abandoning an option that an American president would never use and whose threat has little credibility.

Steven Pifer is a William Perry Research Fellow at Stanford’s Center for International Security and Cooperation and a retired U.S. Foreign Service officer.

 

Originally for The National Interest

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The “sole purpose” of U.S. nuclear weapons should be to deter and—if necessary, retaliate against—a nuclear attack. This would mark a significant change in U.S. nuclear policy, eliminating ambiguity that preserves the option to use nuclear weapons first in response to a conventional attack.

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Austin R. Cooper is a Stanton Nuclear Security Fellow in the Security Studies Program at the Massachusetts Institute of Technology. He completed his PhD in History and Sociology of Science at the University of Pennsylvania. He has held fellowships at Stanford University’s Center for International Security and Cooperation and SciencesPo’s Nuclear Knowledges Program.

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