Nuclear policy
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Abstract: How do nuclear-armed states coerce their adversaries in wars with limited aims without using nuclear weapons? I develop a theory of strategic substitution to explain why states use space, cyber and conventional missile weapons instead of nuclear weapons to maximize leverage against their adversaries. I also explain how they select space, cyber, and conventional missile force postures, defined as weapons and plans for using them. Threats to use space, cyber and conventional missile weapons are more credible sources of strategic leverage against adversaries in wars that do not threaten a state’s survival. I demonstrate the plausibility of the theory using China’s cyber force posture. China developed space, cyber and conventional missile weapons to solve a common problem: giving Beijing the leverage it could not gain from its nuclear weapons in a future war over Taiwanese independence involving the United States. Using original Chinese-language written sources and interviews conducted during extensive fieldwork, I show that Chinese leaders pursued cyber weapons to maximize their strategic leverage after the United States bombed the Chinese Embassy in Belgrade in 1999. As China’s vulnerability to cyber attacks grew during the 2000s, its appetite for risk in using cyber weapons declined, resulting in a change to its military cyber force posture in 2014.

Speaker Bio: Fiona Cunningham is a Post-Doctoral Fellow at CISAC. Her research interests lie at the intersection of technology and conflict, with an empirical focus on China. She received her PhD in September 2018 from the Department of Political Science at the Massachusetts Institute of Technology (MIT), where she was a member of the Security Studies Program. Her dissertation explained China’s development of space, cyber and conventional missile force postures as substitutes for using nuclear weapons to coerce adversaries. Her research is based on extensive fieldwork, including a year-long dissertation research fellowship at the Renmin University of China, Beijing, in 2015-6. She was a Pre-Doctoral Fellow in the Cyber Security Project at the Belfer Center for Science and International Affairs at the Kennedy School of Government, Harvard University, in 2017-8. Fiona’s research has been supported by the Smith Richardson Foundation, China Confucius Studies Program, and the MIT Center for International Studies. Her research on China's nuclear strategy has been published in the quarterly journal, International Security. Fiona holds a Bachelor of Arts in Politics and International Relations from the University of New South Wales and a Bachelor of Laws from the University of Sydney, both with first-class honors. She was a research associate at the Lowy Institute for International Policy in Sydney from 2009 until 2012, where she focused on extended nuclear deterrence in East Asia and nuclear nonproliferation. Fiona speaks Mandarin Chinese and French.

Fiona Cunningham Postdoctoral Fellow CISAC, Stanford University
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Andray Abrahamian
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The failure of high-level discussions may force Washington and Pyongyang to start more effective working-level talks.

HANOI—On Thursday afternoon, as it became clear that lunch between North Korean leader Kim Jong Un and U.S. President Donald Trump was off and that there would be no signing of an agreement between their two countries, storm clouds briefly gathered over Hoan Kiem Lake in Hanoi.
 
In the nearby Metropole hotel, the mood had darkened as well. The summit between the leaders was supposed to kick off a process of some form of denuclearization, through which the two countries would try to build a better relationship. Eventually, the sides hoped, zero-sum “I win, you lose” politics would be replaced by win-win cooperation. 
 
But the United States and North Korea couldn’t agree on the value of the Yongbyon nuclear complex. In a press conference that took the place of the scheduled lunch and signing, Trump said the North Koreans had wanted all sanctions lifted in return for the closure of Yongbyon. At midnight, North Korea’s Foreign Minister Ri Yong Ho contradicted the U.S. president, saying that his team had only sought some sanctions relief as per five articles adopted by the United Nations Security Council in 2016 and 2017. A Trump administration official later confirmed that Ri’s description was more accurate. Regardless, the two sides couldn’t agree on the core issue, and the summit was abruptly adjourned.
 
Read the full article in Foreign Policy.
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Workers remove the U.S flag from a display that was erected for the DPRK-USA summit, ahead of the arrival of North Korean leader Kim Jong-un at the Presidential Palace on March 1, 2019 in Hanoi, Vietnam
Workers remove the U.S flag from a display that was erected for the DPRK-USA summit, ahead of the arrival of North Korean leader Kim Jong-un at the Presidential Palace on March 1, 2019 in Hanoi, Vietnam.
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Gi-Wook Shin
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President Trump caught the world by surprise once again yesterday with a decision not to sign a deal with his North Korean counterpart, Chairman Kim Jong-un, in Hanoi, Vietnam. While walking away is a common tactic in working-level negotiation, what happened in Hanoi was a rare case and the least expected outcome.

Read the full article on Axios.

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President Trump at a news conference following his second summit with North Korean leader Kim Jong-un.
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Yong Suk Lee
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Trump and Kim share a common desire for development.

At first glance U.S. President Donald Trump and North Korean leader Kim Jong Un seem like an unlikely pair. A few years back they were calling each other “Rocket Man” and a “dotard,” and tension between the United States and North Korea was escalating rapidly in 2017. But in a few days they are slated to meet for the second time, and according to Trump they had “fallen in love” not long after their first encounter. What could have created such intimate bond between the two? The common interest that brings the two together is the desire for development — economic development in the case of Kim and property development in the case of Trump.

Read the full article on The Diplomat.

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President Trump and Chairman Ki talking during Sinapore Summit Official White House Photo
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This piece originally appeared at Brookings.

 

 

The Trump administration has finished off the 1987 Intermediate-range Nuclear Forces (INF) Treaty, a treaty mortally wounded by Russia’s deployment of a banned intermediate-range missile. That leaves the 2010 New Strategic Arms Reduction Treaty (New START) as the sole agreement limiting U.S. and Russian nuclear forces.

New START has less than two years to run. At the February 15-16 Munich Security Conference, a senior Russian official reiterated Moscow’s readiness to extend the treaty. The administration, however, continues its odd reluctance to take up that offer. House Democrats should use their power of the purse on the issue.

WHY EXTENSION MAKES SENSE

Signed in 2010, New START limits the United States and Russia each to no more than 700 strategic ballistic missiles and bombers, and no more than 1,550 deployed strategic warheads. Those limits took full effect in February 2018. Both sides have complied, although technical questions have arisen. Russian officials question the way in which the U.S. military converted some launchers so that they would not count.

By its terms, New START runs until February 5, 2021. It can be extended for up to five years by simple agreement between the U.S. and Russian presidents.

When asked about extension in 2017, administration officials said they would wait to complete the nuclear posture review and to see if the Russians met the New START limits. Both of those boxes were checked more than a year ago. Administration officials now say they are studying extension but see no need to rush.

New START extension is in the U.S. interest.

First, extension would constrain Russian strategic nuclear forces until 2026. It makes little sense to let the treaty lapse in 2021, when Russia has hot production lines churning out new missiles, submarines, and bombers.

Second, New START extension would not impact U.S. strategic modernization plans. They are sized to fit within New START’s limits. Moreover, the United States will not start producing significant numbers of replacement missiles, submarines, and bombers until the second half of the 2020s.

Third, extension would continue the flow of information that the sides share with each other about their strategic forces. That comes from data exchanges, notifications, on-site inspections and other verification measures, all of which end if New START lapses. Making up for that loss of information would require a costly investment in new national technical means such as reconnaissance satellites.

WHY WE SHOULD WORRY

Extension should be a no-brainer. However, in a White House that operates on its own facts and at times with an indecipherable logic, extension is not a given.

President Trump does not seem to understand much about nuclear arms control. During his first telephone conversation with President Putin, Trump reportedly dismissed New START as a bad deal done by his predecessor. He has taken delight in undoing the accomplishments of President Obama (witness the Iran nuclear accord).

National Security Advisor Bolton shows disdain for arms control and has criticized New START. One of its faults, according to Mr. Bolton: It provides for equal limits on the United States and Russia. He felt the treaty should allow the U.S. military to have more. (U.S. diplomats would have had an interesting time trying to negotiate that.) Asked about New START extension, Mr. Bolton notes two alternatives: renegotiation and a new treaty modeled on the 2002 Strategic Offensive Reductions Treaty (SORT).

Renegotiation would allow U.S. officials to try to improve New START, perhaps with more intrusive verification measures, or even broadening the agreement to cover non-strategic nuclear weapons. Moscow, however, would seek changes as well, such as constraints on missile defenses—anathema to Washington.

Renegotiation would prove difficult, take considerable time, and have at best uncertain prospects for success. A wiser course would extend New START and then seek a renegotiation or a new follow-on treaty.

As for SORT, negotiated by Mr. Bolton, it limited deployed warheads only. Mr. Putin accepted that in 2002, but Russian officials have long since made clear that limits should apply to warheads and delivery vehicles, as they do in New START.

SORT, moreover, was “sort of” arms control. Lacking agreed definitions, counting rules or monitoring measures, it was unverifiable. In doing their own counts on the honor system, the U.S. and Russian militaries may not have even counted the same things.

Neither Secretary of State Pompeo nor Acting Secretary of Defense Patrick Shanahan has shown interest in championing New START. The uniformed military leadership argued the treaty’s value in the past, but Chairman of the Joint Chiefs Joseph Dunford recently has hedged.

While ratification of a treaty requires consent from two-thirds of the Senate, the president alone can decide to leave a treaty. The Trump administration did not consult with either Congress or allies on withdrawal before Trump announced his intention to pull out of the treaty last October.

HOUSE DEMOCRATS TO THE RESCUE?

While the Trump administration shows little interest in arms control, it does want funding to modernize U.S. strategic forces. Democrats should recognize that and force the White House’s hand.

The U.S. strategic triad is aging. Ballistic missile submarines are the leg of the triad most in need of urgent replacement. They should be funded. Replacing intercontinental ballistic missiles (ICBMs) or building the B-21 bomber, however, are less urgent needs. As they work on the appropriations for the 2020 defense budget, House Democrats should make clear to the White House and the Pentagon that money for ICBM modernization or the B-21 would need to be paired with extension of New START. That will get attention.

Retaining a strategic triad makes sense (though the need for 400 deployed ICBMs is debatable). Retaining New START makes sense as well. House Democrats should simply insist on a trade.

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*This event is co-sponsored with the Hamid and Christina Moghadam Program in Iranian Studies.

 

Jason Rezaian discusses his new book, Prisoner: My 544 Days in an Iranian Prison, with Brett McGurk, the former Special Envoy to Defeat ISIS. Rezaian was the Washington Post’s Tehran bureau chief when he was imprisoned and McGurk led 14 months of secret negotiations with Iran that helped free him in 2016.

 

Jason Rezaian is one of the few Western journalists to have been based in Tehran in recent years. From 2009 until his arrest in 2014 he covered stories that tried to explain Iran to a general American audience, first as a freelancer for a variety of outlets and later as The Washington Post’s Tehran bureau chief.

He reported on two presidential elections, Iran’s nuclear negotiations with global powers, the effects of one of the most punitive sanctions regimes in modern times and environmental issues. In between those momentous topics he told the stories of everyday Iranians which sought to make them more accessible to readers, reporting on Iran’s small community of baseball players, the quest for the best high end hamburger in Tehran, and a clinic for female drug addicts.

In July of 2014 Rezaian and his wife were detained in their home and he went on to spend 545 in Tehran’s Evin prison, released on the same day that the historic nuclear deal between Iran and world powers was implemented. 

 

Brett McGurk is joining Stanford University’s Freeman Spogli Institute for International Studies as the Frank E. and Arthur W. Payne Distinguished Lecturer.

McGurk recently served as special presidential envoy for the Global Coalition to Defeat ISIS at the U.S. Department of State. He helped build and then led the coalition of seventy-five countries and four international organizations and was responsible for coordinating all aspects of U.S. policy in the campaign against the Islamic State in Iraq, Syria, and globally.

McGurk previously served in senior positions in the George W. Bush and Barack Obama administrations, including as Special Assistant to President Bush and Senior Director for Iraq and Afghanistan, and then as Deputy Assistant Secretary of State for Iraq and Iran and Special Presidential Envoy for the U.S. campaign against the Islamic State under Obama.

McGurk has led some of the most sensitive diplomatic missions in the Middle East over the last decade, including negotiations with partners and adversaries to advance U.S. interests. In 2015 and 2016, McGurk led 14 months of secret negotiations with Iran to secure the release of Washington Post reporter Jason Rezain, U.S. Marine Amir Hekmati, and Pastor Saad Abadini, as well as three other American citizens.

 

 

Hauck Auditorium, David & Joan Traitel Building, Hoover Institution

435 Lasuen Mall, Stanford University

Jason Rezaian Iranian-American journalist
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Washington and Pyongyang must agree on key concepts and eliminate ambiguities if they want a real breakthrough. 
“There is no detailed definition or shared agreement of what denuclearization entails....” These words were not from critics of ambivalence in the Trump administration’s nuclear negotiations with North Korea. Rather surprisingly, they were the words of the U.S. Special Representative for North Korea, Stephen Biegun, during his speech at Stanford University last month. He had been asked whether the United States and North Korea had consensus on the technicality of the term “denuclearization.” Yet, this is only one of the many problematic ambiguities surrounding North Korean denuclearization.
 
Donald Trump and Kim Jong-un will be shaking hands again in Hanoi, Vietnam on February 27-28. In the past year, the two adversarial countries have striven—probably the most in the history of their relations—to move away from the brink of war toward intensive communications and diplomatic endeavors. Still, amidst widespread skepticism, Trump’s diplomatic efforts with North Korea are often criticized in Washington and elsewhere for failing to produce adequate tangible deliverables on North Korean denuclearization. Even with a number of meaningful and voluntary gestures seemingly put toward denuclearization in the past year, North Korea has yet to give a clear indication of a firm decision to completely and entirely dismantle its nuclear capability. As Special Representative Biegun conveyed, progress on the nuclear front after the Singapore summit has been minimal, inviting criticism and greater skepticism regarding the upcoming summit and the Trump administration’s North Korea policy in general.
 
For this very reason, the Vietnam summit is all the more purposive. Trump and Kim must resolve the divergences and ambiguities implicit in their central questions, before they can make any meaningful progress toward denuclearization and whatever measures for the progress of denuclearization.
 
Read the full article on The National Interest.
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South Koreans watch on a screen reporting on the U.S. President Trump meeting with North Korean leader Kim Jong-un at the Seoul Railway Station on June 12, 2018 in Seoul, South Korea Chung Sung-Jun/ Getty Images
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Siegfried S. Hecker
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In May 2018, Stanford Center for International Security and Cooperation (CISAC) scholars Siegfried Hecker, Robert Carlin, and Elliot Serbin released an in-depth report analyzing the nuclear history of North Korea between 1992 and 2017 alongside a historical research-based “roadmap” for denuclearization.

Since then, tensions between North Korea and South Korea have thawed. United States President Trump met with Kim Jong-un in Singapore in June, and another U.S.-North Korea summit is planned for later this month.

Today, the CISAC researchers release a 2018 update to their report, chronicling and analyzing historic developments in North Korea over the past year. In this Q&A with Katy Gabel Chui, CISAC Senior Fellow and former Director of the Los Alamos National Laboratory Siegfried Hecker shares what the team learned:

Your research demonstrates that South Korean, North Korean, and U.S. efforts in 2018 were able to lower tensions and the threat of war on the Korean Peninsula. How? What actions were most effective toward this end?

At the end of 2017, the Moon Jae-in administration in South Korea made secret overtures to the Kim Jong-un regime. Kim Jong-un responded positively in his 2018 New Year Speech, proposing to send North Korean athletes to the South as part of a joint delegation for the 2018 Winter Olympics in Seoul.  He also initiated serious diplomatic overtures to Washington. These efforts led to the North/South Summit in April and the historic Singapore Summit in June.

Yet, in spite of these positive initiatives, you did not rate U.S. and North Korean diplomacy at your highest level, why is that?

We stopped one level short for both (a G2 instead of a G3) because progress in talks that followed the summit quickly hit a wall when the US side called for the North to produce a full declaration of its nuclear weapons program, to which Pyongyang responded angrily. The rest of the year was up and down. Nevertheless, the Singapore Summit took the critical step away from the brink of war. The North and South also continued to make remarkable progress toward reconciliation with two more presidential summits.

Most of the focus in the U.S. has been on an apparent failure of North Korea to denuclearize. But you note in your research that the Singapore summit pledged normalization and denuclearization. Why has progress stalled?

First, denuclearization is a poorly defined concept. We should focus on the elimination of the North’s nuclear weapons, the means of production and means of delivery. Second, Washington has so far not taken steps toward normalization. It has insisted on maintaining maximum pressure and sanctions, which Pyongyang considers incompatible with normalization.

Nevertheless, you claim that the threat posed by North Korea was substantially reduced. What about the North’s nuclear capabilities – were these reduced in 2018?

The diplomatic initiatives have greatly reduced the threat. Our study, which looks at the details of how the capabilities have changed in 2018, concludes that the rapid escalation of overall capabilities in 2017 and prior years was halted and in some cases rolled back.

But your research also shows North Korea continued to operate its nuclear weapons complex in 2018, and that it is still producing plutonium and highly enriched uranium.

We are not surprised that North Korea has not halted its fissile materials production in absence of formal negotiations. Our analysis of open-source satellite imagery of the Yongbyon complex led us to estimate they may have added sufficient plutonium and highly enriched uranium for an additional 5 to 7 nuclear weapons on top of our 2017 estimate of approximately 30 weapons.

There have also been reports that it has continued to maintain, produce, and deploy its land-based ballistic missiles. These activities don’t look like the North is denuclearizing.

In our study, we look at the three requisites for a nuclear arsenal – fissile materials, weaponization (that is design, build, and test), and delivery. The North did continue to produce fissile materials. But it took the remarkable step to end nuclear testing and long-range missile testing at a time during which North Korea had been rapidly increasing the sophistication of its nuclear weapons and missiles and their destructive power and reach. Therefore, we conclude that the North not only halted that rapid advance but also rolled back the threat we judged the North’s nuclear and missile programs to pose in 2017.

It sounds like there is a long way to go to denuclearize. In May of last year, you released a framework for denuclearization of North Korea based around a “halt, roll back and eliminate” process. Where does North Korea stand, if anywhere, in that process today?

Our color charts track the progress. Contrary to what we have heard in the media, North Korea has actually halted and rolled back some nuclear activities, with the most important being the end of nuclear and missile testing, which in turn, has significant consequences. In fact, in 2018 it did not flight test missiles of any range. However, the road to final elimination will be long and difficult, especially because of the serious trust deficit between Washington and Pyongyang. We suggested a 10-year time frame last year.

Haven’t you also suggested a way to speed up that process?

Yes, we propose that North Korea, South Korea, and the U.S. explore cooperative efforts to demilitarize North Korea’s nuclear and missile programs and convert them to civilian nuclear and space programs. Such cooperation has the potential of accelerating the elimination of nuclear weapons and nuclear weapons program. It will, in the long term, also greatly improve the prospects of adequate verification.

How do you get North Korea to go along with any of these ideas?

That’s the job of our negotiators. When Special Representative Stephen Biegun was here at Stanford recently, he showed a lot of flexibility to have the U.S. phase denuclearization with normalization. I think that’s what it will take. But a lot of hard work lies ahead.

Full Report: A Comprehensive History of North Korea's Nuclear Program: 2018 Update

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The United States is prepared to pursue “simultaneously and in parallel” all of the commitments outlined at the Trump-Kim Singapore Summit, said the U.S. Special Representative for North Korea Stephen Biegun at an event hosted by Shorenstein APARC on Thursday, January 31.
 
Biegun's remarks, delivered as he prepares to travel to South Korea for meetings with North and South Korean officials, were his first public address since he began his appointment in August 2018. On behalf of U.S. Secretary of State Mike Pompeo, Mr. Biegun directs all U.S. policy on North Korea and leads negotiations.
 
Just prior to the event President Trump said he will announce next week the site and date for the second summit he plans with Kim Jong Un at the end of February. Biegun noted that the U.S. is prepared to move forward “provided that North Korea likewise fulfills its commitment to final, fully verified denuclearization” and that “there are many challenges that make it especially complicated for the United States and North Korea to embark upon a diplomatic initiative of this magnitude.” But he also highlighted several areas of progress and concluded his remarks by saying, “Now is the opportunity. Now is the moment. The United States is ready to turn the vision outlined by President Trump and Chairman Kim at Singapore into reality.”
 
Mr. Biegun’s public address was followed by a conversation with Robert Carlin, a specialist on U.S.–North Korea relations and a visiting scholar at Stanford’s Center for International Security and Cooperation. The event concluded with a question-and-answer session. 
 
You can read a transcript of Mr. Biegun’s remarks.
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Stephen Biegun delivers remarks at Stanford at a Shorenstein APARC event. Linda A. Cicero / Stanford News Service
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JANUARY 30 UPDATE
 
A live video stream of the discussion with Stephen Biegun will be available through Shorenstein APARC's Facebook page: https://www.facebook.com/stanfordsaparc.

 

Stephen Biegun, the U.S. Special Representative for North Korea, will deliver public remarks as part of a discussion on the DPRK hosted by Stanford University’s Walter H. Shorenstein Asia-Pacific Research Center (Shorenstein APARC) on Thursday, January 31, at 12 p.m. As Special Representative, on behalf of U.S. Secretary of State Mike Pompeo Mr. Biegun directs all U.S. policy on North Korea, leads negotiations, and spearheads U.S. diplomatic efforts with allies and partners.
 
Following his opening remarks, Mr. Biegun will be in conversation with Robert Carlin, an expert on U.S.-North Korea relations and a visiting scholar at Stanford’s Center for International Security and Cooperation. The event will conclude with a question-and-answer session. It will be held at the Koret-Taube Conference Center at the John A. and Cynthia Fry Gunn SIEPR Building.
 
The event is open to the Stanford community and the public, but a Stanford or government-issued ID must be presented for admission.
 
The event is on-the-record but off-camera: no photography or video recording will be allowed. Cameras will not be allowed inside the venue.

Media Advisory:
Journalists interested in covering the discussion on the DPRK with Special Representative for North Korea Stephen Biegun should contact Shorenstein APARC’s Associate Director for Communications and External Relations Noa Ronkin at noa.ronkin@stanford.edu by 12:00 p.m., Wednesday, January 30, to register. At the venue, they will be required to present a press credential from an established news organization. Freelance reporters should email a letter from the news organization for which they work to Noa Ronkin by the January 30 deadline. The press area is limited and press seating is not guaranteed.
 
As noted above, the event is on-the-record but off-camera.
 
Attendees and media should enter the campus via Galvez Street and park at the Galvez Lot or other designated, paid visitor parking. See also Stanford’s parking map. No parking at the Stanford Oval is allowed.
 

 

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