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Livestream: Registration is required and will close 24 hours before the event. Click here to register.

This event is available only to CISAC faculty, fellows, staff, and honors students.

 

About this Event: Jeopardizing U.S. research enterprises, provoking regional nationalism, and building a technological panopticon to rate every citizen's behavior: these assumptions about China fuel US foreign policy shadow-boxing with misplaced concerns. Our panel challenges prevalent narratives on China, providing informed, nuanced investigations that cut across a range of research methods. Julien de Troullioud's argues that the rise of China in science and technology is not a threat to the US but instead an opportunity to jointly work to solve global issues. Data shows that the current policies to protect the US research enterprise in science is hurting American and international scientific research. Xinru Ma finds that nationalism in China and in Southeast Asia are not necessarily all anti-foreign, and is more of a liability rather than an asset for domestic regimes, according to evidences from formal modeling and social media data. Shazeda Ahmed's interviews with Chinese government officials, tech firm representatives, and legal scholars reveal that the Chinese social credit system is more limited in its data collection and fragmented in its on-the-ground implementation than the dystopic institution its foreign critics presume it to be. Our research presents new data and fresh perspectives for rethinking US-China dynamics.

 

About the Speakers:

Shazeda Ahmed is a Ph.D. student at the University of California, Berkeley who researches how tech firms and the Chinese government are collaboratively constructing the country's social credit system. She will be joining CISAC and the Stanford Institute for Human-Centered Artificial Intelligence in Fall 2019 as a pre-doctoral Fellow. Shazeda has worked as a researcher for the Citizen Lab, the Mercator Institute for China Studies, and the Ranking Digital Rights corporate transparency review by New America. In the 2018-19 academic year she was a Fulbright fellow at Peking University's law school.

 

Xinru Ma is currently a Ph.D. candidate at Political Science and International Relations (POIR) program at University of Southern California, and will join CISAC as a Postdoctoral Fellow for 2019-2020. Originally from China, Xinru is interested in combining formal modeling and computational social science with research on nationalist protests and maritime disputes, with a regional focus on East and Southeast Asia. Her research is informed by extensive field research in Vietnam, Philippines and China, during which she interviewed protestors, think tanks, diplomats, government officials, and foreign business owners that were impacted by nationalist protests. In addition to informing her of the complicated strategic interaction between mass mobilization, government repression and foreign policy-making, the field research further motivated her to focus on the methodological challenges for causal inference that stem from strategic conflict behavior. More broadly, Xinru is interested in public opinion and new methods of measuring it, foreign policy formation, alliance politics, East Asian security dynamics, and the historical relations of East Asia. 

 

Julien de Troullioud de Lanversin will be joining CISAC as a Stanton Postdoctoral Fellow. Julien is finishing his Ph.D. at Princeton University’s Program on Science and Global Security. He is interested in how to verify and reconstruct past fissile material production programs with scientific tools. To that end, he developed innovative methods that use isotopic analysis from nuclear reactors to gain information on their past operation (nuclear archeology) and designed an open source software that can compute the istopic composition of fissile materials from nuclear reactors. His current research looks at the various modalities of the production of plutonium and tritium in production reactors and how transparency on tritium could be used to improve estimates on plutonium stockpiles. Julien also studies security questions related to civil and military nuclear programs in Northeast Asia through the lens of fissile material, with a focus on China and North Korea. Julien visited the Institute of Nuclear and New Energy Technologies at Tsinghua University for one semester in 2018 to collaborate with Chinese experts on work related to nuclear engineering and arms control. Julien’s work on nuclear archaeology has been published in the Journal of Science and Global Security. He received his Diplôme d’Ingénieur (M.Sc. And B.Sc.Eng.) from Ecole Centrale de Marseille in 2014. The same year he also obtained a M.Sc. in Nuclear Science and Engineering from the University of Tsinghua where he was a recipient of the Chinese Government Scholarship. Julien speaks and uses Chinese in his research and is a native French speaker.

Virtual Seminar

Shazeda Ahmed, Xinru Ma, Julien de Troullioud de Lanversin
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Seminar Recording: https://youtu.be/i-Oaa0yiSjA

 

About this Event: In the last 50 years, the United States and Soviet Union/Russia have pursued arms control negotiations and signed numerous treaties in an effort to restrain and reduce the number and capabilities of their nuclear weapons. However, the recent collapse of the 1987 Intermediate-range Nuclear Forces (INF) Treaty and the possible expiration of the 2010 New Strategic Arms Reduction Treaty (New START) in 2021 may signal the end to treaty-based limits. This raises questions about the future form and content of bilateral nuclear arms control. While near-term questions focus on whether the United States and Russia can salvage the benefits of these two treaties and, possibly, expand them to include more types of weapons and additional countries, longer-term questions are less specific. Does the past bilateral arms control process represent more than just an effort to negotiate legally binding treaties that limit or reduce nuclear weapons? Can the United States and Russia pursue agreements and cooperate in reducing weapons if they cannot conclude the process by signing formal agreements? Can they maintain stability, exhibit restraint, and reduce the risk of war if the era of arms control treaties has ended? Can this new era of arms control expand to address concerns about new types of weapons and the risks posed by a greater number of countries?

 

Speaker's Biography: Amy F. Woolf is a Specialist in Nuclear Weapons Policy in the Foreign Affairs, Defense, and Trade Division of the Congressional Research Service at the Library of Congress.  She provides Congress with information and expert analysis on issues related to U.S. and Russian nuclear forces and arms control. She has authored many studies on these issues and has spoken often, outside Capitol Hill, about Congressional views on arms control and U.S. nuclear weapons policy. Ms. Woolf received a Masters in Public Policy from the Kennedy School of Government at Harvard University and a BA in Political Science from Stanford University.

Amy Woolf Library of Congress
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Livestream: This event will not be live-streamed or recorded.
 
Abstract: Seventy-five years after the introduction of nuclear weapons, it is no longer clear that these tools of security remain the most effective means of holding an adversary at risk.  This talk will examine whether there are alternatives to nuclear weapons for missions like deterrence, and asks whether policy attention ought to be rebalanced in view of a more modern understanding of risk. 
 
Speaker's Biography: 
R. Scott Kemp is the MIT Class of '43 Associate Professor of Nuclear Science and Engineering, and director of the MIT Laboratory for Nuclear Security and Policy.  His research combines physics, politics, and history to identify options for addressing societal problems in the areas of nuclear weapons and energy.  Scott received his undergraduate degree in physics from the University of California, Santa Barbara, and his Ph.D. in Public Policy from Princeton University. He is the recipient of the Sloan Research Fellowship in Physics, and is a Fellow of the American Physical Society
Scott Kemp Associate Professor of Nuclear Science and Engineering MIT
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Brookings Editor's Note: This piece is part of a series remembering the life, career, and legacy of Helmut (Hal) Sonnenfeldt — a member of the National Security Council, counselor at the Department of State, scholar at the Johns Hopkins School of Advanced International Studies (SAIS), and Brookings expert.

 

Serving as a senior member on the National Security Council at the Nixon White House from 1969-1974, Hal Sonnenfeldt was Henry Kissinger’s primary advisor on the Soviet Union and Europe. After Sonnenfeldt’s passing, Kissinger told the New York Times that Sonnenfeldt was “my closest associate” on U.S.-Soviet relations and “at my right hand on all the negotiations that I conducted with the Soviets,” including on arms control. THIRD PARAGRAPH Sonnenfeldt brought a practical approach to U.S.-Soviet relations, realistic about the Soviet Union — its strengths, its weaknesses, and the challenges it presented to the West — and creative in trying to address those challenges. He was likewise realistic about the contribution that arms control could make to a safer and more stable bilateral relationship. As he noted in a 1978 article for Foreign Affairs, military and arms control issues were a fundamental part of the relationship, but “the problem [of dealing with Soviet power] does not end or begin with military measures alone.” Other factors — political, economic, ideological, and even cultural — mattered.

 

Read the Rest on Brookings

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CISAC fellow Anna Péczeli suggests that the Trump Administration conduct a broad Nuclear Posture Review that includes the State Department, which in the last such review in 2009 emphasized a number of policies that supported non-proliferation objectives and strengthened U.S. negotiating positions at global arms control forums. | Getty Images/Win McNamee
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Debak Das, CISAC’s MacArthur Nuclear Security Pre-doctoral Fellow, and his roundtable contributors examine the rising tensions between Pakistan and India and look at what the future might hold for the region. “Political relations in South Asia have hit rough weather,” writes Das. “So where does the nuclear relationship between India and Pakistan stand? Where do the key threats to peace in the region come from?” 

 

Read the rest at Texas National Security Review

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The Intermediate-Range Nuclear Forces (INF) Treaty came to an end in August. The United States and Russia no longer are barred from developing and deploying land-based, intermediate-range missiles, and the Pentagon apparently aims to deploy such missiles in Europe and Asia.

The INF Treaty, signed in 1987 by Ronald Reagan and Mikhail Gorbachev, prohibited the United States and Soviet Union (later Russia) from testing or possessing land-based ballistic or cruise missiles with ranges between five hundred and fifty-five hundred kilometers. Unfortunately, Russia violated the treaty by testing and deploying the 9M729, a prohibited land-based, intermediate-range cruise missile.

 

Read the Rest at The National Interest.

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This piece originally appeared in The National Interest.

Significant progress has been made in improving the defense situation in the Baltic states since 2014, but NATO can take some relatively modest steps to further enhance its deterrence and defense posture in the region, according to a report by Michael O’Hanlon and Christopher Skaluba, which was based on an Atlantic Council study visit to Lithuania. The Atlantic Council was kind enough to include me on the trek, which began in Lithuania’s capital, Vilnius, and included visits to troops in the field and the port of Klaipeda. I largely concur with Mike and Chris’s comments and supplement them below with several additional observations.

First, one can understand the preoccupation of Lithuania’s senior political and military leadership with the country’s security situation. Lithuania has had a difficult history with the Soviet Union and Russia. Some in Vilnius believe that Moscow regards the Baltic states as “temporarily lost territory.”

A Russian military invasion of the Baltic states is not a high probability. However, the Lithuanians cannot ignore a small probability, especially in light of the Kremlin’s recent rhetoric, the Russian military’s ongoing modernization of its conventional forces and exercise pattern of the past five years, and Russia’s use of military force to seize Crimea and conduct a conflict in Donbas.

When the Lithuanian Ministry of National Defense (MNOD) looks around its neighborhood, it can see specific reasons for concern. Russia is upgrading its military presence in the Kaliningrad exclave on Lithuania’s southwestern border. The MNOD now counts Kaliningrad as hosting some twenty thousand Russian military personnel, including a naval infantry unit and substantial anti-access, area denial capabilities, such as advanced surface-to-air missiles. The Lithuanians assess that the Russian military could mount a large ground attack from Belarus, to the east of Lithuania (the border is less than twenty miles from downtown Vilnius). These forces are backed by an additional 120,000 personnel in Russia’s Western Military District, including a tank army. Russia has substantial air assets in the region as well as warships in the Baltic Sea.

For its part, Lithuania can muster fourteen thousand soldiers and sailors (four thousand of whom are conscripts serving just nine months). They are backed up by five thousand volunteers, similar to the U.S. National Guard. Under NATO’s enhanced forward presence program, a German-led NATO battlegroup adds 1,300 troops, mainly from Germany, the Netherlands and the Czech Republic. In addition, NATO member air forces rotate small fighter squadrons into Lithuania to provide air policing for the Baltic states.

Second, Lithuania has a logical plan to enhance its defense capabilities. The MNOD is making good use of its defense dollars (Lithuania now meets NATO’s two percent of gross domestic product goal, having tripled its defense expenditures over the past six years). Eschewing shiny objects such as F-16 jets, the MNOD focuses on upgrading the capabilities of its two primary ground units, a mechanized brigade and a recently-established motorized brigade. The main procurement programs of the past three years have purchased infantry fighting vehicles, self propelled artillery and short-range surface-to-air missiles to equip the brigades.

In the event of war, the forces in Lithuania would likely fight a defensive holding action while awaiting NATO reinforcements. The MNOD and Ministry of Transport are working together to enhance the country’s ability to flow in NATO forces, including by upgrading the rollon/roll-off capacity at the port of Klaipeda and building a European standard gauge railroad line from Poland to the main base of Lithuania’s mechanized brigade. The railroad line, which o obviates the need to change the railroad gauge at the Polish-Lithuanian border, a cumbersome process involving changing out the wheels of railcars, ultimately will be extended north to Latvia and Estonia.

Third, the Lithuanians value NATO’s enhanced forward presence in the form of the NATO battlegroup. The battlegroup is fully integrated into Lithuania’s Iron Wolf Brigade, and in wartime would come under the tactical control of the brigade. The rotational NATO force is based with and trains side-by-side with major elements of that brigade.

One potential question is, if Russian forces were to cross the border and the Iron Wolf Brigade deployed, then how quickly would the NATO battlegroup take the field with it? The latter would need a NATO command to do so, and likely also national authorizations from Berlin, The Hague and Prague. Hopefully, those authorizations would be transmitted early as a crisis developed so that the NATO battlegroup could deploy immediately. It adds significantly to Lithuanian combat capabilities, including by providing the only armor unit in the country.

Fourth, as pleased as Vilnius is to have a NATO military presence, the Lithuanians very much would like to add a U.S. component to it. With a U.S. armored brigade combat team deployed in Poland on a rotational basis, the U.S. military has the assets to consider periodically rotating an armored company to Lithuania (and to Latvia and Estonia). These rotations would be useful military exercises in case there is a crisis that requires a reinforcement move from Poland to Lithuania through the Suwalki Gap.

Lithuania is moving in the right direction in bolstering its defense capabilities, with prudent steps taken over the past six years and sensible plans for the future. As Mike and Chris point out, modest steps by NATO and, I would argue, the United States could significantly add to the Alliance’s deterrence and defense posture in the Baltics.

 

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On Tuesday [June 4], the House Subcommittee on Strategic Forces debated the draft Fiscal Year 2020 National Defense Authorization Act.

It voted out, on party lines, language that prohibits deployment of a low-yield warhead on the Trident D5 submarine-launched ballistic missile.  That makes sense:  The rationale for the warhead is dubious, and the weapon likely would never be selected for use.

Read the rest at The Hill

 

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27 April 2019 marked the first anniversary of the historic Panmunjom summit between North Korean leader Kim Jong-un and South Korean leader Moon Jae-in.

The meeting jumpstarted the whirlwind of North Korea’s summit diplomacy and prompted a new wave of hope that diplomacy could be effective after years of confrontation and tensions.

But the anniversary was marked with mixed messages and dissonant attitudes — it was celebrated by the South Koreans alone. North Korea remained unresponsive to the South’s invitation to the anniversary ceremony, and North Korea’s Committee for the Peaceful Reunification of the Country openly demanded that the South explore ‘more active measures’ to improve inter-Korean ties. The inter-Korean rapprochement efforts borne out of Panmunjom are stranded by the stalemate on the nuclear track...

Read the full article on East Asia Forum

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North Korean leader Kim Jong Un (L) and South Korean President Moon Jae-in (R) pose for photographs
PANMUNJOM, SOUTH KOREA - APRIL 27: North Korean leader Kim Jong Un (L) and South Korean President Moon Jae-in (R) pose for photographs after signing the Panmunjom Declaration for Peace, Prosperity and Unification of the Korean Peninsula during the Inter-Korean Summit at the Peace House on April 27, 2018 in Panmunjom, South Korea. | Korea Summit Press Pool/Getty Images
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This article originally appeared in the American Ambassadors Review (Spring 2019).

For nearly five decades, Washington and Moscow have engaged in negotiations to manage their nuclear competition. Those negotiations produced a string of acronyms—SALT, INF, START—for arms control agreements that strengthened strategic stability, reduced bloated nuclear arsenals and had a positive impact on the broader bilateral relationship.

That is changing. The Intermediate-range Nuclear Forces (INF) Treaty is headed for demise. The New Strategic Arms Reduction Treaty (New START) has less than two years to run, and the administration of Donald Trump has yet to engage on Russian suggestions to extend it. Bilateral strategic stability talks have not been held in 18 months.

On its current path, the U.S.-Russia nuclear arms control regime likely will come to an end in 2021. That will make for a strategic relationship that is less stable, less secure and less predictable and will further complicate an already troubled bilateral relationship.

Fifty Years of Arms Control

Bilateral nuclear arms control talks between Washington and Moscow began in 1969 with the Strategic Arms Limitation Talks (SALT). They resulted from a growing understanding that negotiated limits on the superpowers’ nuclear arms competition served the interests of both. Over the next five decades, arms control treaties and unilateral force decisions led the sides to reduce their active arsenals to 4,000-4,500 nuclear weapons each—down from a U.S. peak of more than 30,000 in the 1960s and a Soviet/Russian peak that exceeded 40,000 in the 1970s.

Early treaties such as the 1972 Interim Offensive Agreement and the 1979 SALT II Treaty (which never entered into force but whose limits were observed into the mid-1980s) merely slowed the growth of nuclear arsenals. Later treaties had a more dramatic impact. The 1987 INF Treaty banned the entire class of U.S. and Soviet land-based missiles with ranges between 500 and 5,500 kilometers. The 1991 START Treaty required the sides to reduce their accountable strategic nuclear warheads by some 40 percent while cutting strategic missile launchers and bombers by about 30 percent.

Arms control agreements often had a beneficial impact on the broader relationship. SALT helped advance détente in the early 1970s; progress on INF and START spurred an improvement in the overall U.S.-Soviet relationship in the late 1980s; and the relatively quick conclusion of New START gave a positive impulse to the Obama administration’s reset with Russia, even though the reset proved short-lived.

Today, the U.S.-Russian relationship has hit its lowest point since the end of the Cold War. Arms control, or the looming collapse of arms control, rather than helping, may contribute to a further deterioration of relations.

The Demise of the INF Treaty

The INF Treaty is on a death course. Russia violated the treaty by developing and deploying the 9M729, a prohibited intermediate-range cruise missile. Neither the Obama nor the Trump administration employed an effective strategy to persuade Moscow to return to compliance.

On October 20, 2018, President Trump announced that the United States would terminate the treaty, surprising allies and administration officials alike. NATO subsequently backed the U.S. decision, though European officials privately grumbled about a fait accompli. In early February, U.S. officials stated that they had suspended U.S. treaty obligations and given Russia the required six months’ notice of the U.S. intention to withdraw from the agreement. Russia then suspended its treaty obligations.

The United States could not remain forever in a treaty that Russia has violated. However, the way the Trump administration handled its departure amounted to diplomatic malpractice. Washington will get blamed for the treaty’s end.

There was a smarter way. First, U.S. officials should have informed their European counterparts in early 2018 that the United States would have no choice in 12–24 months but to leave the treaty if Russia did not correct its violation and urge them to apply political heat on the Kremlin, including at the highest level. Russia’s intermediate-range missiles cannot reach the United States; they threaten Europe and Asia.

Second, the U.S. military should have deployed conventionally armed air- and sea-launched cruise missiles to the European region to show that the Russian violation would not go unchallenged.

Third, NATO should have begun a study of long-term countermeasures, with one option being deployment in Europe of a conventionally armed U.S. intermediate-range ballistic missile. While the Alliance likely could not have found consensus to adopt that option, discussing it would have reminded military leaders in Moscow how much they disliked the U.S. Pershing II, whose deployment in West Germany in the 1980s proved key to securing the INF Treaty.

Fourth, U.S. officials should have indicated to their Russian counterparts that, if they addressed U.S. concerns about the 9M729 violation, the United States would consider ways to address Russian concerns that the Aegis Ashore missile defense facility in Romania could launch offensive missiles.

Would such steps have brought Russia back into compliance? Perhaps not, but they certainly would have increased the odds. Even if they did not succeed, they would have positioned Washington far better with its allies and put it in a stronger position to lay blame for the treaty’s end where it belonged—on Russia.

In the actual event, the Trump administration hardly tried. In January, Russian officials offered to exhibit the 9M729 to U.S. experts. U.S. officials could have taken that proposal and insisted on procedures for a meaningful exhibition. Instead, they flat out turned it down.

Much of the problem on the American side may lie with National Security Advisor John Bolton. He generally disdains arms control agreements as constraining U.S. capabilities and options (which is true, but they also constrain Russian capabilities and options). He had previously called for U.S. withdrawal from the INF Treaty.

Exhibitions of the 9M729 and Aegis Ashore facility could have opened a path to resolve each side’s compliance concerns, but Moscow and Washington have not shown the needed political will. It looks like the treaty will meet its demise in August.

Questions about the Future of New START

In contrast to the INF Treaty, Russia has complied with the limits of the 2010 New START Treaty, which required reductions by each country to no more than 1,550 deployed strategic warheads and no more than 700 deployed strategic missiles and bombers by February 2018. The United States also met the limits, though Russian officials question the adequacy of measures the U.S. military took to remove some strategic systems from treaty accountability.

New START by its terms will expire in February 2021, though the treaty allows extension for up to five years. Russian officials have proposed discussion of extension. In 2017, Trump administration officials said they would first have to complete the new nuclear posture review and see whether Russia met the February 2018 limits. Both of those boxes were checked more than a year ago. U.S. officials now say they are studying the question and see no rush.

New START extension should be a no-brainer. First, it would extend to 2026 the limits on Russian strategic forces and provide a mechanism to address new nuclear systems that the Russian military has under development. Second, extension would not affect U.S. strategic modernization plans, which the Pentagon designed to fit within New START’s limits. Third, extension would continue the flow of information that the U.S. military and intelligence community receive about Russian strategic forces from data exchanges, notifications and on-site inspections. That information lets the U.S. military make smarter decisions about how to equip and operate U.S. strategic forces.

When asked about extension, however, Bolton has raised two alternatives: renegotiation of New START or a treaty modeled on the 2002 Strategic Offensive Reductions Treaty (SORT). Neither holds much promise.

Renegotiation would allow Washington to try to improve New START, perhaps with additional verification measures or expanded limits to capture nuclear weapons not now covered by the treaty. But Moscow would seek changes as well, starting with limits on missile defense and conventional strike systems, both of which are anathema to the Trump administration. Renegotiation would take a long time and have, at best, an uncertain prospect of success.

As for the SORT model, SORT limited just warheads (though with no verification measures); it did not constrain strategic missiles and bombers. While Moscow accepted such an agreement in 2002, Russian officials since 2008 have made clear that a strategic arms control agreement must limit missiles and bombers, as does New START.

Bolton opposed New START when the Senate discussed its ratification back in 2010. Neither Secretary of State Mike Pompeo nor Acting Secretary of Defense Patrick Shanahan seem to be advocates for the treaty. Although extension would be very much in the U.S. interest, the Trump administration appears inclined to let it expire.

No Strategic Stability Talks

U.S. and Russian officials in the past have held strategic stability talks to take a broad look at developments that affect their strategic relationship. Such talks are useful, particularly when new developments, such as those in the cyber and space domains, emerge and when Russian nuclear doctrine has provoked concern in Washington and led to changes in the U.S. nuclear posture. Even if strategic stability talks do not spin off specific negotiations, they provide a venue for the sides to exchange views and better understand the concerns of the other.

During the Trump administration, a one-day session of strategic stability talks took place in September 2017. As of March 2019, it has not agreed to a second meeting.

An Unsettling Future

For most of the five decades of U.S.-Soviet/Russian arms control negotiations, the American side took the lead. Moscow often struck a pose not of disinterest, but of less interest—likely for bargaining purposes. That is no longer the case. The Kremlin now faces a White House that attaches as little priority to reducing arms as it does—perhaps less. The U.S. President evinces no understanding of arms control, while his national security advisor apparently seeks to end it.

With the INF Treaty all but dead, New START’s fate uncertain after 2021 and no sign of new initiatives on either side, arms control as practiced for some 50 years may be coming to an end or, at a minimum, to a pause. That occurs at a time when Russia and the United States have significant nuclear modernization programs underway. While the bulk of those programs aim primarily to replace old weapons with new ones, the sides are also developing nuclear capabilities that neither previously had in its arsenal. Economic constraints may limit an all-out arms race, but the strategic nuclear relationship seems headed for uncharted territory.

The end of the U.S.-Russian nuclear arms control regime would have wider impacts. If the two nuclear superpowers no longer are reducing—and no longer limiting—their nuclear arms, what credibility will they have to insist that other countries, such as North Korea, forgo nuclear weapons or that third countries sanction proliferating states? Will China decide to adjust its nuclear posture and move from its current modest stockpile of under 300 weapons toward a larger and more diverse arsenal?

The current course will lead to a less stable and secure world. The United States and Russia will be less able to predict future developments on the other side and thus will have to make expensive worst-case assumptions. It will make for a more complex and dangerous relationship. Perhaps then they will recall the lessons of the 1960s and 1980s that arms control, however imperfect, can offer a useful tool for managing great power competition.

 

 

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