On January 18, 2019, Stanford Global Studies and the Stanford Program on International and Cross-Cultural Education (SPICE) hosted a book talk by Professor Michael McFaul. McFaul served for five years in the Obama administration, first as Special Assistant to the President and Senior Director for Russian and Eurasian Affairs at the National Security Council (2009–2012), and then as U.S. Ambassador to the Russian Federation (2012–2014). He is also one of several contributing scholars to Inside the Kremlin, SPICE’s lesson plan on Soviet and Russian history. McFaul’s talk was given to approximately 30 community college and secondary school educators from the San Francisco Bay Area. Three of the educators—Nancy Willet, Phillip Tran, Don Uy-Barreta—are 2018–19 Stanford Education Partnership for Internationalizing Curriculum (EPIC) Fellows, and this article highlights their reflections.

Ambassador McFaul has described From Cold War to Hot Peace as “three books in one.” First, it is a book that explains the arc of U.S.–Russia relations since the end of the Cold War. Second, it a book that describes the “reset” in U.S.–Russia relations and its aftermath during the Obama presidency. Third, it is a book about McFaul’s life that describes how his involvement with the debate team at Bozeman High School, Montana, sparked his interest in Russia and led to his subsequent study of Russia at Stanford University, Oxford University, and in Russia itself. During his talk, he touched upon all three.

McFaul’s reflections not only provided the educators with important content on U.S.–Russia relations and insights from his youth to his ambassadorship, but also prompted the educators to consider effective teaching and pedagogical strategies. McFaul’s use of storytelling, presentation of multiple perspectives, emphasis on interdisciplinarity, and sharing of first-hand accounts gave the educators a glimpse into McFaul not only as an academic and diplomat but as a teacher.

EPIC Fellow Nancy Willet, Co-chair of the Business & Information Systems Department, College of Marin, noted, “I was most impressed with Ambassador McFaul’s engaging storytelling. His first-hand insights of his time spent studying and working in Russia challenged some of my misguided assumptions and helped expand my understanding of the complexities of U.S.–Russia relations. I grew up during the Cold War and the Ambassador disrupted some of my deep-rooted misconceptions about the former Soviet Union and further opened my mind for a more nuanced understanding.” In a follow-up communication, Willet said that she is devouring From Cold War to Hot Peace and plans to share McFaul’s scholarly insights with her law students—particularly when discussing democracy and rule of law—here and abroad.

EPIC Fellow Philip Tran, Instructor of Business, San Jose City College, remarked that “Ambassador McFaul’s talk reinforced the complicated notion of human relations and the importance of an interdisciplinary study of it—including political science, business, economics, etc. Interdisciplinarity is a key to grasping a better understanding of human relations.” He continued by noting that the biggest take-away from McFaul’s talk was that it cautioned him as a teacher to “refrain from the natural ‘knee-jerk’ reactions and to seek a deeper understanding of the situation from all sides…. Even though Ambassador McFaul is a subject matter expert on U.S.–Russian relations, he displayed humility and acceptance of ambiguity in his responses to some of the toughest questions regarding the U.S. relationship with Russia and Vladimir Putin.”

EPIC Fellow Don Uy-Barreta, Instructor of Economics, De Anza College, reflected upon the significance of sharing first-hand experiences with students. He noted that “Reading about Ambassador McFaul’s experience is very informative, but being able to ask questions and hearing it from the source is a whole different level of experience. As he was telling us about his days in Russia, it felt like I was right next to him, and it gave me goosebumps.” Uy-Barreta found inspiration in McFaul’s talk as he prepares for his presentation on global economics at the EPIC Symposium on May 18, 2019 during which the 2018–19 EPIC Fellows will present their research at Stanford.

McFaul has given numerous talks on From Cold War to Hot Peace but this was the first geared to an audience of educators. As I observed his talk, I was primarily attentive to the pedagogical strategies that he utilized to engage the educators. For me, his effective teaching made the history and insights in From Cold War to Hot Peace come alive and feel more like “four books in one.”

This book talk was made possible by a U.S. Department of Education Title VI grant that provides professional development opportunities for K–12 teachers and community college instructors. Among these opportunities is EPIC, a program that provides one-year fellowships to community college instructors. Title VI grant collaborators include Stanford Global Studies (SGS), SPICE, Lacuna Stories, and the Stanford Graduate School of Education’s Center to Support Excellence in Teaching. SGS’s Denise Geraci and SPICE’s Jonas Edman organized and facilitated the talk by Ambassador McFaul.

SPICE also offers professional development opportunities for middle school teachers and high school teachers. To stay informed of SPICE news, join our email list or follow us on Facebook and Twitter.

Following the abrupt ending of the highly anticipated second bilateral summit between President Donald Trump and North Korean leader Kim Jong-un in Hanoi, APARC and CISAC scholars evaluate the result of the summit, its implications for regional relations in Northeast Asia, and the opportunities moving forward towards the goal of denuclearization of the Korean peninsula.

This Q&A with Noa Ronkin features Andray Abrahamian, the 2018-19 Koret Fellow in Korean Studies at APARC, whose work with the nonprofit Choson Exchange has taken him to the DPRK nearly 30 times; Siegfried S. Hecker, top nuclear security expert, former Director of the Los Alamos National Laboratory, Research Professor of Management Science and Engineering, Emeritus, and Senior Fellow at CISAC/FSI, Emeritus; and Gi-Wook Shin, Professor of Sociology, William J. Perry Professor of Contemporary Korea, Director of APARC, and founding Director of the Korea Program.

President Trump caught the world by surprise once again yesterday with a decision not to sign a deal with his North Korean counterpart, Chairman Kim Jong-un, in Hanoi, Vietnam. While walking away is a common tactic in working-level negotiation, what happened in Hanoi was a rare case and the least expected outcome.

Read the full article on Axios.

Trump and Kim share a common desire for development.

At first glance U.S. President Donald Trump and North Korean leader Kim Jong Un seem like an unlikely pair. A few years back they were calling each other “Rocket Man” and a “dotard,” and tension between the United States and North Korea was escalating rapidly in 2017. But in a few days they are slated to meet for the second time, and according to Trump they had “fallen in love” not long after their first encounter. What could have created such intimate bond between the two? The common interest that brings the two together is the desire for development — economic development in the case of Kim and property development in the case of Trump.

Read the full article on The Diplomat.

This piece originally appeared at Brookings.

The Trump administration has finished off the 1987 Intermediate-range Nuclear Forces (INF) Treaty, a treaty mortally wounded by Russia’s deployment of a banned intermediate-range missile. That leaves the 2010 New Strategic Arms Reduction Treaty (New START) as the sole agreement limiting U.S. and Russian nuclear forces.

New START has less than two years to run. At the February 15-16 Munich Security Conference, a senior Russian official reiterated Moscow’s readiness to extend the treaty. The administration, however, continues its odd reluctance to take up that offer. House Democrats should use their power of the purse on the issue.

WHY EXTENSION MAKES SENSE

Signed in 2010, New START limits the United States and Russia each to no more than 700 strategic ballistic missiles and bombers, and no more than 1,550 deployed strategic warheads. Those limits took full effect in February 2018. Both sides have complied, although technical questions have arisen. Russian officials question the way in which the U.S. military converted some launchers so that they would not count.

By its terms, New START runs until February 5, 2021. It can be extended for up to five years by simple agreement between the U.S. and Russian presidents.

When asked about extension in 2017, administration officials said they would wait to complete the nuclear posture review and to see if the Russians met the New START limits. Both of those boxes were checked more than a year ago. Administration officials now say they are studying extension but see no need to rush.

New START extension is in the U.S. interest.

First, extension would constrain Russian strategic nuclear forces until 2026. It makes little sense to let the treaty lapse in 2021, when Russia has hot production lines churning out new missiles, submarines, and bombers.

Second, New START extension would not impact U.S. strategic modernization plans. They are sized to fit within New START’s limits. Moreover, the United States will not start producing significant numbers of replacement missiles, submarines, and bombers until the second half of the 2020s.

Third, extension would continue the flow of information that the sides share with each other about their strategic forces. That comes from data exchanges, notifications, on-site inspections and other verification measures, all of which end if New START lapses. Making up for that loss of information would require a costly investment in new national technical means such as reconnaissance satellites.

WHY WE SHOULD WORRY

Extension should be a no-brainer. However, in a White House that operates on its own facts and at times with an indecipherable logic, extension is not a given.

President Trump does not seem to understand much about nuclear arms control. During his first telephone conversation with President Putin, Trump reportedly dismissed New START as a bad deal done by his predecessor. He has taken delight in undoing the accomplishments of President Obama (witness the Iran nuclear accord).

National Security Advisor Bolton shows disdain for arms control and has criticized New START. One of its faults, according to Mr. Bolton: It provides for equal limits on the United States and Russia. He felt the treaty should allow the U.S. military to have more. (U.S. diplomats would have had an interesting time trying to negotiate that.) Asked about New START extension, Mr. Bolton notes two alternatives: renegotiation and a new treaty modeled on the 2002 Strategic Offensive Reductions Treaty (SORT).

Renegotiation would allow U.S. officials to try to improve New START, perhaps with more intrusive verification measures, or even broadening the agreement to cover non-strategic nuclear weapons. Moscow, however, would seek changes as well, such as constraints on missile defenses—anathema to Washington.

Renegotiation would prove difficult, take considerable time, and have at best uncertain prospects for success. A wiser course would extend New START and then seek a renegotiation or a new follow-on treaty.

As for SORT, negotiated by Mr. Bolton, it limited deployed warheads only. Mr. Putin accepted that in 2002, but Russian officials have long since made clear that limits should apply to warheads and delivery vehicles, as they do in New START.

SORT, moreover, was “sort of” arms control. Lacking agreed definitions, counting rules or monitoring measures, it was unverifiable. In doing their own counts on the honor system, the U.S. and Russian militaries may not have even counted the same things.

Neither Secretary of State Pompeo nor Acting Secretary of Defense Patrick Shanahan has shown interest in championing New START. The uniformed military leadership argued the treaty’s value in the past, but Chairman of the Joint Chiefs Joseph Dunford recently has hedged.

While ratification of a treaty requires consent from two-thirds of the Senate, the president alone can decide to leave a treaty. The Trump administration did not consult with either Congress or allies on withdrawal before Trump announced his intention to pull out of the treaty last October.

HOUSE DEMOCRATS TO THE RESCUE?

While the Trump administration shows little interest in arms control, it does want funding to modernize U.S. strategic forces. Democrats should recognize that and force the White House’s hand.

The U.S. strategic triad is aging. Ballistic missile submarines are the leg of the triad most in need of urgent replacement. They should be funded. Replacing intercontinental ballistic missiles (ICBMs) or building the B-21 bomber, however, are less urgent needs. As they work on the appropriations for the 2020 defense budget, House Democrats should make clear to the White House and the Pentagon that money for ICBM modernization or the B-21 would need to be paired with extension of New START. That will get attention.

Retaining a strategic triad makes sense (though the need for 400 deployed ICBMs is debatable). Retaining New START makes sense as well. House Democrats should simply insist on a trade.

In May 2018, Stanford Center for International Security and Cooperation (CISAC) scholars Siegfried Hecker, Robert Carlin, and Elliot Serbin released an in-depth report analyzing the nuclear history of North Korea between 1992 and 2017 alongside a historical research-based “roadmap” for denuclearization.

Since then, tensions between North Korea and South Korea have thawed. United States President Trump met with Kim Jong-un in Singapore in June, and another U.S.-North Korea summit is planned for later this month.

Today, the CISAC researchers release a 2018 update to their report, chronicling and analyzing historic developments in North Korea over the past year. In this Q&A with Katy Gabel Chui, CISAC Senior Fellow and former Director of the Los Alamos National Laboratory Siegfried Hecker shares what the team learned:

Your research demonstrates that South Korean, North Korean, and U.S. efforts in 2018 were able to lower tensions and the threat of war on the Korean Peninsula. How? What actions were most effective toward this end?

At the end of 2017, the Moon Jae-in administration in South Korea made secret overtures to the Kim Jong-un regime. Kim Jong-un responded positively in his 2018 New Year Speech, proposing to send North Korean athletes to the South as part of a joint delegation for the 2018 Winter Olympics in Seoul.  He also initiated serious diplomatic overtures to Washington. These efforts led to the North/South Summit in April and the historic Singapore Summit in June.

Yet, in spite of these positive initiatives, you did not rate U.S. and North Korean diplomacy at your highest level, why is that?

We stopped one level short for both (a G2 instead of a G3) because progress in talks that followed the summit quickly hit a wall when the US side called for the North to produce a full declaration of its nuclear weapons program, to which Pyongyang responded angrily. The rest of the year was up and down. Nevertheless, the Singapore Summit took the critical step away from the brink of war. The North and South also continued to make remarkable progress toward reconciliation with two more presidential summits.

Most of the focus in the U.S. has been on an apparent failure of North Korea to denuclearize. But you note in your research that the Singapore summit pledged normalization and denuclearization. Why has progress stalled?

First, denuclearization is a poorly defined concept. We should focus on the elimination of the North’s nuclear weapons, the means of production and means of delivery. Second, Washington has so far not taken steps toward normalization. It has insisted on maintaining maximum pressure and sanctions, which Pyongyang considers incompatible with normalization.

Nevertheless, you claim that the threat posed by North Korea was substantially reduced. What about the North’s nuclear capabilities – were these reduced in 2018?

The diplomatic initiatives have greatly reduced the threat. Our study, which looks at the details of how the capabilities have changed in 2018, concludes that the rapid escalation of overall capabilities in 2017 and prior years was halted and in some cases rolled back.

But your research also shows North Korea continued to operate its nuclear weapons complex in 2018, and that it is still producing plutonium and highly enriched uranium.

We are not surprised that North Korea has not halted its fissile materials production in absence of formal negotiations. Our analysis of open-source satellite imagery of the Yongbyon complex led us to estimate they may have added sufficient plutonium and highly enriched uranium for an additional 5 to 7 nuclear weapons on top of our 2017 estimate of approximately 30 weapons.

There have also been reports that it has continued to maintain, produce, and deploy its land-based ballistic missiles. These activities don’t look like the North is denuclearizing.

In our study, we look at the three requisites for a nuclear arsenal – fissile materials, weaponization (that is design, build, and test), and delivery. The North did continue to produce fissile materials. But it took the remarkable step to end nuclear testing and long-range missile testing at a time during which North Korea had been rapidly increasing the sophistication of its nuclear weapons and missiles and their destructive power and reach. Therefore, we conclude that the North not only halted that rapid advance but also rolled back the threat we judged the North’s nuclear and missile programs to pose in 2017.

It sounds like there is a long way to go to denuclearize. In May of last year, you released a framework for denuclearization of North Korea based around a “halt, roll back and eliminate” process. Where does North Korea stand, if anywhere, in that process today?

Our color charts track the progress. Contrary to what we have heard in the media, North Korea has actually halted and rolled back some nuclear activities, with the most important being the end of nuclear and missile testing, which in turn, has significant consequences. In fact, in 2018 it did not flight test missiles of any range. However, the road to final elimination will be long and difficult, especially because of the serious trust deficit between Washington and Pyongyang. We suggested a 10-year time frame last year.

Haven’t you also suggested a way to speed up that process?

Yes, we propose that North Korea, South Korea, and the U.S. explore cooperative efforts to demilitarize North Korea’s nuclear and missile programs and convert them to civilian nuclear and space programs. Such cooperation has the potential of accelerating the elimination of nuclear weapons and nuclear weapons program. It will, in the long term, also greatly improve the prospects of adequate verification.

How do you get North Korea to go along with any of these ideas?

That’s the job of our negotiators. When Special Representative Stephen Biegun was here at Stanford recently, he showed a lot of flexibility to have the U.S. phase denuclearization with normalization. I think that’s what it will take. But a lot of hard work lies ahead.

Full Report: A Comprehensive History of North Korea's Nuclear Program: 2018 Update

Today, January 14, marks the 25^th anniversary of the Trilateral Statement.  Signed in Moscow by President Bill Clinton, Russian President Boris Yeltsin and Ukrainian President Leonid Kravchuk, the statement set out the terms under which Ukraine agreed to eliminate the large arsenal of former Soviet strategic nuclear weapons that remained on its territory following the collapse of the Soviet Union.

Among other things, the Trilateral Statement specified the security assurances that the United States, Russia and Britain would provide to Ukraine eleven months later in the Budapest Memorandum on Security Assurances.  Unfortunately, Russia grossly violated those assurances in 2014 when it used military force against Ukraine.

Soon after regaining independence, Ukraine’s leadership indicated its intention to be a non-nuclear weapons state.  Indeed, the July 16, 1990 declaration of state sovereignty adopted by the Rada (parliament) adopted that goal.  Kyiv had questions, however, about the terms of the elimination of the strategic weapons.

First, eliminating the intercontinental ballistic missiles (ICBMs), bombers, ICBM silos and nuclear infrastructure would cost money.  Ukraine’s economic future in the early 1990s was uncertain (the economy ended up declining for most of the decade).  Who would pay for the expensive elimination process?

Second, the strategic nuclear warheads had economic value as they contained highly enriched uranium.  That could be blended down into low enriched uranium to fabricate fuel rods to power nuclear reactors.  If Ukraine shipped warheads to Russia for dismantlement, how would it be compensated for the value of the highly enriched uranium they contained?

Third, nuclear weapons were seen to confer security benefits.  What security guarantees or assurances would Kyiv receive as it gave up the nuclear arms on its territory?

These questions were reasonable, and Kyiv deserved good answers.  In 1992 and the first half of 1993, Ukrainian and Russian officials met in bilateral channels to discuss them, along with other issues such as a schedule for moving warheads to Russia.  In parallel, U.S. officials discussed similar issues with their Ukrainian and Russian counterparts.

However, in September 1993, a Ukrainian-Russian agreement dealing with the nuclear issues fell apart.  Washington decided to become more directly involved out of fear that a resolution might otherwise not prove possible, giving birth to the “trilateral process.”  Discussions over the course of the autumn led U.S. negotiators in mid-December to believe that the pieces of a solution were ready.

In a negotiation in Washington in early January 1994, U.S. Ambassador-at-large Strobe Talbott, Ukrainian Deputy Prime Minister Valeriy Shmarov and Deputy Foreign Minister Borys Tarasyuk, and Russian Deputy Foreign Minister Georgiy Mamedov and their teams finalized answers to Kyiv’s three questions, and wrote them into what became the Trilateral Statement and an accompanying annex.

The United States agreed to provide Nunn-Lugar Cooperative Threat Reduction funds to finance the elimination of the strategic delivery systems and infrastructure in Ukraine.  Specifically, $175 million would be made available as a start.

The three sides agreed that Russia would compensate Ukraine for the value of the highly enriched uranium in the nuclear warheads transferred to Russia for elimination by providing Ukraine fuel rods containing an equivalent amount of low enriched uranium for its nuclear reactors.  In the first ten months, Ukraine would transfer at least 200 warheads, and Russia would provide fuel rods containing 100 tons of low enriched uranium.

The sides laid out in the Trilateral Statement the specific language of the security assurances that Ukraine would receive once it had acceded to the Non-Proliferation Treaty as a non-nuclear weapons state.  Although Kyiv had sought security guarantees, Washington was not prepared to extend what would have been a military commitment similar to what NATO allies have; the assurances were the best that was on offer.

Two issues—the date for transfer of the last nuclear warheads out of Ukraine and compensation for the highly enriched uranium that had been in tactical nuclear warheads removed from Ukraine to Russia by May 1992—nearly derailed the Trilateral Statement.  The sides, however, agreed to address those in private letters.

Presidents Clinton, Yeltsin and Kravchuk met briefly in Moscow on January 14, 1994 and signed the Trilateral Statement.  That set in motion the transfer of nuclear warheads to Russia, accompanied by parallel shipments of fuel rods to Ukraine.  The deactivation and dismantlement of missiles, bombers and missile silos in Ukraine began in earnest with Cooperative Threat Reduction funding.

In December 1994, Ukraine acceded to the Non-Proliferation Treaty and received security assurances from the United States, Russia and Britain in the Budapest Memorandum.  France and China subsequently provided Kyiv similar assurances.

Ukraine fully met its commitments under the Trilateral Statement.  The last nuclear warheads were transferred out of Ukraine in May 1996.

The other signatories met their commitments—with one glaring exception.  In 2014, Russia used military force to illegally seize Crimea, in violation of its Budapest Memorandum commitments “to respect the independence and sovereignty and the existing borders of Ukraine,” and “to refrain from the threat or use of force” against Ukraine.  Russian security and military forces then instigated a conflict in the Donbas region in eastern Ukraine, a conflict that has claimed more than 10,000 lives and continues to simmer.

At the time, the Trilateral Statement was seen as a major achievement in Washington, as it eliminated hundreds of ICBMs and bombers and nearly 2,000 strategic nuclear warheads that had been designed and built to strike the United States.  Not surprisingly, in light of Russia’s aggression, many in Ukraine now question the value of the Trilateral Statement and Budapest Memorandum.  They argue that, had Ukraine held on to at least some nuclear weapons, Russia would never have dared move on Crimea and Donbas.

That argument is understandable and perhaps correct (although alternative histories are not always easy to envisage).  However, had Ukraine tried to keep nuclear weapons, it would have faced political and economic costs, including:

·      Kyiv would have had limited relations, at best, with the United States and European countries (witness the virtual pariah status that a nuclear North Korea suffers).  In particular, there would have been no strategic relationship with the United States.

·      NATO would not have concluded a distinctive partnership relationship with Ukraine, and the European Union would not have signed a partnership and cooperation agreement, to say nothing of an association agreement.

·      Kyiv would have received little in the way of reform, technical or financial assistance from the United States and European Union.

·      Western executive directors would have blocked low interest credits to Ukraine from the IMF, World Bank and European Bank of Reconstruction and Development.

To be sure, one can debate the value of these benefits.  But those who now assert that Ukraine should have kept nuclear arms should recognize that keeping them would have come at a steep price.  Moreover, in any confrontation or crisis with Russia, Ukraine would have found itself alone.

This article originally appeared at Brookings.

On December 21, the United Nations General Assembly voted down a Russian-proposed resolution calling for support for the INF Treaty. That Moscow gambit failed, in large part because Russia is violating the treaty by deploying prohibited missiles.

This bit of diplomatic show came one week after Russian officials said they would like to discuss INF Treaty compliance concerns. That could be—not is, but could be—significant. Washington should test whether those suggestions represent just more Kremlin posturing or a serious effort to save the treaty.

THE INF TREATY

Ronald Reagan and Mikhail Gorbachev signed the INF Treaty in 1987. It resulted in the elimination of some 2,700 U.S. and Soviet missiles. The treaty continues to ban the United States and Russia from having ground-launched missiles of intermediate range (500-5,500 kilometers) as well as from having launchers for such missiles.

In 2014, the U.S. government publicly charged that Russia had violated the treaty by developing and testing a ground-launched intermediate-range cruise missile. In early 2017, U.S. officials said the Russian military had begun deploying it.

From 2013 to late 2017, Russian officials claimed that they did not know what missile Washington had in mind. After a U.S. official revealed that the Russian designator for the offending missile was 9M729, Russian officials conceded that the 9M729 ground-launched cruise missile existed but asserted that its range did not exceed 500 kilometers.

On December 4, NATO foreign ministers stated that the development and deployment of the 9M729 constituted a material breach of the INF Treaty. Secretary of State Pompeo the same day said that, if Russia did not return to compliance within 60 days, the United States would suspend its obligations under the treaty, meaning that it would face no treaty bar to testing and deploying its own intermediate-range missile. U.S. suspension of its obligations would relieve Russia of the requirement to observe its obligations.

The treaty seemed fixed on a path for demise.

SIGNS OF POSSIBLE LIFE?

Then, on December 14, Reuters reported that a Russian foreign ministry official had said Moscow envisaged the possibility of mutual inspections to resolve the sides’ compliance concerns. The next day, the Associated Press and TASS said Defense Minister Shoygu had sent Secretary of Defense Mattis a message proposing “open and specific” talks on compliance issues.

As with the failed U.N. resolution, these statements could just represent posturing. Indeed, given the lack of serious engagement for nearly five years, it likely is part of Moscow’s effort to ensure that blame for the INF Treaty’s end falls on Washington.

There is, however, a small chance that the Russians seek a settlement. U.S. officials should explore this, if for no other reason than that a failure to do so would increase the prospects that Washington bears the responsibility for the agreement’s collapse in the eyes of publics and allies.

The big question: Are the Russians willing to exhibit the 9M729 and provide a technical briefing to American experts on why the missile’s range does not exceed 500 kilometers? That invariably would entail questions about the capacity of the missile’s fuel tanks and power of its engine. U.S. experts might also ask why, if the 9M729 can fly no further than 500 kilometers, Russia built the missile when it already deploys the modern 9M728, a ground-launched cruise missile whose range is also less than 500 kilometers.

Working out the details for this kind of exhibit and briefing would require some patience and delicacy. It would require agreeing to procedures not specified in the INF Treaty. It would also require steps to ensure that U.S. experts had the opportunity to view a 9M729, not something else. But the State Department, Defense Department, and intelligence community have bright people who could figure out how to make this work.

Of course, if the 9M729’s range exceeds 500 kilometers, the treaty requires its elimination. Senior American officials, however, have allowed for the possibility that Russia might satisfy U.S. concerns by modifying the missile so that it could not fly to intermediate ranges.

WOULD HAVE TO BE MUTUAL

Russian readiness to conduct the exhibit poses one test. A second test is for the American side. While denying that they have violated the INF Treaty, Russian officials charge that the United States has committed three violations. Two of the charges lack any real foundation, and Russians themselves seem to be setting them aside.

They continue, however, to press a third charge. The Russians assert that the Mk-41 launcher used by the Aegis Ashore missile defense facility in Romania can hold and launch offensive cruise missiles of intermediate range in addition to the Mk-41’s stated purpose of containing and launching SM-3 missile interceptors.

U.S. officials respond that the Mk-41 launcher used in Romania (and soon to be deployed at an Aegis Ashore site in Poland) has not been tested with a ground-launched missile. They argue that it thus is not a prohibited intermediate-range missile launcher.

Technically, U.S. officials may be correct. Moreover, nothing suggests that the Aegis Ashore facility hosts anything but SM-3 missile interceptors.

However, the Mk-41 launcher is standard on U.S. Navy warships. On board warships, the Mk-41 holds a variety of weapons in addition to SM-3 interceptors, including the BGM-109C Tomahawk land-attack cruise missile. The Tomahawk has a range of about 1,500 kilometers. Other than that it is launched from the sea rather than land, it shares many similarities with the BGM-109G ground-launched cruise missiles eliminated under the INF Treaty.

Were the Russians instead of the Americans using something like the Mk-41 launcher on land, the U.S. side might well have questions about its compliance with the treaty.

Speaking in mid December, a Russian foreign ministry official ruled out a unilateral demonstration of the 9M729 but seemed to leave open the possibility for mutual measures. If Russian officials were prepared to allow an exhibit and provide a technical briefing on the 9M729, U.S. officials should be prepared to demonstrate the Mk-41 launcher in Romania to Russian experts and explain why it cannot hold cruise missiles. If it can do so, there should be ways to address Moscow’s concerns, either by modifying the shore-based Mk-41 or allowing periodic visits by Russian experts to show that the launchers contain SM-3 missile interceptors only.

Again, working out the details for such a demonstration would take some time, but the sides have experts with the expertise to do so.

AN OPPORTUNITY?

Some may object that this kind of proposal equates Russia’s material breach of the INF Treaty with a question of technical compliance on the American side. Perhaps, but U.S. officials—and European officials, since the treaty affects their security—should ask whether offering to address Russian questions about the Aegis Ashore’s Mk-41 launcher is worth the chance to resolve the 9M729 issue and preserve the INF Treaty.

At worst, if Russia is merely posturing, U.S. officials will be able to cite their effort and finger Moscow’s lack of seriousness. At best, they could preserve a treaty that has made a substantial contribution to U.S., European, and global security.

Washington should take up Moscow’s offer for dialogue. It can do so while allowing the 60-day clock to run, though it might consider allowing more time if technical talks get underway and make progress.

The INF Treaty may still have a glimmer of hope, but someone still needs to act to save it.

A version of this article appeared in China Newsweek (Chinese). Questions from Li Jing of China Newsweek in conversation with Siegfried Hecker (Interview from October 2018).

Recently, the leaders of the two Koreas met again, and they signed a joint declaration which they said would bring peace to the Peninsula. How do you like the meeting and the declaration? Do you think it helpful to the denuclearizing? If so, how will it help?

The meeting was very positive. It helped to bring the two Koreas closer together and moved them in the direction of bringing peace to the Peninsula. The declaration was also positive, but somewhat vague. It offered the promise of denuclearization, but the difficult work remains to be done. The agreement on military cooperation is a big step in helping to reduce tensions between the two Koreas.

According to your assessment, what kind of nuclear capability does the North Korea have? Is it a de facto nuclear power?

There are many uncertainties about North Korea’s nuclear capabilities. However, based on what we know about its nuclear complex and the six nuclear tests it conducted, North Korea may have sufficient nuclear material, that is, plutonium and highly enriched uranium, for approximately 20 to 60 nuclear weapons, with 30 being the most likely number.

North Korea has a wide array of missile capabilities. It is quite likely that North Korea has miniaturized nuclear warheads to fit on the short-range SCUD missiles and medium-range Nodong missiles and therefore may be able to reach all of South Korea and most of Japan. North Korea has demonstrated that it can launch ICBM’s (Intercontinental Ballistic Missiles), but it has done so only on high flight trajectories rather than normal trajectories. That means it must do more missile tests before it has a reliable ICBM. It has also not demonstrated that it can make a nuclear warhead sufficiently small, light, and robust to survive an ICBM flight.

I do not consider North Korea to be a nuclear weapon state, but it is a state with nuclear weapons, which does make it a de facto nuclear power.

Do you think the North Korea positive measures, including dismantling the Punggye-ri site, bears any substantial significance in terms of denuclearization? Were these measures reversible?

Stopping nuclear testing and ICBM testing were important positive steps. Closing the Punggye-ri nuclear testing tunnels was also an important step. Yes, these can be reversed, but a resumption of nuclear testing will now require much time and will be easily visible.

Since this year, the situation of the Peninsula issue has been improving very fast. Did you feel surprised by such a turn of the Peninsula situation?

The Year 2017 was very dangerous because of the technical advances that North Korea made with its nuclear programs, namely the big nuclear test in September and the ICBM missile tests. In addition, the political rhetoric was extremely dangerous. However, many positive things happened in 2018. The most important is that politically, we stepped away from the precipice of war, and that is good news, and somewhat unexpected.

It is reported that a second summit between the US and the DPRK may take place. If it is true, what fruit do you think the summit can yield? Do you think the first summit between President Trump and Kim Jung-un has opened the door to the denuclearization?

Yes, the Singapore Summit definitely opened the door to a resolution of the North Korean nuclear crisis and the possibility of the denuclearization of the Peninsula. The summit was made possible by President Moon Jae-in and Chairman Kim Jong-un taking important steps toward reconciliation. And, President Trump welcomed the opening and met with Chairman Kim. The Singapore declaration was very basic focusing on the overall objective of normalization and denuclearization. It left the difficult work for the future. A second summit should now agree on specific steps toward denuclearization and normalization.

The US insists on no relief of sanctions before complete denuclearization, but the DPRK seems expecting a step-to-step model. The positions of the two sides are very far apart. Do you think the two sides can find some space to make compromise in order to press ahead with the denuclearization?

I believe a step-by-step approach will be necessary, but on the North Korean side the steps will have to significantly reduce the risks its nuclear program poses. On the American side, the steps will have to make progress on normalization. These kind of steps for each side should be on the agenda for the second summit.

It has been reported that after the Singapore summit, the US has asked the DPRK to provide a list of its nuclear capabilities, which was rejected and regarded as confrontational by the DPRK. How much knowledge do the outside world have about the DPRK nuclear capability? Will a list mean a total surrender to the US?

From my perspective, what is more important is to first take concrete steps to reduce the nuclear risks. Two such steps, namely, no nuclear testing and no ICBM missile tests have already been taken by the DPRK. Next in importance is to stop plutonium production. That means to dismantle the 5 MW-electric reactor in Yongbyon and not start the Experimental Light Water Reactor under construction.

It may be appropriate to ask North Korea for a list of the Yongbyon facilities early in the negotiation process, but I believe a full declaration is not yet possible. The level of trust required for such a declaration does not yet exist. Eventually, North Korea will, of course, have to provide full declaration and agree to a strict verification regime.

Do you think the six party talks will still be significant after the DPRK and the US are holding bilateral talks?

It is not clear to me whether or not the six-party talks will be useful. However, it is very important that the other parties, namely, China, Russia and Japan, each play a supportive role in the denuclearization and normalization process. Those roles and that of the UN Security Council are yet to be defined.

You have predicted in a report that the DPRK will not abandon its nuclear capability at least in the coming 15 years. What are the major hindrances to a complete denuclearization of the DPRK? Is there any possibility for the related parties to persuade and press the country to start the denuclearization in the near future?

My Stanford University colleagues, Robert Carlin and Elliot Serbin, and I have published a comprehensive history of the North Korean nuclear program. Based on that history we developed a 10-year roadmap for denuclearization, rather than the 15 years quoted in the news media. Actually, it is better to call this a “framework,” because the real roadmap will have to be determined through negotiations.

It recommends three phases toward denuclearization. The first is to “halt” – that is, don’t make it worse. Second, take specific steps to “roll back”, reduce the threat - so no nuclear testing, no missile testing, no more plutonium. The uranium facilities will also have to be addressed, but that will take more time because only the Yongbyon centrifuge facility is known. North Korea has more centrifuge facilities that will eventually have to be addressed. The third phase is to “eliminate” all weapons and facilities that support the nuclear weapon program. Those facilities that would support only a civilian program will have to be addressed during negotiations. Our framework indicated that the first phase could take up to one year, the second would take possibly four more, and the third would be completed by the tenth year.

This process could be accelerated if sufficient trust can be developed between the DPRK and the United States. One possible way to build trust and speed up the process is to have the US and South Korea tell Chairman Kim that they are willing to help him convert his military nuclear and missile programs to civilian nuclear and space programs. Having American and South Korean technical specialists working side-by-side with DPRK specialists at their nuclear and space facilities would provide the best approach to verification of denuclearization.

And, let me also say, there is a potential role here for China as well as for Russia. China can help the DPRK with nuclear reactors for electricity and Russia could provide launch services for DPRK satellites.

Based on the current advancement of the DPRK’s denuclearization and the possibility of a fruitful second Trump-Kim summit, do you think the DPRK’s process of denuclearization goes in a way as reflected by the three-phase approach in the ten-year roadmap put forward by you? Which one of the three phases is the most important and which one is the most difficult?

So far, North Korea has begun the first phase of our ten-year roadmap, namely to begin to halt nuclear development. Pyongyang has stopped nuclear testing and stopped long-range missile testing and has promised to dismantle facilities at the Dongchang-ri Satellite Launching Station. The next important step is to stop reactor operations so as not to produce more plutonium. The Trump administration is pressing for a declaration of North Korea’s nuclear inventory as the next step in the process. While a declaration at some point would be consistent with the three-phrase approach, right now it would not be as valuable as halting operations at Yongbyon and may in fact be counterproductive. I hope that the next Trump-Kim summit will start the second phase, that is to seriously roll back the nuclear and missile programs. The most difficult step will be the last one – that is, to eliminate all military nuclear and missile programs. That will require the development of trust between the two parties and help from the other parties such as South Korea, China and Russia.

When the DPRK allegedly dismantled the Punggye Ri nuclear test site, there was no international technical personnel present on the spot to witness. Based only on media reports, do you think it is possible to confirm the site has been substantially dismantled?

During the 7 October Kim-Pompeo meeting, Chairman Kim apparently agreed to allow international inspectors to the test site. This is a very important step to build confidence that North Korea is taking serious actions to halt their nuclear program. The inspectors should be able to assess how complete the destruction of the tunnels is and what would be required to re-activate them. For North Korea to give up nuclear testing is one of the most important steps in denuclearization.

How does the international community effectively monitor the denuclearization measures such as suspension of nuclear tests and launch of missiles, suspension of uranium enrichment? Are these measures reversible? If they resume such activities, will it take a long time and be visible to the outside world?

Monitoring an end to nuclear testing and long-range missile launches is easy. It can be done with great confidence. Monitoring the operation of the plutonium-producing reactors is also very effective using commercial satellite imagery. There is no way to monitor uranium enrichment facility operation without cooperation from North Korea. Of course, most operations are reversible. However, resuming nuclear testing will be difficult if the tunnels are effectively destroyed. To make plutonium production irreversible, the reactors would have to be incapacitated (poisoned or destroyed). There is not much that can be done to confirm the suspension or prevent the resumption of uranium enrichment because no one outside of North Korea knows where all the facilities are.

How should the US compensate for the DPRK’s real denuclearization? What incentives can the international community provide to the DPRK in terms of creating a more beneficial environment?

I would not look at this as compensation – we should not be viewed as paying off the North Koreans to give up their nuclear weapon program. Besides, I believe that what they want most is security guarantees. For this, one has to ask the North Koreans what they require. Since Chairman Kim appears very serious about improving North Korea’s economy, I believe he will ask for relief of sanctions so they can develop their economy. The US should be prepared to match North Korea’s denuclearization actions with steps toward political normalization and sanctions relief.

Based on the interactions of different parties this year, especially the negotiations between the US and the DPRK, how probably do you think the DPRK leader Kim Jung-un will be committed to a complete denuclearization? Compared with his father, is he more confident and more steadfast in embarking on the road of focusing on economic development?

The history of negotiations is long and complicated. No one outside of North Korea really knows what Kim Jung-un is prepared to do. However, he has taken important and encouraging steps toward denuclearization and expressed his deep commitment to economic development. Since the actions taken by Kim Jung-un, President Moon Jae-in and President Trump in 2018 have moved us away from the brink of war, I think it is time to test just how far Chairman Kim is willing to go toward denuclearization and normalization. Time will tell.

This article originally appeared on 38 North.

My reply to the frequently asked question if Kim Jong Un will ever give up North Korea’s nuclear weapons is, “I don’t know, and most likely he doesn’t know either. But it is time to find out.” However, insisting that Kim Jong Un give a full declaration of his nuclear program up front will not work. It will breed more suspicion instead of building the trust necessary for the North to denuclearize, a process that will extend beyond the 2020 US presidential election.

However, the time it will take to get to the endpoint should not obscure the progress that has already been made. Since this spring, Kim Jong Un has taken significant steps to reduce the nuclear threat North Korea poses. He has declared an end to nuclear testing and closed the nuclear test tunnels by setting off explosive charges inside the test tunnel complex. He also declared an end to testing intermediate- and long-range missiles including intercontinental ballistic missiles (ICBMs). I consider these as two of the most important steps toward reducing the threat North Korea poses and as significant steps on the path to denuclearization.

Whereas the North still poses a nuclear threat to Japan and South Korea as well as US military forces and citizens in the region, the threat to the United States has been markedly reduced. In my opinion, North Korea needs more nuclear and ICBM tests to be able to reach the United States with a nuclear-tipped missile. Freezing the sophistication of the program is a necessary precursor to rolling it back in a step-by-step process.

At the September 2018 inter-Korean summit in Pyongyang, Kim also told President Moon that he would commit to dismantling the Yongbyon nuclear complex if the US takes commensurate measures—unspecified, at least in public. The Yongbyon complex is the heart of North Korea’s nuclear program. Shutting it down and dismantling it would be a very big deal because it would stop plutonium and tritium production (for hydrogen bombs) and significantly disrupt highly enriched uranium production.

Yet, Kim’s actions have been widely dismissed as insignificant or insincere by both the left and the right of the American political spectrum. In many of these quarters, the sincerity of Kim’s denuclearization promise is judged by whether or not he is willing to provide a full and complete declaration and to agree on adequate verification measures. But Kim’s willingness to provide a full declaration at this early stage tells us little about his willingness to denuclearize. Moreover, I maintain that insisting on this approach is a dead end, certainly as long as Washington continues to apply “maximum pressure” instead of moving to implement the steps on normalizing relations that President Trump agreed to in the June Singapore statement.

A full declaration is a dead end because it is tantamount to surrender, and Kim has not surrendered, nor will he. A complete account of North Korea’s nuclear weapons, materials, and facilities would, in Kim’s view, likely be far too risky in that it would essentially provide a targeting list for US military planners and seal the inevitable end of the nuclear program and possibly his regime.

Furthermore, a declaration must be accompanied by a robust verification protocol. That, in turn, must allow inspections and a full accounting of all past activities such as production and procurement records as well as export activities. And, once all these activities are complete, an inspection protocol must provide assurances that activities that could support a weapons program are not being reconstituted. This would be a contentious and drawn-out affair.

It is inconceivable that the North would declare all of its nuclear weapons, their location, and allow inspections of the weapons or of their disassembly up front. But in addition to the weapons themselves, a nuclear weapon program consists of three interlocking elements: 1) the nuclear bomb fuel, which depending on the type of bomb includes plutonium, highly enriched uranium (HEU), and forms of heavy hydrogen—deuterium and tritium; 2) weaponization—that is, designing, building and testing weapons, and; 3) delivery systems, which in the case of North Korea appear to be missiles, although airplane or ship delivery cannot be ruled out. Each of these elements involves dozens of sites, hundreds of buildings, and several thousand people.

Let me give an example of what is involved just for verification of plutonium inventories and means of production. Plutonium is produced in reactors by the fission of uranium fuel. We estimate that most of the North’s plutonium has been produced in its 5 MWe (electric) gas-graphite reactor at the Yongbyon complex. A complete declaration must provide for the entire operations history (along with its design and operational characteristics) going back to its initial operation in 1986 to correctly estimate how much plutonium was produced.

In addition, North Korea has operated the Soviet-supplied IRT-2000 research reactor at the Yongbyon site since 1967. Although little plutonium has likely been produced there, this would have to be verified by providing the complete operating history along with performance characteristics since its initial operation. North Korea has also constructed an experimental light water reactor (ELWR) that is likely not yet operational. Its status would have to be checked to see if it was configured to favor weapon-grade plutonium production. Finally, North Korea began to build but never completed 50 MWe and 200 MWe gas-graphite reactors, whose construction operations were stopped by the Agreed Framework in 1994. Their status would have to be verified.

The 5 MWe reactor fuel consists of natural uranium metal alloy fuel elements. Tracking the entire history of fuel fabrication would be an important verification step for plutonium production. It starts with uranium ore mining, milling and conversion to uranium oxide. This is followed by a few additional steps to produce the uranium metal that is formed into fuel elements for the reactor to produce plutonium. Some of these same steps would also be used, but then complemented by turning the uranium into a compound that serves as the precursor gas (uranium hexafluoride) for centrifuge enrichment to produce low enriched uranium for light water reactors or highly enriched uranium for bombs.

A complete and accurate accounting of fuel produced would also likely show a discrepancy that indicates that more fuel was produced at Yongbyon than was consumed. The difference could be accounted for by the fuel that North Korea produced for the gas-graphite reactor it built in Syria, a project that was terminated by Israel’s air raid on the Al Kibar site in September 2007. North Korea is unlikely to acknowledge the illicit construction of the Syrian reactor as part of its own plutonium declaration.

Once produced in the reactor, plutonium has to be extracted from the used or spent fuel after a sufficient period of time that allows the spent fuel to cool thermally and radioactively. The extraction or separations process is accomplished in a reprocessing facility using mechanical and chemical methods. The North’s reprocessing facility became operational in the early 1990s. All of its operations records would have to be examined and verified. In addition, it is likely that some small amount of plutonium that may have been produced in the IRT-2000 reactor was separated in the hot cell facilities in that complex. Its records would have to be examined and verified.

After plutonium is separated, it must be purified, alloyed, cast and machined into final bomb components. Each of these steps generates residue and waste streams that must be monitored and assessed for their plutonium content. Based on my visits to Yongbyon and discussions with the North’s technical staff, I believe that the steps beginning with delivery of yellowcake to Yongbyon (from the uranium mining and milling sites), plus all steps for fuel fabrication, reactor production of plutonium, spent fuel cooling, reprocessing, plutonium purification and alloying into metal ingots are conducted at Yongbyon.

During my visits to Yongbyon, I was told that the plutonium ingots are then taken off site (of an undeclared location) in which the plutonium is cast into bomb components—which would then be followed by machining and assembling into pits, the plutonium cores of the weapons. In 2010, I was also told that all plutonium residues and wastes from reprocessing and plutonium metal preparation were still stored at Yongbyon (under questionable safety conditions). Very little had been done to prepare the spent fuel waste for final disposition. This is likely still the case and, hence, most of the reprocessing facility must remain operational after the rest of Yongbyon is shut down in order to prepare the hazardous waste for safe, long-term disposition. This will also complicate the plutonium inventory verification.

A complete declaration must also include how much plutonium was used during underground testing. In addition to the six known tests at Punggye-ri, North Korea also claims to have conducted “subcritical” experiments (stopping just short of a nuclear detonation), which I consider to be unlikely. If it did, however, North Korea would have to declare the amount of plutonium used and its current state, particularly since such experiments could leave plutonium in a usable form unlike the case for nuclear detonations. To verify the nuclear test history of plutonium, as well as for highly enriched uranium, it would be necessary to provide information or allow drill-back inspections into the test tunnels at Punggye-ri to ascertain the type and amount of nuclear material used in the test.

To complicate matters even further, if one or more of the North’s test devices failed to produce a nuclear explosion, then plutonium (or HEU) could still be resident in the tunnels. Both the United States and Russia experienced such test failures. This is also possibly the case for North Korea because there is still some uncertainty as to whether or not a nuclear test was conducted in May 2010 when a faint seismic signal was observed from the test area. For the most part, the jury is still out on that event, but the North would now have to allow inspections and verification.

It should be apparent that the declaration plus commensurate verification of the amount of plutonium North Korea possesses, which I believe is only between 20 and 40 kilograms, will be an enormous job. I cannot see it being accomplished in the current adversarial environment and certainly not within the timeframe that has been specified by the US government.

A similar sequence of declarations, inspections, and verification measures would have to be developed for the other bomb fuels, namely HEU and the hydrogen isotopes, deuterium and tritium. Verification of HEU inventories and means of production will be particularly contentious because very little is known about the centrifuge facility at the Yongbyon site. As far as we know, my Stanford colleagues and I are the only foreigners to have seen that facility, and then only in a hurried walk-through in 2010. In addition, there exists at least one other covert centrifuge site.

The situation is even more problematic for the second element of the North’s nuclear program, that of weaponization, which includes bomb design, production, and testing because we know nothing about these activities or where they are performed. Although we have some information regarding the nuclear test site at which six nuclear tests were conducted, we do not know if there are other tunnel complexes that have been prepared for testing.

The third element includes all of the North’s missiles and its production, storage and launch sites and complexes. These will also represent a major challenge for complete and correct declarations, inspections and verification.

Once all of the elements have been declared and the dismantling begins, then the focus will have to change to verifying the dismantlement and assessing the potential reversibility of these actions—a challenge that is not only difficult, but one that must be ongoing.

Verification was one of the sticking points during the 2007-2008 diplomatic initiative pursued late in the George W. Bush administration. In 2008, the North turned over copies of 18,000 pages of operating records of the reactor and reprocessing facilities in Yongbyon. The veracity of that disclosure has never been established because diplomatic efforts fell apart when the United States insisted on more declarations up front and North Korea accused Washington of having moved the goal posts. That declaration constituted only a small part of what I outlined above as being necessary for a full accounting of plutonium, not to mention the other components of North Korea’s nuclear program. That was 10 years ago, and much has happened since to make future declarations and verification much more problematic.

At this time, the level of trust between Pyongyang and Washington required for North Korea to agree to a full, verifiable declaration up front does not exist. Hence, my colleagues Robert Carlin and Elliot Serbin and I have suggested a different approach. Negotiations should begin with an agreed end state: North Korea without nuclear weapons or a nuclear weapon program. Civilian nuclear and space programs would remain open for negotiation and possible cooperation. But all facilities and activities that have direct nuclear weapons applicability must eventually be eliminated.

Rather than insisting on a full declaration up front, the two sides should first agree to have the North take significant steps that reduce the nuclear threat it poses in return for commensurate movements toward normalization—the details of which would have to be worked out during negotiations. A good next step for the North would be the destruction of the 5 MWe plutonium production reactor, which would be part of the package that Kim proposed to Moon at the Pyongyang Summit. If these actions are matched by US steps toward normalization as pledged in the Singapore statement, they will serve to build the trust required for the North to initiate a phased declaration process that initially covers operations in Yongbyon and eventually includes the entire nuclear program discussed above.

Unfortunately, the strategic opening created by the Singapore and North-South summits has not been followed by such tactical steps to get the negotiation process off the ground. The North and the South are ready to create a commonly acceptable path forward, but we have the worst of environments in Washington. The Trump team claims progress is being made but insists on maintaining maximum pressure. The North’s Foreign Ministry has pointed outthat the “improvement of relations and sanctions are incompatible.” Also, most US North Korea watchers are either wedded to old think that you can’t negotiate with Pyongyang or they are determined to prove President Trump’s claims on North Korea wrong.

With nuclear tensions on the Korean Peninsula dramatically reduced, it is time to find out if Kim’s drive to improve the economy will eventually lead to denuclearization. He may determine that his nuclear arsenal poses a significant hindrance to economic development that outweighs the putative benefits it confers. Washington and Seoul should work together to encourage rather than inhibit this potential shift.