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Insider threats are the most serious challenge confronting nuclear facilities in today's world, a Stanford political scientist says.

In every case of theft of nuclear materials where the circumstances of the theft are known, the perpetrators were either insiders or had help from insiders, according to Scott Sagan and his co-author, Matthew Bunn of Harvard University, in a research paper published this month by the American Academy of Arts and Sciences.

"Given that the other cases involve bulk material stolen covertly without anyone being aware the material was missing, there is every reason to believe that they were perpetrated by insiders as well," they wrote.

And theft is not the only danger facing facility operators; sabotage is a risk as well, said Sagan, who is a CISAC senior fellow and professor of political science.

While there have been sabotage attempts in the United States and elsewhere against nuclear facilities conducted by insiders, the truth may be hard to decipher in an industry shrouded in security, he said.

"We usually lack good and unclassified information about the details of such nuclear incidents," Sagan said.

The most recent known example occurred in 2012, an apparent insider sabotage of a diesel generator at the San Onofre nuclear facility in California. Arguably the most spectacular incident happened at South Africa's Koeberg nuclear power plant (then under construction) in South Africa in 1982 when someone detonated explosives directly on a nuclear reactor.

Lessons Learned

In their paper, the authors offered some advice and insights based on lessons learned from past insider incidents:

Don't assume that serious insider threats are NIMO (not in my organization).

Don't assume that background checks will solve the insider problem.

Don't assume that red flags will be read properly.

Don't assume that insider conspiracies are impossible.

Don't assume that organizational culture and employee disgruntlement don't matter.

Don't forget that insiders may know about security measures and how to work around them.

Don't assume that security rules are followed.

Don't assume that only consciously malicious insider actions matter.

Don't focus only on prevention and miss opportunities for mitigation.

 
 

The information for the research paper emanated from an American Academy of Arts and Sciences project on nuclear site threats, Sagan said.

"It was unusual in that it brought together specialists on insider threats and risks in many different areas – including intelligence agencies, biosecurity, the U.S. military – to encourage interdisciplinary learning across organizations," he said.

Sagan explained that the experts sought to answer the following questions: "What can we learn about potential risks regarding nuclear weapons and nuclear power facilities by studying insider threat experiences in other organizations? What kinds of successes and failures did security specialists find in efforts to prevent insider threats from emerging in other organizations?"

'Not perfect'

He noted that only a few serious insider cases in the U.S. nuclear industry have arisen, thanks to rigorous "personal reliability" programs conducted by the Nuclear Regulatory Commission and the U.S. military for people with access to sensitive nuclear materials.

But there is room for improvement, Sagan said.

"These programs are effective," he said, "but they are not perfect. And relative success can breed overconfidence, even complacency, which can be a major cause of security breaches in the future."

For example, the nuclear industry needs to do more research about how terrorist organizations recruit individuals to join or at least help their cause. It also needs to do a better job on distributing "creative ideas and best practices" against insider threats to nuclear partners worldwide.

Sagan said the U.S. government is not complacent about the danger of insider threats to nuclear security, but the problem is complex and the dangers hard to measure.

"Sometimes governments assume, incorrectly, that they do not face serious risks," he said.

One worrisome example is Japan, he said.

"Despite the creation of a stronger and more independent nuclear regulator to improve safety after the Fukushima accident in Japan, little has been done to improve nuclear security there," said Sagan.

He added, "There is no personal reliability program requiring background checks for workers in sensitive positions in Japanese nuclear reactor facilities or the plutonium reprocessing facility in Japan."

Sagan explained that some Japanese government and nuclear industry officials believe that Japanese are loyal and trustworthy by nature, and that domestic terrorism in their country is "unthinkable" – thus, such programs are not necessary.

"This strikes me as wishful thinking," Sagan said, "especially in light of the experience of the Aum Shinrikyo terrorist group, which launched the 1995 sarin gas attack in the Tokyo subway."

 

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ABOUT THE TOPIC: The Partial Test Ban Treaty of 1963 is known as the first nuclear arms control agreement. One of its declared aims, however, is environmental, namely "to put an end to the contamination of man's environment by radioactive substances." At the beginning of the atomic age, however, few voiced concerns about the worldwide dispersion of radioactive fallout. How did we come to reappraise that contamination as a global problem requiring a global solution? I will argue that the problem of fallout was not only born global as a material fact, but also globalized as a social-epistemic process thanks to the Cold War, which transformed scientific knowledge, ethical outlooks, technological conditions, and political incentives by the time when the PTBT was concluded.

ABOUT THE SPEAKER: Toshihiro Higuchi (Ph.D. in History, Georgetown) is an ACLS New Faculty Fellow and Associate Lecturer at the History of Science Department, University of Wisconsin—Madison. Higuchi held a postdoctoral fellowship at CISAC in 2011-12. He will move to the University of Kyoto in June 2014 as a research assistant professor. His current book project traces the science and politics of worldwide contamination by radioactive fallout from atmospheric nuclear-weapons testing as one of the first truly global environmental problems.

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Toshihiro Higuchi ACLS New Faculty Fellow and Associate Lecturer, History of Science Department, University of Wisconsin - Madison Speaker
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CISAC and FSI Senior Fellow Siegfried Hecker has been awarded the prestigious Science Diplomacy Award from the American Association for the Advancement of Science for his dedication to building bridges through science.

Hecker, director emeritus of the Los Alamos National Laboratory and CISAC co-director from 2007-2012, was honored at the AAAS’s annual conference in Chicago for his “lifetime commitment to using the tools of science to address the challenges of nuclear proliferation and nuclear terrorism and his dedication to building bridges through science during the period following the end of the Cold War."

In nominating Hecker for the 2013 award, Glenn E. Schweitzer, director of the Office for Central Europe and Eurasia at the National Academies, noted that Hecker has been particularly effective in working with government officials and scientific colleagues in Russia, Kazakhstan and North Korea.

"For over two decades, Dr. Hecker has worked on international nuclear security activities and fostered cooperation with the Russian nuclear laboratories to secure and safeguard the vast stockpile of ex-Soviet fissile materials," said AAAS Chief International Officer Vaughan Turekian.

Schweitzer wrote in his nomination that Hecker's activities can be judged on two outcomes: responsible handling of nuclear materials and prevention of dangerous materials from falling into the wrong hands. "On both counts, he scores very high on anyone's ledger," Schweitzer wrote. "In addition, his openness and respect for the views of others have won important friends for the United States around the world."

More details about the award and Hecker's work can be read here.

Please join CISAC in congratulating Hecker for this honor.

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Siegfried Hecker, (left) with his former research assistant Niko Milonopoulos (center) and CISAC consulting professor Chaim Brun at the Semipalatinsk nuclear test site in Kazakhstan, Sept. 19, 2012.
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ABOUT THE TOPIC: The intellectual history of nuclear arms control has largely been written as a history of ideas, untethered from personal biography and social context. This paper reinterprets the early history of arms control thought by placing it within a community of disarmament advocates, located mainly in the Boston area, during the late 1950s. Arms control thought was not simply a functional response to external developments in Cold War politics or the technology of nuclear weapons. Local and contingent factors, too, shaped its history. In particular, the idea of "stability" was contested within the early arms control community. As opposed to the static stability of deterrence preferred by strategic analysts, Jerome Wiesner—a control systems engineer and cyberneticist by training, and a participant in the Boston disarmament group—proposed to stabilize and correct the arms race through comprehensive arms control systems and processes of long-term dynamic feedback.

ABOUT THE SPEAKER: Benjamin Wilson is a predoctoral fellow at CISAC for 2013-14, and a doctoral student in MIT's Program in History, Anthropology, and Science, Technology, and Society. He is writing a dissertation on the history of the community of nuclear arms control experts in the United States during the Cold War. The dissertation examines the evolving relationships between arms control intellectuals, the state, and the wider nuclear disarmament movement in a variety of settings—university-based research and defense consulting, Congressional advising, and within private foundations and specialized non-governmental arms control organizations. He holds master's degrees in physics from Yale University and the University of Toronto, and a bachelor's degree in engineering from the University of Saskatchewan.

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Benjamin Wilson MacArthur Nuclear Security Predoctoral Fellow, CISAC Speaker

Freeman Spogli Institute for International Studies
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Senior Fellow Emeritus at the Freeman Spogli Institute for International Studies
Olivier Nomellini Professor Emeritus in International Studies at the School of Humanities and Sciences
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Coit Blacker is a senior fellow emeritus at the Freeman Spogli Institute for International Studies, the Olivier Nomellini Professor Emeritus in International Studies at the School of Humanities and Sciences, and a Bass University Fellow in Undergraduate Education. He served as director of FSI from 2003 to 2012. From 2005 to 2011, he was co-chair of the International Initiative of the Stanford Challenge, and from 2004 to 2007, served as a member of the Development Committee of the university's Board of Trustees.

During the first Clinton administration, Blacker served as special assistant to the president for National Security Affairs and senior director for Russian, Ukrainian and Eurasian affairs at the National Security Council (NSC). At the NSC, he oversaw the implementation of U.S. policy toward Russia and the New Independent States, while also serving as principal staff assistant to the president and the National Security Advisor on matters relating to the former Soviet Union.

Following his government service, Blacker returned to Stanford to resume his research and teaching. From 1998 to 2003, he also co-directed the Aspen Institute's U.S.-Russia Dialogue, which brought together prominent U.S. and Russian specialists on foreign and defense policy for discussion and review of critical issues in the bilateral relationship. He was a study group member of the U.S. Commission on National Security in the 21st Century (the Hart-Rudman Commission) throughout the commission's tenure.

In 2001, Blacker was the recipient of the Laurence and Naomi Carpenter Hoagland Prize for Undergraduate Teaching at Stanford.

Blacker holds an honorary doctorate from the Russian Academy of Sciences' Institute of Far Eastern Studies for his work on U.S.-Russian relations. He is a graduate of Occidental College (A.B., Political Science) and the Fletcher School of Law and Diplomacy (M.A., M.A.L.D., and Ph.D).

Blacker's association with Stanford began in 1977, when he was awarded a post-doctoral fellowship by the Arms Control and Disarmament Program, the precursor to the Center for International Security and Cooperation at FSI.

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Coit Blacker Senior Fellow, FSI; Olivier Nomellini Professor in International Studies, School of Humanities and Sciences; CISAC Faculty Member Commentator
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Regional conflicts present their own set of unique challenges to the international community. These conflicts may be political, economic, environmental, or social in nature, but are deeply tied to a sense of place. These conflicts can only be resolved with multiple nations involved. 

This research area includes issues as diverse as China-Taiwan military competition, nuclear nonproliferation on the Korean Peninsula and South Asia, and political instability in the Middle East and North Africa. 

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About the Topic: This presentation includes a review of significant trends in the development of nuclear energy in China, from the mid1980's until the present, and related future prospects. Among the subjects covered will be: nuclear technology development based on competition/cooperation between a giant state owned enterprise and an upstart commercial utility from the south; different development goals and technology development by the two corporations; the impact of Fukushima on nuclear energy developments in China; the current status of the Chinese nuclear energy system; future growth prospects considering a range of different challenges in the industry; and nuclear technology development prospects and intellectual property issues.

About the Speaker: Chaim Braun is a consulting professor at CISAC specializing in issues related to nuclear power economics and fuel supply, and nuclear nonproliferation. Braun pioneered the concept of proliferation rings dealing with the implications of the A.Q. Khan nuclear technology smuggling ring, the concept of the Energy Security Initiative (ESI), and the re-evaluation of nuclear fuel supply assurance measures, including nuclear fuel lease and take-back. Before joining CISAC, Braun worked as a member of Bechtel Power Corporation's Nuclear Management Group, and led studies on power plant performance and economics used to support maintenance services. Prior to that, Braun worked at United Engineers and Constructors (UE&C), EPRI and Brookhaven National Laboratory (BNL).

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Chaim Braun Consulting Professor, CISAC Speaker
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This talk is presented by the Greater China Business Club (GCBC) of Stanford Graduate School of Business and the Association of Chinese Students and Scholars at Stanford (ACSSS). 

In July 2013, a Ted Talk “A tale of two political systems” was posted, and was instantly viewed millions of times around the world. In the talk, Mr. Eric X. Li, a venture capitalist and a political scientist argued that the universality claim of Western democratic systems was going to be "morally challenged" by China.  

Do you agree? What do you think? Now you have the opportunity to discuss with Mr. Li face to face!

On Nov.6, Mr. Li will come to Stanford and talk with Professor Thomas Fingar on China’s Political System, its status, development, competitiveness and so on. Watch the Ted Talk and come to the event. We look forward to seeing you there!

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Eric X. Li is a political scientist and an active participant in the intellectual discourses on the re-emergence of China as a great power and its impact on the world.  His writings on comparative political governance and international relations have been widely published in leading publications such as the New York Times, Foreign Affairs, Financial Times, and Huffington Post.  His most recent publications, The Life of the Party (Foreign Affairs, January/February, http://www.foreignaffairs.com/articles/138476/eric-x-li/the-life-of-the-party), Warring States (http://www.theasanforum.org/warring-states-the-coming-new-world-disorder/) and his talk at TED Global 2013 (http://www.ted.com/talks/eric_x_li_a_tale_of_two_political_systems.html), have generated active debates around the globe.

Mr. Li is a native of Shanghai.  He received his B.A. in Economics from University of California, Berkeley, M.B.A. from Stanford Business School, and PhD from Fudan University’s School of International Relations and Public Affairs.

Thomas Fingar is the inaugural Oksenberg-Rohlen Distinguished Fellow in the Freeman Spogli Institute for International Studies at Stanford University. He was the Payne Distinguished Lecturer at Stanford during January to December 2009. 

From May 2005 through December 2008, he served as the first deputy director of national intelligence for analysis and, concurrently, as chairman of the National Intelligence Council. He served previously as assistant secretary of the State Department’s Bureau of Intelligence and Research (2004–2005), principal deputy assistant secretary (2001–2003), deputy assistant secretary for analysis (1994–2000), director of the Office of Analysis for East Asia and the Pacific (1989–1994), and chief of the China Division (1986–1989). Between 1975 and 1986 he held a number of positions at Stanford University, including senior research associate in the Center for International Security and Arms Control.

Fingar is a graduate of Cornell University (AB in government and history, 1968), and Stanford University (MA, 1969 and PhD, 1977 both in political science). His most recent book is Reducing Uncertainty: Intelligence Analysis and National Security (Stanford University Press, 2011).

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Eric X. Li Founding and Managing Partner Speaker Chengwei Capital

Freeman Spogli Institute for International Studies
Stanford University
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Shorenstein APARC Fellow
Affiliated Scholar at the Stanford Center on China's Economy and Institutions
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Thomas Fingar is a Shorenstein APARC Fellow in the Freeman Spogli Institute for International Studies at Stanford University. He was the inaugural Oksenberg-Rohlen Distinguished Fellow from 2010 through 2015 and the Payne Distinguished Lecturer at Stanford in 2009.

From 2005 through 2008, he served as the first deputy director of national intelligence for analysis and, concurrently, as chairman of the National Intelligence Council. Fingar served previously as assistant secretary of the State Department’s Bureau of Intelligence and Research (2000-01 and 2004-05), principal deputy assistant secretary (2001-03), deputy assistant secretary for analysis (1994-2000), director of the Office of Analysis for East Asia and the Pacific (1989-94), and chief of the China Division (1986-89). Between 1975 and 1986 he held a number of positions at Stanford University, including senior research associate in the Center for International Security and Arms Control.

Fingar is a graduate of Cornell University (A.B. in Government and History, 1968), and Stanford University (M.A., 1969 and Ph.D., 1977 both in political science). His most recent books are From Mandate to Blueprint: Lessons from Intelligence Reform (Stanford University Press, 2021), Reducing Uncertainty: Intelligence Analysis and National Security (Stanford University Press, 2011), The New Great Game: China and South and Central Asia in the Era of Reform, editor (Stanford University Press, 2016), Uneasy Partnerships: China and Japan, the Koreas, and Russia in the Era of Reform (Stanford, 2017), and Fateful Decisions: Choices that will Shape China’s Future, co-edited with Jean Oi (Stanford, 2020). His most recent article is, "The Role of Intelligence in Countering Illicit Nuclear-Related Procurement,” in Matthew Bunn, Martin B. Malin, William C. Potter, and Leonard S Spector, eds., Preventing Black Market Trade in Nuclear Technology (Cambridge, 2018)."

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Thomas Fingar Oksenberg-Rohlen Distinguished Fellow Speaker FSI
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Arabs and Israelis: Conflict and Peacemaking in the Middle East is a new, ground-breaking textbook on the history of the Arab-Israeli conflict. It is the first on this hyper-sensitive subject to have been team-written by a Palestinian, an Israeli, and an Egyptian representing a broader Arab perspective: The book presents competing narratives that the different parties have developed and adopted with respect to the conflict's various milestones and provides a toolbox for analyzing past, current and future developments in the conflict and in the efforts to resolve it.

At the CDDRL seminar, two of the book's three authors, Shai Feldman and Khalil Shikaki will address the challenges associated with teaching the Arab-Israeli conflict and the manner in which they suggest overcoming these challenges. In addition, they will share what insights they gain from the historical record of the efforts to resolve the Arab-Israeli conflict when assessing the likely prospects of the most recent attempt to end the Palestinian-Israeli conflict, launched and orchestrated by Secretary of State John Kerry. 

Speaker bios:

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Shai Feldman is the Judith and Sidney Swartz Director of the Crown Center for Middle East Studies and Professor of Politics at Brandeis University. Prof. Feldman is also a Senior Fellow and a member of the Board of Directors of Harvard University’s Belfer Center for Science and International Affairs where he serves as Co-Chair of the Middle East Security Project. In 1997-2005, he was Head of the Jaffee Center for Strategic Studies at Tel Aviv University and in 2001-2003, he served as a member of the UN Secretary General’s Advisory Board on Disarmament Matters. Educated at the Hebrew University in Jerusalem, Prof. Feldman was awarded his Ph.D. by the University of California at Berkeley in 1980.

Prof. Feldman is the author of numerous publications. These include five books: Israeli Nuclear Deterrence: A Strategy for the 1980s (New York: Columbia University Press, 1982); The Future of U.S.-Israel Strategic Cooperation (Washington D.C.: The Washington Institute for Near East Policy, 1996); Nuclear Weapons and Arms Control in the Middle East (Cambridge: MIT Press, 1997); Bridging the Gap: A Future Security Architecture for the Middle East (Lanham, Maryland: Rowman & Littlefield, 1997 – with Abdullah Toukan (Jordan); and, Track-II Diplomacy: Lessons from the Middle East (Cambridge: MIT Press, 2003 – with Hussein Agha, Ahmad Khalidi, and Zeev Schiff).

 

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Khalil Shikaki is a professor of political science and director of the Palestinian Center for Policy and Survey Research in Ramallah. Since 2005 he has been a senior fellow at the Crown Center for Middle East Studies at Brandeis University. He earned his PhD in Political Science from Columbia University in 1985, and taught at several Palestinian and American universities. Between 1996-99, Prof. Shikaki served as the dean of scientific research at al Najah University in Nablus. Since 1993 he has conducted more than 200 polls among Palestinians in the West Bank and the Gaza Strip and, since 2000, dozens of joint polls among Palestinians and Israelis.

He is the co-author of the annual report of the Arab Democracy Index. His recent publications include “The future of Israel-Palestine: a one-state reality in the making,” NOREF Report, May 2012; "Coping with the Arab Spring; Palestinian Domestic and Regional Ramifications," Middle East Brief, no. 58, Crown Center for Middle East Studies, Brandeis University, December 2011; Public Opinion in the Israeli-Palestinian Conflict: The Public Imperative During the Second Intifada, with Yaacov Shamir, Indiana University Press, 2010.

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Radiation detection technology might significantly enhance a nation state’s ability to detect and counter the threat of nuclear terrorism, but the technology is not a panacea for the nuclear terrorism problem. Because of limitations imposed by physics (and arguably even more serious and fundamental limits imposed by geometry), radiation detection systems may never be able to detect all nuclear threats in credible risk scenarios. Of course, it is highly unlikely that the problem of nuclear terrorism- like many societal problems we face today- has a simple technological solution, but technology can help. I will argue that the pursuit of an all technological solution has- paradoxically- limited the progress that has been made in developing effective systems for detecting nuclear threats. Using an investment metaphor: we in the US and most of the developed world have bet on “get rich quick” schemes with respect to radiation detection technologies and have eschewed a path of steady progress. I argue that the US- and others- should take a more straightforward  model to funding radiation detection research and development and develop simple metrics to measure steady progress as opposed to our current policy of betting all on “transformational solutions” that would “solve the problem”.

About the speaker: Jim Lund is a Senior Manager at Sandia National Laboratories in Livermore, CA. Prior to arriving at Sandia in 1994, he worked at Radiation Monitoring Devices in Massachusetts for 12 years where he was the manager of the Advanced Radiation Detector Group and led a group developing radiation detectors for advanced medical diagnostics and imaging.

After arriving at Sandia as a Consultant, Lund became a Senior Member of the Technical Staff and eventually a Distinguished Member of the Technical Staff before becoming a Manager in 2003. He is currently a Senior Manager of Security Systems Engineering- a group of five engineering and science departments at Sandia, Livermore.

Lund has a B.S. in Chemistry and Math from Salem State University and an M.S. in Applied Physics from the University of Massachusetts. He has written and coauthored many publications in the field of ionizing radiation detection, refereed for several journals, evaluated proposals for DOE, NSF, and NIH, and has been invited to present to several national advisory groups (NAS, JASON, DSB, etc.).

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Jim Lund Senior Manager, Security Systems Engineering, Sandia National Laboratories Speaker
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