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Seminar recording: https://youtu.be/NUJqthUIGiU

 

Abstract: Did the Cold War of the 1980s nearly turn hot? Much has been made of NATO’s November 1983 Able Archer 83 command post exercise, which the literature typically casts as having nearly precipitated a nuclear war. Warsaw Pact policy-makers, according to the conventional wisdom, suspected that the exercise was more than just a rehearsal of nuclear escalation and concluded that a surprise nuclear attack was imminent, nearly launching a preemptive strike of their own. This article overturns this narrative using new, international evidence from the political, military, and intelligence archives of the Eastern bloc. First, it shows that the much-touted Warsaw Pact intelligence effort to assess Western intentions and capabilities, Project RIaN, which supposedly triggered Eastern fears of a surprise attack was nowhere near operational at the time of Able Archer 83. Second, it presents an account of the East’s sanguine observations of Able Archer 83 disproving accounts which allege that the exercise nearly escalated to nuclear war. In doing so, it advances debates not only in the historiography of the late Cold War, but also pertaining to the stability of the nuclear peace and the role of perception and misperception in policy-making.

 

Speaker's Biography:

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Simon Miles is Assistant Professor of Public Policy and Slavic and Eurasian Studies at Duke University’s Sanford School of Public Policy. He teaches and researches US grand strategy, nuclear weapons, and Cold War international history. Simon is the author of Engaging the ‘Evil Empire’: US-Soviet Relations, 1980–1985, forthcoming from Cornell University Press; and he is beginning a new monograph, On Guard for Peace and Socialism: The Warsaw Pact, 1955–1991, an international history of the Cold War–era military alliance.

Simon Miles Assistant Professor of Public Policy and Slavic and Eurasian Studies Duke University’s Sanford School of Public Policy
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This article originally appeared at Brookings.

 

March 18 marks the fifth anniversary of Russia’s illegal annexation of Crimea, which capped the most blatant land grab in Europe since World War II. While the simmering conflict in Donbas now dominates the headlines, it is possible to see a path to resolution there. It is much more difficult with Crimea, which will remain a problem between Kyiv and Moscow, and between the West and Russia, for years—if not decades—to come.

THE TAKING OF CRIMEA

In late February 2014, just days after the end of the Maidan Revolution and Victor Yanukovych’s flight from Kyiv, “little green men”—a term coined by Ukrainians—began seizing key facilities on the Crimean peninsula. The little green men were clearly professional soldiers by their bearing, carried Russian weapons, and wore Russian combat fatigues, but they had no identifying insignia. Vladimir Putin originally denied they were Russian soldiers; that April, he confirmed they were.

By early March, the Russian military had control of Crimea. Crimean authorities then proposed a referendum, which was held on March 16. It proved an illegitimate sham. To begin with, the referendum was illegal under Ukrainian law. Moreover, it offered voters two choices: to join Russia, or to restore Crimea’s 1992 constitution, which would have entailed significantly greater autonomy from Kyiv. Those on the peninsula who favored Crimea remaining a part of Ukraine under the current constitutional arrangements found no box to check.

The referendum unsurprisingly produced a Soviet-style result: 97 percent allegedly voted to join Russia with a turnout of 83 percent. A true referendum, fairly conducted, might have shown a significant number of Crimean voters in favor of joining Russia. Some 60 percent were ethnic Russians, and many might have concluded their economic situation would be better as a part Russia.

It was not, however, a fair referendum. It was conducted in polling places under armed guard, with no credible international observers, and with Russian journalists reporting that they had been allowed to vote. Two months later, a member of Putin’s Human Rights Council let slip that turnout had been more like 30 percent, with only half voting to join Russia.

Regardless, Moscow wasted no time. Crimean and Russian officials signed a “treaty of accession” just two days later, on March 18. Spurred by a fiery Putin speech, ratification by Russia’s rubberstamp Federation Assembly and Federation Council was finished by March 21.

ATTEMPTS TO JUSTIFY

Moscow’s actions violated the agreement among the post-Soviet states in 1991 to accept the then-existing republic borders. Those actions also violated commitments to respect Ukraine’s sovereignty, territorial integrity, and independence that Russia made in the 1994 Budapest Memorandum on Security Assurances for Ukraine and 1997 Ukrainian-Russian Treaty of Friendship, Cooperation and Partnership.

In late March 2014, Russia had to use its veto to block a U.N. Security Council resolution that, among other things, expressed support for Ukraine’s territorial integrity (there were 13 yes votes and one abstention). The Russians could not, however, veto a resolution in the U.N. General Assembly. It passed 100-11, affirming Ukraine’s territorial integrity and terming the Crimean referendum invalid.

Russian officials sought to justify the referendum as an act of self-determination. It was not an easy argument for the Kremlin to make, given the history of the two bloody wars that Russia waged in the 1990s and early 2000s to prevent Chechnya from exercising a right of self-determination.

Russian officials also cited Western recognition of Kosovo as justification. But that did not provide a particularly good model. Serbia subjected hundreds of thousands of Kosovar Albanians to ethnic-cleansing in 1999; by contrast, no ethnic-cleansing occurred in Crimea. Kosovo negotiated with Serbia to reach an amicable separation for years before declaring independence unilaterally. There were no negotiations with Kyiv over Crimea’s fate, and it took less than a month from the appearance of the little green men to Crimea’s annexation.

The military seizure of Crimea provoked a storm of criticism. The United States and European Union applied visa and financial sanctions, as well as prohibited their ships and aircraft from traveling to Crimea without Ukrainian permission. Those sanctions were minor, however, compared to those applied on Russia after it launched a proxy conflict in Donbas in April 2014, and particularly after a Russian-provided surface-to-air missile downed a Malaysian Air airliner carrying some 300 passengers.

Whereas Ukrainian forces on Crimea did not resist the Russian invasion (in part at the urging of the West), Kyiv resisted the appearance of little green men in Donbas. Before long, the Ukrainians found themselves fighting Russian troops as well as “separatist” forces. That conflict is now about to enter its sixth year.

Finding a settlement in Donbas has taken higher priority over resolving the status of Crimea—understandable given that some 13,000 have died and two million been displaced in the fighting in eastern Ukraine. Moscow seems to see the simmering conflict as a useful means to pressure and distract Kyiv, both to make instituting domestic reform more difficult and to hinder the deepening of ties between Ukraine and Europe.

Resolving the Donbas conflict will not prove easy. For example, the Kremlin may not be prepared to settle until it has some idea of where Ukraine fits in the broader European order, that is, its relationship with the European Union and NATO. But Russia has expressed no interest in annexing Donbas. While the seizure of Crimea proved very popular with the broader Russia public, the quagmire in Donbas has not. The most biting Western economic sanctions would come off of Russia if it left Donbas. At some point, the Kremlin may calculate that the costs outweigh the benefits and consent to a settlement that would allow restoration of Ukrainian sovereignty there.

Moscow will not, on the other hand, willingly give up Crimea. Russians assert a historical claim to the peninsula; Catherine the Great annexed the peninsula in 1783 following a war between Russia and the Ottoman Empire. (That said, Crimea was transferred from the Russian Soviet Federative Socialist Republic to the Ukrainian Soviet Socialist Republic in 1954, and, as noted above, the republics that emerged from the wreckage of the Soviet Union in 1991 agreed to accept the borders as then drawn.)

Retaining Crimea is especially important to Putin, who can offer the Russian people no real prospect of anything other than a stagnant economy and thus plays the nationalism and Russia-as-a-great-power cards. He gained a significant boost in public popularity (much of which has now dissipated) from the rapid and relatively bloodless takeover of the peninsula. Moreover, it offers a vehicle for Russia to maintain a festering border dispute with Ukraine, which the Kremlin may see as discouraging NATO members from getting too close to Ukraine.

Kyiv at present lacks the political, economic, and military leverage to force a return. Perhaps the most plausible route would require that Ukraine get its economic act together, dramatically rein in corruption, draw in large amounts of foreign investment, and realize its full economic potential, and then let the people in Crimea—who have seen no dramatic economic boom after becoming part of Russia—conclude that their economic lot would be better off back as a part of Ukraine.

For the West, Russia’s seizure and annexation of Crimea pose a fundamental challenge to the European order and the norms established by the 1975 Helsinki Final Act. The United States and Europe should continue their policy of non-recognition of Crimea’s illegal incorporation. They should also maintain Crimea-related sanctions on Russia, if for no other reason than to signal that such land grabs have no place in 21st-century Europe.

 

 

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Abstract: Ambassador Koster will address the following political-military issues during his lecture. How has the security environment in Europe evolved since 2014, with growing instability and insecurity in the North Africa and the Middle East, and an assertive Russia in the East? How has Europe and NATO reacted to these challenges? Policies, structures and capabilities have been adapted, but will it be enough to restore peace and stability in Europe ? How will the demise of the arms control architecture affect all of this in the years to come?

 

Speaker's Biography: Ambassador Timo S. Koster is a career diplomat at the Dutch Ministry of Foreign Affairs. As of November 2018, Mr. Koster assumed his position as Ambassador-at-large for Security Policy & Cyber. Prior to this, since 2012, he was Director for Defence Policy and Capabilities at NATO HQ in Brussels.

After finishing his law degree at the University of Amsterdam, Ambassador Koster joined the diplomatic academy of the Ministry of Foreign Affairs of the Netherlands in 1991. His first appointment was at the Royal Netherlands Embassy in Nairobi, Kenya. Back in The Hague from 1994, he served in several positions within the Ministry, including a stint as Private Secretary to the Minister for European Affairs, before moving to the Royal Netherlands Embassy in London, as Head of Economic Department, between 1998 and 2001.

In 2001, Ambassador Koster became Acting Director for European Integration at the Ministry of Economic Affairs, after which he served as a Project Director at the Ministry for Foreign Affairs. In 2003 Mr. Koster was appointed Deputy Ambassador at the Royal Netherlands Embassy in Athens, Greece. In 2008 he moved to Brussels where he served as Defence Advisor at the Netherlands Permanent Representation to NATO until 2012 when he moved to the position of Director Defence Policy & Capabilities in the NATO International Staff.

Ambassador Koster is affiliated to the Atlantic Council Washington DC as a non-resident Ambassadorial Fellow at the Brent Scowcroft Centre for International Strategy and Security.

Timo S. Koster is married with two sons and two daughters.

Timo Koster Career Diplomat Dutch Ministry of Foreign Affairs
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Abstract:  As Russian President Vladimir Putin pursues a more assertive policy toward the West, one of his primary grievances is that NATO enlarged despite 1990 assurances to the contrary.  At the end of the Cold War, did Washington in fact promise Moscow that it would refrain from expanding NATO eastward?  Russia says yes; the US says no; what does the evidence say?  Professor Sarotte, a historian, has conducted archival research and interviews on this topic in the US, Russia, Germany, Britain, and France. In this lecture, she will draw on both her previous publications and on newer declassifications to re-examine this controversy and its legacy for NATO expansion – even as President Donald Trump raises the possibility of a NATO contraction through US withdrawal.

 

Speaker's Biography:  Mary Elise Sarotte is the Marie-Josée and Henry R. Kravis Distinguished Professor of Historical Studies at the Johns Hopkins School of Advanced International Studies in Washington DC.  Her five books include The Collapse: The Accidental Opening of the Berlin Wall and 1989: The Struggle to Create Post-Cold War Europe, both of which were named Financial Times Books of the Year, along with receiving other awards and commendations.  Sarotte earned her AB in History and Science at Harvard University and her PhD in History at Yale University.  After graduate school, she served as a White House Fellow and subsequently joined the faculty of the University of Cambridge.  Sarotte received tenure at Cambridge in 2004 and returned to the United States to teach at University of Southern California as the Dean's Professor of History before moving to Hopkins.  Sarotte is a former Humboldt Scholar, a former member of the Institute for Advanced Study in Princeton, a research associate of Harvard's Center for European Studies, and a member of the Council on Foreign Relations.  She is currently writing a book on NATO expansion; it is based (among other sources) on formerly secret Defense Department, State Department, and White House documents which she has declassified though Freedom of Information appeals.

Mary Sarotte Johns Hopkins School of Advanced International Studies
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Holger Nehring is Professor of Contemporary European History at the University of Stirling in Scotland, where he also directs the research program on human security, conflict and co-operation. He did his DPhil at Oxford University as a Rhodes Scholar on the history of peace movements in the Cold War and then worked at Oxford and Sheffield Universities before taking up the position at Stirling. While at Stanford, he is working on a new project on NATO infrastructure and the Cold War in Europe as well as on issues related to the history of nuclear-weapons proliferation.

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Speaker Bio: Ms. Kirsti Kauppi became Ambassador of Finland to the United States in September 2015. Before that (2012-2015) she was Political Director (Director General for Political Affairs) and (2009-2012) Director General for Africa and the Middle East in the Ministry for Foreign Affairs in Helsinki.

2005 she was appointed Ambassador of Finland to Austria and Permanent Representative to the UN-related international organizations located in Vienna. Ambassador Kauppi has also served in the Finnish Embassy in Berlin (2003-2005) as Deputy Chief of Mission (Minister). Her other foreign posts include Washington (1997-2000), the Finnish Permanent Mission to the EU in Brussels (1993-1997) and Bangkok (1989-92).

 

Abstract: Pillars of European security show signs of strain. The question is what can be the building blocks for stability and security in Europe in the future. 

Finland is a Nordic country, amongst the most stable countries in the world, one of the most open economies, technologically advanced and the “happiest” country in the world.  A rules-based international order is vitally important for countries like Finland. Return of great power competition as the organizing principle of international relations is a bleak perspective for small nations.  How should Europe position itself and what should the Europeans do? How about the transatlantic community and the West as a whole?

Finland offers an interesting point of view.  A committed member of the European Union, Finland underlines the importance of European integration, including using EU methods to strengthen European security and defense.  Finland holds the transatlantic relationship and NATO an irreplaceable pillar of stability in Europe even if the country has not joined the Alliance.  Believer in cooperative security Finland promotes dialogue and confidence building, but at the same time possesses robust military capabilities.  Finland looks at Russia with clear eyes and concern, and has through history a unique perspective to what to make of Russia and how to manage the relationship with Russia.

At the talk, the different challenges to European security are discussed and also the elements through which Europe and the US could respond and reinforce the foundations of stability in Europe, as well as why it is important that the USA and Europe are on the same page in these issues. 

Kirsti Kauppi Ambassador of Finland to the United States
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Abstract: This talk will discuss the evolution of Russian hybrid war and how the Russians executed it to perfection to seize Crimea. At the same time, it is important to understand some of the peculiarities of Ukraine to understand why the Russians are unlikely to have the same success elsewhere. The talk will describe internal balancing options that bordering nations can take to deter Russian aggression. Finally, the talk will also discuss the fits and formulation of U.S. policymaking with regards to Ukraine.

 

Speaker Bio: COL Liam Collins is the Director of the Modern War Institute and the Director of the Department Instruction at the United States Military Academy (USMA) at West Point. From 2016-2018, he also served Gen (ret.) Abizaid’s executive officer for his Secretary of Defense appointment as the Senior Defense Advisor to Ukraine, planning and executing meetings with senior Ukrainian and international officials to help reform Ukraine's defense establishment, and meetings with DoS, DoD, NSC, and HASC officials to inform and shape U.S. policy.

Previously, he served as the director of the Combating Terrorism Center (CTC) at West Point where he authored “The Abbottabad Documents: Bin Ladin’s Security Measures” and co-authored Letters from Abbottabad: Bin Ladin Sidelined?  both of which studied documents captured during the Abbottabad raid and released to the CTC. His work has been cited by the Assistant to the President for Homeland Security and Counterterrorism, the White House Press Secretary, The New York Times, the Associated Press, CNN, ABC News, Fox News, NPR, The Wall Street Journal and USA Today.

COL Collins is a career Special Forces officer, who has served in a variety of special operations assignments. He has conducted multiple operational deployments including Operational Nobile Anvil (Kosovo ’99), Operation Joint Forge (Bosnia ’00, ’02), Operation Enduring Freedom (Afghanistan ’01,’02,’11), Operation Iraqi Freedom (’03,’04) as well as operational deployments to South America and the Horn of Africa.

He holds a Bachelor of Science degree in Mechanical Engineering (Aerospace) from the United States Military Academy (1992), and a Master in Public Affairs and a PhD from Princeton University’s Woodrow Wilson School of Public and International Affairs.  He is also a graduate of the Army Command and General Staff College, the Special Forces Qualification Course, the Infantry Officer Advanced Course, and the Engineer Officer Basic Course.

COL Collins’ military awards and decorations include: Bronze Star Medal (with “V” device for valor and two oak leaf clusters), Defense Meritorious Service Medal (with oak leaf cluster), Meritorious Service Medal (with two oak leaf clusters), Joint Service Commendation Medal, Army Commendation Medal (with “V” device for valor and three oak leaf clusters), Army Achievement Medal (with four oak leaf clusters), Combat Infantryman’s Badge, Special Forces Tab, Ranger Tab, Sapper Tab, Military Free Fall Badge with Bronze Star (for combat jump), Master Parachutist Badge, and Air Assault Badge. He won the Army’s Best Ranger Competition in 2007 and was selected as the Army’s Coach of the Year in 2011.

 

Liam Collins Director of the Modern War Institute and the Director of the Department Instruction at the United States Military Academy (USMA) West Point
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Donald Trump did not have to withdraw from the INF Treaty. But now that he has set the wheels in motion, what does that mean for America's national security? Steven Pifer, William  J. Perry Fellow at CISAC, explores this question in this piece, which originally appeared in The National Interest.

President Donald Trump announced at a campaign rally on October 20 that the United States would withdraw from the Intermediate-range Nuclear Forces (INF) Treaty. During his October 22–23 visit to Moscow, National Security Advisor John Bolton confirmed that the president intended to withdraw from the treaty.

Keeping the treaty in place presumably would require that Trump change his mind, which at a minimum would require that the Kremlin agree to take corrective action to come back into compliance. That’s not going to happen.

The treaty was already on life support. Trump is pulling the plug, and the United States will exit the agreement six months after it gives formal notification. Russia bears primary responsibility for the treaty’s demise, but both Europe and the United States could have done more to try to save it.

The INF Treaty

Soviet deployment of SS-20 intermediate-range ballistic missiles in the mid-1970s gave rise to concern in Europe about a gap between U.S. and Soviet INF capabilities. In 1979, NATO adopted the “dual-track” decision: the Alliance agreed to deploy U.S. intermediate-range missiles in Europe while the United States sought to negotiate limits on such missiles with the Soviets.

Early rounds of the INF negotiations yielded little progress. The Soviets walked out in 1983 after the first U.S. missiles arrived in Britain and West Germany. The talks resumed in 1985. This time, they produced agreement. Ronald Reagan and Mikhail Gorbachev signed the INF Treaty in December 1987.

The INF Treaty banned all U.S. and Soviet land-based cruise and ballistic missiles with ranges between 500 and 5,500 kilometers. It entered into force in summer 1988. Three years later, the United States and Soviet Union had destroyed almost 2,700 missiles as well as their launchers, all under the most intrusive verification measures ever agreed, including on-site inspections. It was rightly called a landmark agreement.

Moscow’s Responsibility

Moscow appeared satisfied with the treaty’s performance up until the early 2000s. Senior Russian officials then began to express concern that, while the United States and Russia could not have intermediate-range missiles, third countries could. (The exceptions were Belarus, Kazakhstan and Ukraine, which, like Russia, remained party to the INF Treaty after the Soviet Union’s collapse.)

Third countries such as South Korea, North Korea, China, India, Pakistan, Iran, Saudi Arabia and Israel have developed and deployed intermediate-range missiles, with China producing hundreds. Each of these countries is geographically much closer to Russia than it is to the United States.

So one can understand the Russian concern . . . up to a point. Moscow today has a large and improving military in addition to fifteen times as many nuclear weapons as any country other than the United States. It does not need to match third countries in intermediate-range missiles.

Even if the Kremlin leadership found the situation intolerable, it had an honest way forward. It could have invoked Article XV of the INF Treaty, which allows a party to withdraw with six months notice.

Moscow, however, choose a different path. It developed and deployed a land-based cruise missile of intermediate-range, identified in 2017 as the 9M729 (NATO designator: SSC-8). That violated the treaty’s central provision. When the U.S. government charged that Russia had committed a violation, the Russians stubbornly denied those allegation and accused the United States of three treaty violations (one Russian charge, involving the Aegis Ashore missile defense site in Romania may have some merit, but the other two have no basis).

Moscow professed fidelity to the treaty, in effect laying a trap into which Trump has now clumsily stumbled. By announcing the U.S. intention to withdraw, he has set in motion a train that will leave Washington and be seen as responsible for killing the treaty. In addition, withdrawal from the treaty will allow the Russians to deploy land-based intermediate-range missiles without constraint, missiles for which the U.S. military currently has no land-based counterpart. It will be a win-win for Moscow.

Europe’s Silence

Russia thus bears the major blame for the treaty’s demise: it cheated. But U.S. allies in Europe and Washington itself could have taken more robust measures to steer Moscow back toward compliance and perhaps save the agreement.

U.S. officials first briefed their NATO counterparts about the Russian violation in 2014. From the public evidence, however, the leaders of NATO European members had little concern about that violation. None of them publicly complained about the treaty violation during or after their exchanges with Russian president Vladimir Putin.

Nothing suggests that European leaders raised the violation in private either. In spring 2017, after Russia had begun deploying the 9M729, I asked a senior official of a major European ally if his leader would raise the violation when meeting with Putin a week later. He said no with a shrug.

That silence sent a message—unintended, but a message nevertheless—to the Russians: Europeans didn’t worry much about the treaty violation or the 9M729.

Some analysts point to the concern expressed in NATO communiqués. That does not absolve European leaders from not speaking out individually about the Russian violation. Moreover, take take a look at the communiqué language.

In the September 2014 summit communiqué, two months after the U.S. government charged Russia with violating the treaty, NATO leaders said that “it is of paramount importance that disarmament and non-proliferation commitments under existing treaties are honored, including the Intermediate-range Nuclear Forces (INF) Treaty, which is a crucial element of Euro- Atlantic security. In that regard, Allies call on Russia to preserve the viability of the INF Treaty through ensuring full and verifiable compliance.”

The communiqué from the last NATO summit in July 2018 had tougher language: “Full compliance with the INF Treaty is essential. . . . Allies have identified a Russian missile system, the 9M729, which raises serious concerns. . . . A pattern of behavior and information over many years has led to widespread doubts about Russian compliance. Allies believe that,

in the absence of any credible answer from Russia on this new missile, the most plausible assessment would be that Russia is in violation of the treaty. NATO urges Russia to address these concerns in a substantial and transparent way, and actively engage in a technical dialogue with the United States.”

That language was better, but it hardly amounted to a robust denunciation, and it was buried in paragraph forty-six of a seventy-nine-paragraph communiqué.

Although the INF Treaty applied limits globally, it focused on Europe. European leaders should have pressed Putin hard on the violation, publicly condemned it, and raised political heat on the Kremlin. Their silence contrasts oddly with the public criticism of Trump’s decision voiced in Berlin, Rome and Paris and undermines the credibility of pleas for Washington to remain in the treaty. To put it bluntly, if they didn’t care enough to call out the Russian violation, then why care so much if the United States leaves the treaty?

An Ineffective U.S. Response

The U.S. response to the Russian violation could—and should—have been more forceful. The Obama administration sought to bring Moscow back into compliance, a worthy goal, but it applied little real pressure. Washington convened a meeting of the Special Verification Commission, the body established by the INF Treaty to address, among other things, compliance, only in November 2016—two years after charging a violation.

Pentagon officials described a range of military responses, including efforts to develop better defenses against cruise missiles, the European Reassurance Initiative to boost the U.S. military presence in Central Europe and the Baltics, and investments in new technologies to offset the Russian violation. These measures, however, were largely actions that the Pentagon would take in any case and which would continue even if Moscow corrected its violation. They did not create much incentive for a change in Russian policy.

The Trump administration stated on December 8, 2017—the thirtieth anniversary of the signing of the INF Treaty—that it also wanted to bring Russia back into compliance. It announced a three-pronged “integrated strategy” to do so: diplomatic steps, including

convening the Special Verification Commission, creating a military research and development program for a U.S. land-based intermediate-range missile, and enforcing economic sanctions on Russian entities that had been involved in development and production of the 9M729.

This strategy showed no success. The Special Verification Commission met, but by his own admission, Trump has never discussed the violation directly with Putin. The U.S. government either made no effort to stoke up approaches by Allied leaders to the Kremlin or, if it did, then that effort fizzled. Why didn’t U.S. officials use the threat of withdrawal with Allies to persuade them to engage Moscow more earnestly and at the highest level?

As for military steps, research and development on a U.S. intermediate-range missile likely caused little concern for the Russians. Fielding a missile would take years and cost a lot of money, money that the Pentagon does not have. The Russians, moreover, surely understand that it would be difficult, if not impossible, for NATO to reach a consensus on deploying new missiles in Europe. Recalling the huge anti-nuclear protests in Germany, the Netherlands and other countries in the early 1980s, some in the Kremlin might well welcome the intra-Alliance turmoil if NATO were to consider new deployments.

Pentagon officials suggested that the plan to build a new nuclear-armed sea-launched cruise missile (SLCM) could be suspended if Russia came back into compliance. That probably did not have much effect on Moscow’s calculations, especially if Russian officials read the 2018 Nuclear Posture Review, which laid down additional conditions: “If Russia returns to compliance with its arms control obligations, reduces its non-strategic nuclear arsenal, and corrects other [unspecified] destabilizing behaviors, the United States may reconsider the pursuit of a SLCM.”

Washington could have adopted a more robust military response. The U.S. military could have moved conventionally-armed Joint Air-to-Surface Strike Missiles (JASSMs) to Europe along with B-1 bombers to serve as delivery platforms. It could have increased the number of conventionally-armed SLCMs in European waters, for example, by sending the USS Florida, a converted ballistic missile submarine that can now carry up to 154 SLCMs, on a cruise in the North and Norwegian Seas, with port calls to let everyone know it was there. Such steps could

have been done quickly with existing capabilities, would have fully complied with U.S. treaty obligations, and would have caught the attention of the Russian military.

The U.S. government also could have treated with greater seriousness the Russian charge that the Aegis Ashore deployment in Romania of an Mk-41 launcher system for SM-3 missile interceptors was inconsistent with the treaty. An Mk-41 launcher on a U.S. warship can carry lots of other weapons, including cruise missiles; Russian officials contended that it was a prohibited launcher of land-based intermediate-range missiles. U.S. officials should have made clear to their counterparts that, if they would seriously address U.S. concern about the 9M729, then the U.S. side would deal with the Russian concern about the Mk-41.

Would these political and military steps have succeeded? We will not know, because Washington did not try. If Trump administration officials had a serious game plan for implementing the December “integrated strategy” to bring Russia back into compliance, then that plan was not apparent. That may be explained by John Bolton becoming National Security Advisor in April. A long-time critic of arms control in general, and of the INF Treaty in particular, Bolton probably was just as happy abandoning the treaty.

One other issue has arisen: Chinese intermediate-range ballistic missiles. The need to balance against those missiles has been cited as a reason for why the United States is leaving the treaty, but it is unclear if the Pentagon has even decided that it has a requirement for land-based intermediate-range missiles in Asia. In 2017, the vice chairman of the Joint Chiefs of Staff told a Senate panel that the United States could counter China with air- and sea-based weapons.

R.I.P. INF Treaty

To be sure, Russia committed an egregious violation. The United States could not be expected to remain in the treaty indefinitely under those circumstances. Those who support withdrawal are correct on that point.

However, Trump did not have to withdraw from the treaty at this time, especially when there were political and military measures to apply pressure on Moscow—measures that might have persuaded Russia to come back into compliance. Unfortunately, now we will not know if that tactic would have worked. Instead, the president has delivered a gift to the Russians, who will soon be able to deploy, without constraint, intermediate-range missiles for which the U.S. military has no land-based counterpart. As a bonus for Moscow, Washington will catch the international political flack for the treaty’s demise.

Steven Pifer, a William J. Perry fellow at Stanford and nonresident senior fellow with the Brookings Institution, worked extensively on intermediate-range nuclear forces issues in the 1980s in Washington, Geneva and Moscow.

 

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Alex Stamos is a cybersecurity expert, business leader and entrepreneur working to improve the security and safety of the Internet. Stamos was the founding director of the Stanford Internet Observatory at the Cyber Policy Center, a part of the Freeman Spogli Institute for International Studies. He is currently a lecturer, teaching in both the Masters in International Policy Program and in Computer Science.

Prior to joining Stanford, Alex served as the Chief Security Officer of Facebook. In this role, Stamos led a team of engineers, researchers, investigators and analysts charged with understanding and mitigating information security risks to the company and safety risks to the 2.5 billion people on Facebook, Instagram and WhatsApp. During his time at Facebook, he led the company’s investigation into manipulation of the 2016 US election and helped pioneer several successful protections against these new classes of abuse. As a senior executive, Alex represented Facebook and Silicon Valley to regulators, lawmakers and civil society on six continents, and has served as a bridge between the interests of the Internet policy community and the complicated reality of platforms operating at billion-user scale. In April 2017, he co-authored “Information Operations and Facebook”, a highly cited examination of the influence campaign against the US election, which still stands as the most thorough description of the issue by a major technology company.

Before joining Facebook, Alex was the Chief Information Security Officer at Yahoo, rebuilding a storied security team while dealing with multiple assaults by nation-state actors. While at Yahoo, he led the company’s response to the Snowden disclosures by implementing massive cryptographic improvements in his first months. He also represented the company in an open hearing of the US Senate’s Permanent Subcommittee on Investigations.

In 2004, Alex co-founded iSEC Partners, an elite security consultancy known for groundbreaking work in secure software development, embedded and mobile security. As a trusted partner to world’s largest technology firms, Alex coordinated the response to the “Aurora” attacks by the People’s Liberation Army at multiple Silicon Valley firms and led groundbreaking work securing the world’s largest desktop and mobile platforms. During this time, he also served as an expert witness in several notable civil and criminal cases, such as the Google Street View incident and pro bono work for the defendants in Sony vs George Hotz and US vs Aaron Swartz. After the 2010 acquisition of iSEC Partners by NCC Group, Alex formed an experimental R&D division at the combined company, producing five patents.

A noted speaker and writer, he has appeared at the Munich Security Conference, NATO CyCon, Web Summit, DEF CON, CanSecWest and numerous other events. His 2017 keynote at Black Hat was noted for its call for a security industry more representative of the diverse people it serves and the actual risks they face. Throughout his career, Alex has worked toward making security a more representative field and has highlighted the work of diverse technologists as an organizer of the Trustworthy Technology Conference and OURSA.

Alex has been involved with securing the US election system as a contributor to Harvard’s Defending Digital Democracy Project and involved in the academic community as an advisor to Stanford’s Cybersecurity Policy Program and UC Berkeley’s Center for Long-Term Cybersecurity. He is a member of the Aspen Institute’s Cyber Security Task Force, the Bay Area CSO Council and the Council on Foreign Relations. Alex also serves on the advisory board to NATO’s Collective Cybersecurity Center of Excellence in Tallinn, Estonia.

Former Director, Stanford Internet Observatory
Lecturer, Masters in International Policy
Lecturer, Computer Science
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Rising powers often seek to reshape the world order, triggering confrontations with those who seek to defend the status quo. In recent years, as international institutions have grown in prevalence and influence, they have increasingly become central arenas for international contestation. Phillip Y. Lipscy examines how international institutions evolve as countries seek to renegotiate the international order. He offers a new theory of institutional change and explains why some institutions change flexibly while others successfully resist or fall to the wayside. The book uses a wealth of empirical evidence - quantitative and qualitative - to evaluate the theory from international organizations such as the International Monetary Fund, World Bank, European Union, League of Nations, United Nations, the International Telecommunications Satellite Organization, and Internet Corporation for Assigned Names and Numbers. The book will be of particular interest to scholars interested in the historical and contemporary diplomacy of the United States, Japan, and China.

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Books
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Cambridge University Press
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Phillip Lipscy
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